Prisoners in 2012 - Advance County BJS 2013
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U.S. Department of Justice Office of Justice Programs Bureau of Justice Statistics July 2013, NCJ 242467 E. Ann Carson and Daniela Golinelli, BJS Statisticians T he U.S. prison population declined for the third consecutive year, falling to an estimated 1,571,013 prisoners at yearend 2012 (figure 1). This was down 27,770 prisoners (1.7%) from yearend 2011. California had the greatest population decline, with 15,035 fewer prisoners than in 2011 in part due to the state’s Public Safety Realignment policy. In 2012, the overall state prison population decreased 2.1% (down 29,223 inmates), while the federal prison population grew 0.7% (up 1,453 prisoners). Overall imprisonment rates fell for both males and females, from 932 male prisoners per 100,000 U.S. male residents in 2011 to 910 in 2012, and from 65 female prisoners per 100,000 U.S. female residents in 2011 to 63 in 2012. In 2012, the number of female prisoners (108,866 inmates) fell to the lowest level since 2005— a 2.3% decrease from 2011. The total imprisonment rate in 2012 was 480 prisoners per 100,000 U.S. residents, or 626 per 100,000 U.S. adult residents. The statistics in this report are based on the Bureau of Justice Statistics’ (BJS) National Prisoner Statistics (NPS) Program, which collects annual data from all 50 states and the Federal Bureau of Prisons (BOP) on prisoner counts, characteristics, admissions, and releases, as well as prison capacity. The 2012 NPS collection is number 88 in a series that began in 1926. Figure 1 Prisoners under state and federal jurisdiction at yearend, 2002–2012 Number* 2,000,000 Annual percent change Percent change 3.0 1,600,000 2.0 1,200,000 1.0 800,000 0.0 400,000 -1.0 0 '02 '03 '04 '05 '06 '07 '08 '09 '10 '11 '12 Bul l etin Prisoners in 2012 - Advance Counts -2.0 Note: Jurisdiction refers to the legal authority of state or federal correctional officials over a prisoner, regardless of where the prisoner is held. *Total and state estimates in 2012 include imputed counts for jurisdictions that did not submit National Prisoner Statistics (NPS) data in time to be included in this report. See Methodology for discussion of imputation strategy. Source: Bureau of Justice Statistics, National Prisoner Statistics Program, 2002–2012. HIGHLIGHTS The U.S. prison population declined for the third consecutive year in 2012, from a high of 1,615,487 inmates in 2009 to 1,571,013 at yearend 2012. The U.S. imprisoned 27,770 fewer prisoners (down 1.7%) at yearend 2012 than at yearend 2011. The federal prison population increased by 1,453 prisoners in 2012 (up 0.7%), while the state prison population declined by 29,223 prisoners (down 2.1%). California accounted for 51% of the decrease in the total state prison population. Nine states had a decrease of over 1,000 prisoners in 2012: California, Texas, North Carolina, Colorado, Arkansas, New York, Florida, Virginia, and Maryland. Louisiana and the federal prison system had increases of more than 1,000 prisoners in 2012. The total imprisonment rate for prisoners sentenced to more than 1 year in state or federal prison decreased by 2.4%, from 492 per 100,000 U.S. residents in 2011 to 480 in 2012. The imprisonment rate for females decreased by 2.9% from 2011 to 2012, from 65 female prisoners per 100,000 U.S. female residents to 63 per 100,000. BJS This report is based on data submitted by 47 states and the Federal Bureau of Prisons (BOP). Data for the three states that had not yet submitted NPS data at the time of publication have been estimated (see Methodology). In late 2013, BJS will publish a more extensive report, Prisoners in 2012, which will include 2011 and 2012 updates from states that had not reported in time to be incorporated in this advance report, and information on prison admissions, releases, capacity, and the age distribution of sentenced inmates. States drove the third consecutive decline in the U.S. prison population In 2012, the prison population declined in 28 states, and 9 states reported decreases of more than 1,000 inmates (table 2). California observed the largest decline and accounted for more than half of the drop in the overall U.S. prison population, with about 10% (15,035) fewer inmates at yearend 2012 than in 2011. (See text box on California Public Safety Realignment on page 4.) Texas reported the second largest decline in prison population in 2012 (down 5,852), followed by North Carolina (down 2,304). Colorado, Arkansas, New York, Florida, Virginia, and Maryland also reported at least 1,000 fewer inmates during the same period. Louisiana (up 1,538 prisoners or 3.9%) and the federal prison system (up 1,453 prisoners or 0.7%) reported an increase of at least 1,000 inmates. The prison population in Mississippi, Michigan, and Kentucky each increased by more than 500 inmates in 2012. After reaching a peak of 1,407,369 inmates in 2009, the state prison population declined during the next 3 years (table 1). The total state prison population decreased by 2.1% in 2012, following a 1.5% decrease in 2011. The federal prison population grew by 0.7% in 2012, continuing a trend that began in 1998. Table 1 Prisoners under the jurisdiction of state or federal correctional authorities, December 31, 2002–2012 Year 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012—advancea Percent change Average annual, 2002–2011 2011–2012 Total 1,440,144 1,468,601 1,497,100 1,525,910 1,568,674 1,596,835 1,608,282 1,615,487 1,613,803 1,598,783 1,571,013 Federal* 163,528 173,059 180,328 187,618 193,046 199,618 201,280 208,118 209,771 216,362 217,815 1.1% -1.7 3.2% 0.7 State 1,276,616 1,295,542 1,316,772 1,338,292 1,375,628 1,397,217 1,407,002 1,407,369 1,404,032 1,382,421 1,353,198 0.8% -2.1 Male 1,342,513 1,367,755 1,392,278 1,418,392 1,456,366 1,482,524 1,493,670 1,502,002 1,500,936 1,487,397 1,462,147 Female 97,631 100,846 104,822 107,518 112,308 114,311 114,612 113,485 112,867 111,386 108,866 1.1% -1.7 1.4% -2.3 Note: Jurisdiction refers to the legal authority of state or federal correctional officials over a prisoner, regardless of where the prisoner is held. *Includes inmates held in nonsecure privately operated community corrections facilities and juveniles held in contract facilities. aTotal and state estimates include imputed counts for the three jurisdictions that did not submit National Prisoner Statistics (NPS) data in time to be included in this report. See Methodology for discussion of imputation strategy. Source: Bureau of Justice Statistics, National Prisoner Statistics Program, 2002–2012. P R I S O N E R S I N 2012 - A D VA N C E CO U N T S | J U LY 2013 2 Table 2 Prisoners under jurisdiction of state or federal correctional authorities, by jurisdiction and sex, December 31, 2011 and 2012 Jurisdiction U.S. totala Federalb Statea Alabama Alaskac Arizona Arkansas California Colorado Connecticutc Delawarec Florida Georgia Hawaiic Idaho Illinoisd Indiana Iowa Kansas Kentucky Louisiana Maine Maryland Massachusetts Michigan Minnesota Mississippi Missouri Montana Nebraska Nevadad New Hampshire New Jersey New Mexico New York North Carolina North Dakota Ohio Oklahomae Oregon Pennsylvania Rhode Islandc South Carolina South Dakota Tennessee Texas Utah Vermontc Virginia Washingtond West Virginia Wisconsin Wyoming Total 1,598,783 216,362 1,382,421 32,270 5,412 40,020 16,108 149,569 21,978 18,324 6,739 103,055 55,944 6,037 7,739 48,427 28,906 9,116 9,327 21,545 39,710 2,145 22,558 11,623 42,940 9,800 21,386 30,833 3,678 4,616 12,778 2,614 23,834 6,998 55,436 39,440 1,423 50,964 25,977 14,510 51,578 3,337 22,914 3,535 28,479 172,224 6,879 2,053 38,130 17,847 6,826 22,657 2,183 2011 Male 1,487,397 202,462 1,284,935 29,696 4,768 36,470 14,995 141,382 19,957 17,090 6,202 95,913 52,027 5,304 6,854 45,562 26,406 8,378 8,647 19,091 37,326 1,981 21,576 10,832 41,031 9,156 19,808 28,258 3,274 4,247 11,811 2,444 22,762 6,366 53,124 36,800 1,276 47,061 23,558 13,387 48,795 3,158 21,528 3,094 26,070 158,036 6,266 1,905 35,321 16,452 6,074 21,472 1,944 Female 111,386 13,900 97,486 2,574 644 3,550 1,113 8,187 2,021 1,234 537 7,142 3,917 733 885 2,865 2,500 738 680 2,454 2,384 164 982 791 1,909 644 1,578 2,575 404 369 967 170 1,072 632 2,312 2,640 147 3,903 2,419 1,123 2,783 179 1,386 441 2,409 14,188 613 148 2,809 1,395 752 1,185 239 Total 1,571,013 217,815 1,353,198 32,431 5,533 40,013 14,654 134,534 20,462 17,530 6,914 101,930 55,457 5,831 7,985 / 28,831 8,733 9,682 22,110 41,248 2,108 21,522 11,308 43,636 9,938 22,319 31,247 3,609 4,705 / 2,790 23,225 6,640 54,210 37,136 1,512 50,876 25,225 14,840 51,125 3,229 22,388 3,650 28,411 166,372 6,962 2,034 37,044 / 7,070 22,600 2,204 2012 Male 1,462,147 203,766 1,258,381 29,782 4,855 36,382 13,594 128,436 18,739 16,312 6,348 94,945 51,868 5,143 6,977 / 26,265 7,949 8,952 19,425 38,859 1,944 20,646 10,549 41,647 9,228 20,652 28,544 3,210 4,352 / 2,583 22,164 6,010 51,963 34,675 1,341 47,008 22,728 13,609 48,380 3,043 21,051 3,227 26,048 152,823 6,323 1,907 34,150 / 6,265 21,375 1,966 Female 108,866 14,049 94,817 2,649 678 3,631 1,060 6,098 1,723 1,218 566 6,985 3,589 688 1,008 / 2,566 784 730 2,685 2,389 164 876 759 1,989 710 1,667 2,703 399 353 / 207 1,061 630 2,247 2,461 171 3,868 2,497 1,231 2,745 186 1,337 423 2,363 13,549 639 127 2,894 / 805 1,225 238 Percent change, 2011–2012 Total Male Female -1.7% -1.7% -2.3% 0.7% 0.6% 1.1% -2.1% -2.1% -2.7% 0.5 0.3 2.9 2.2 1.8 5.3 0.0 -0.2 2.3 -9.0 -9.3 -4.8 -10.1 -9.2 -25.5 -6.9 -6.1 -14.7 -4.3 -4.6 -1.3 2.6 2.4 5.4 -1.1 -1.0 -2.2 -0.9 -0.3 -8.4 -3.4 -3.0 -6.1 3.2 1.8 13.9 / / / -0.3 -0.5 2.6 -4.2 -5.1 6.2 3.8 3.5 7.4 2.6 1.7 9.4 3.9 4.1 0.2 -1.7 -1.9 0.0 -4.6 -4.3 -10.8 -2.7 -2.6 -4.0 1.6 1.5 4.2 1.4 0.8 10.2 4.4 4.3 5.6 1.3 1.0 5.0 -1.9 -2.0 -1.2 1.9 2.5 -4.3 / / / 6.7 5.7 21.8 -2.6 -2.6 -1.0 -5.1 -5.6 -0.3 -2.2 -2.2 -2.8 -5.8 -5.8 -6.8 6.3 5.1 16.3 -0.2 -0.1 -0.9 -2.9 -3.5 3.2 2.3 1.7 9.6 -0.9 -0.9 -1.4 -3.2 -3.6 3.9 -2.3 -2.2 -3.5 3.3 4.3 -4.1 -0.2 -0.1 -1.9 -3.4 -3.3 -4.5 1.2 0.9 4.2 -0.9 0.1 -14.2 -2.8 -3.3 3.0 / / / 3.6 3.1 7.0 -0.3 -0.5 3.4 1.0 1.1 -0.4 Note: Jurisdiction refers to the legal authority of state or federal correctional officials over a prisoner, regardless of where the prisoner is held. As of December 31, 2001, sentenced felons from the District of Columbia are the responsibility of the Federal Bureau of Prisons. /Not reported. aIncludes imputed counts for the three jurisdictions that did not submit National Prisoner Statistics (NPS) data in time to be included in this report. See Methodology for discussion of imputation strategy. bIncludes inmates held in nonsecure privately operated community corrections facilities and juveniles held in contract facilities. cPrisons and jails form one integrated system. Data include total jail and prison populations. dState did not submit National Prisoner Statistics (NPS) Program data in time for inclusion in this report. eData reported for 2011 include sentenced inmates not yet in custody, or out to court, and escapees temporarily in custody of local jails. The 2012 data do not include these groups of inmates. Source: Bureau of Justice Statistics, National Prisoner Statistics Program, 2011–2012. California prison populations continued to decline during the second year of Public Safety Realignment In 2012, California continued to reduce the number of inmates housed in state prisons, as mandated by laws enacted on October 1, 2011, to alleviate overcrowding. While some decrease was observed during the last 3 months of 2011, 2012 marked the first full year of implementation of the California Public Safety Realignment (PSR) program. (See Prisoners in 2011, NCJ 239808, BJS Web, December 2012.) By December 31, 2011, the state’s prison population decreased by 15,188 sentenced inmates from the 2010 yearend total (table 3). California imprisoned 14,814 fewer sentenced inmates at yearend 2012 than in 2011, a decline of 9.9%. The female population decreased by 25% over the same period, from 8,053 sentenced female inmates in 2011 to 6,031 in 2012. The total imprisonment rate for sentenced prisoners in California decreased from 393 prisoners per 100,000 residents of California in 2011 to 351 in 2012. Table 3 Sentenced prisoners under the jurisdiction of California state correctional authorities, by sex, December 31, 2002–2012 Year 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 Percent change Average annual, 2002–2010 2010–2011 2011–2012 Total 159,984 162,678 164,933 168,982 173,942 172,856 172,583 170,131 164,213 149,025 134,211 Male 150,374 152,385 154,051 157,704 162,361 161,551 161,220 159,396 154,450 140,972 128,180 Female 9,610 10,293 10,882 11,278 11,581 11,305 11,363 10,735 9,763 8,053 6,031 0.3% -9.2 -9.9 0.3% -8.7 -9.1 0.2% -17.5 -25.1 Note: Counts are based on prisoners with a sentence of more than 1 year. Source: Bureau of Justice Statistics, National Prisoner Statistics Program, 2002–2012. Continued on next page P R I S O N E R S I N 2012 - A D VA N C E CO U N T S | J U LY 2013 4 California prison populations continued to decline during the second year of Public Safety Realignment (continued) PSR was written to divert new admissions of “nonviolent, nonserious, and nonsex “1 offenders to local jail facilities after October 1, 2011, while still admitting individuals convicted of violent, sex, or serious offenses to prison. While the California prison system had a decrease in the absolute number of prisoners between 2010 and 2012, the redistribution of inmates by offense type shows the effect of the PSR policy. Of all males sentenced to at least 1 year in California prison, 70% were serving time for violent offenses 1Offenses as specified in the Public Safety Realignment Act. on December 31, 2012—11% more than in 2010 (table 4). About 62% of the female population was imprisoned for violent crimes in 2012, up 41% from 2010. The proportion of offenders serving sentences for drug or property crimes in the California prison population decreased in 2012, particularly among women. A total of 26,570 fewer inmates served time for “nonviolent, nonserious, and nonsex offenses” in 2012 than in 2010, while the number of violent offenders decreased by 2,709 over the same period. Table 4 Most serious offense committed by sentenced inmates in California state prisons, by sex and offense type , December 31, 2010 and 2012 Offense Totala Violent Murderb Manslaughter Rape Other sexual assault Robbery Aggravated or simple assault Other violent Property Burglary Larceny-theft Motor vehicle theft Fraud Other property Drugc Public orderd Other/unspecifiede Total 162,164 58.8% 17.4 0.6 2.0 7.2 13.6 14.3 3.7 18.9% 8.4 3.8 3.3 1.4 1.9 15.0% 7.2% 0.2% 2010 Male 152,405 60.0% 17.6 0.6 2.1 7.6 13.8 14.6 3.7 17.9% 8.2 3.4 3.3 1.1 1.9 14.6% 7.4% 0.2% Female 9,759 40.9% 14.7 1.3 0.1 0.8 9.9 9.6 4.3 33.3% 11.2 9.9 3.3 6.3 2.6 21.1% 4.3% 0.4% Total 132,885 69.8% 22.4 0.7 2.2 8.1 16.2 15.9 4.3 14.5% 8.1 2.1 2.1 0.7 1.4 9.1% 6.5% 0.1% 2012 Male 126,893 70.1% 22.3 0.7 2.3 8.5 16.3 16.0 4.2 14.2% 8.0 2.0 2.1 0.6 1.4 9.0% 6.6% 0.1% Female 5,992 62.4% 24.6 2.0 0.2 1.2 14.5 13.4 6.6 22.3% 10.9 4.8 1.7 3.0 2.0 10.9% 4.1% 0.2% Note: Counts are based on prisoners with a sentence of more than 1 year. aAnalysis based on National Corrections Reporting Program administrative data, which may vary slightly from National Prisoner Statistics Program data due to differences in data collection. bIncludes nonnegligent manslaughter. cIncludes trafficking, possession, and other drug offenses. dIncludes weapons, drunk driving, and court offenses; commercialized vice, morals, and decency offenses; and liquor law violations and other public-order offenses. eIncludes juvenile offenses and other unspecified offense categories. Sources: Bureau of Justice Statistics, National Prisoner Statistics Program and National Corrections Reporting Program, 2010 and 2012. P R I S O N E R S I N 2012 - A D VA N C E CO U N T S | J U LY 2013 5 The growth in federal prisons was driven by unsentenced inmates The number of prisoners sentenced to more than 1 year in federal or state prison, representing 96% of the overall prison population, decreased by 1.7% in 2012 (table 5). The number of sentenced federal prisoners declined slightly (down 0.2%) in 2012, while the total federal population increased. The increase was driven primarily by population increases among inmates without sentences or with sentences of 1 year or less (1,929, not shown in table). The number of sentenced state prisoners also declined, with 25,987 (down 1.9%) fewer sentenced inmates in 2012 than in 2011. California accounted for 57% of this decline. Overall, the number of sentenced male inmates in state or federal prison declined by 1.7% (down 24,109) from 2011 to 2012, and the number of sentenced female inmates decreased by 2.3% (down 2,354) during the same period. Among the reporting jurisdictions, 25 out of the 47 states and the federal prison system showed declines in their sentenced prison population (table 6). Five states had decreases of more than 10% in their sentenced female prison population, while five others showed increases among females of more than 10% from 2011 to 2012. However, the majority of these states had a small overall prison population. Table 5 Sentenced prisoners under the jurisdiction of state or federal correctional authorities, December 31, 2002–2012 Year 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012—advancea Percent change Average annual, 2002–2011 2011–2012 Total 1,380,516 1,408,361 1,433,728 1,462,866 1,504,598 1,532,851 1,547,742 1,553,574 1,552,669 1,538,854 1,512,391 Federal* 143,040 151,919 159,137 166,173 173,533 179,204 182,333 187,886 190,641 197,050 196,574 1.1% -1.7 3.8% -0.2 State 1,237,476 1,256,442 1,274,591 1,296,693 1,331,065 1,353,647 1,365,409 1,365,688 1,362,028 1,341,804 1,315,817 Male 1,291,450 1,315,790 1,337,730 1,364,178 1,401,261 1,427,088 1,441,384 1,448,239 1,447,766 1,435,115 1,411,006 Female 89,066 92,571 95,998 98,688 103,337 105,763 106,358 105,335 104,903 103,739 101,385 0.8% -1.9 1.1% -1.7 1.6% -2.3 Note: Jurisdiction refers to the legal authority of state or federal correctional officials over a prisoner, regardless of where the prisoner is held. Counts are based on prisoners with sentences of more than 1 year under the jurisdiction of state or federal correctional officials. *Includes inmates held in nonsecure privately operated community corrections facilities and juveniles held in contract facilities. aTotal and state estimates include imputed counts for the three jurisdictions that did not submit National Prisoner Statistics (NPS) data in time to be included in this report. See Methodology for discussion of imputation strategy. Source: Bureau of Justice Statistics, National Prisoner Statistics Program, 2002–2012. P R I S O N E R S I N 2012 - A D VA N C E CO U N T S | J U LY 2013 6 Table 6 Sentenced prisoners under jurisdiction of state or federal correctional authorities, by jurisdiction and sex, December 31, 2011 and 2012 Jurisdiction U.S. totala Federalb Statea Alabama Alaskac Arizona Arkansas California Colorado Connecticutc Delawarec Florida Georgia Hawaiic Idaho Illinoisd Indiana Iowa Kansase Kentucky Louisiana Maine Maryland Massachusetts Michigan Minnesota Mississippi Missouri Montana Nebraska Nevadad New Hampshire New Jersey New Mexico New York North Carolina North Dakota Ohio Oklahomae Oregon Pennsylvania Rhode Islandc South Carolina South Dakota Tennessee Texas Utah Vermontc Virginia Washingtond West Virginia Wisconsin Wyoming Total 1,538,854 197,050 1,341,804 31,271 2,901 38,370 16,037 149,025 21,978 12,549 4,003 103,055 53,955 3,910 7,739 48,427 28,890 9,057 9,327 20,952 39,709 1,952 22,252 10,316 42,904 9,800 20,585 30,829 3,678 4,511 12,639 2,614 23,834 6,855 55,262 35,102 1,423 50,964 24,024 14,459 51,390 2,065 22,233 3,530 28,479 163,552 6,877 1,598 38,130 17,808 6,803 21,998 2,183 2011 Male 1,435,115 184,901 1,250,214 28,823 2,590 35,098 14,938 140,972 19,957 11,865 3,815 95,913 50,211 3,527 6,854 45,562 26,391 8,336 8,647 18,575 37,325 1,810 21,301 9,822 40,995 9,156 19,115 28,254 3,274 4,159 11,672 2,444 22,762 6,230 52,973 33,030 1,276 47,061 21,693 13,343 48,657 1,984 20,940 3,092 26,070 151,343 6,264 1,496 35,321 16,420 6,056 20,858 1,944 Female 103,739 12,149 91,590 2,448 311 3,272 1,099 8,053 2,021 684 188 7,142 3,744 383 885 2,865 2,499 721 680 2,377 2,384 142 951 494 1,909 644 1,470 2,575 404 352 967 170 1,072 625 2,289 2,072 147 3,903 2,331 1,116 2,733 81 1,293 438 2,409 12,209 613 102 2,809 1,388 747 1,140 239 Total 1,512,391 196,574 1,315,817 31,437 2,940 38,402 14,615 134,211 20,462 11,961 4,129 101,930 53,990 3,819 7,985 / 28,822 8,686 9,398 21,466 41,246 1,932 21,281 9,999 43,594 9,938 21,426 31,244 3,609 4,594 / 2,790 23,225 6,574 54,073 34,983 1,512 50,876 24,830 14,801 50,918 1,999 21,725 3,644 28,411 157,900 6,960 1,516 37,044 / 7,027 20,474 2,204 2012 Male 1,411,006 184,258 1,226,748 28,915 2,662 35,065 13,567 128,180 18,739 11,314 3,913 94,945 50,510 3,439 6,977 / 26,256 7,917 8,724 18,919 38,857 1,797 20,410 9,567 41,605 9,228 19,884 28,541 3,210 4,255 / 2,583 22,164 5,954 51,846 32,846 1,341 47,008 22,369 13,574 48,219 1,916 20,485 3,221 26,048 146,292 6,321 1,443 34,150 / 6,235 19,379 1,966 Female 101,385 12,316 89,069 2,522 278 3,337 1,048 6,031 1,723 647 216 6,985 3,480 380 1,008 / 2,566 769 674 2,547 2,389 135 871 432 1,989 710 1,542 2,703 399 339 / 207 1,061 620 2,227 2,137 171 3,868 2,461 1,227 2,699 83 1,240 423 2,363 11,608 639 73 2,894 / 792 1,095 238 Percent change, 2011–2012 Total Male Female -1.7% -1.7% -2.3% -0.2% -0.3% 1.4% -1.9% -1.9% -2.8% 0.5 0.3 3.0 1.3 2.8 -10.6 0.1 -0.1 2.0 -8.9 -9.2 -4.6 -9.9 -9.1 -25.1 -6.9 -6.1 -14.7 -4.7 -4.6 -5.4 3.1 2.6 14.9 -1.1 -1.0 -2.2 0.1 0.6 -7.1 -2.3 -2.5 -0.8 3.2 1.8 13.9 / / / -0.2 -0.5 2.7 -4.1 -5.0 -6.7 ---2.5 1.9 7.2 3.9 4.1 0.2 -1.0 -0.7 -4.9 -4.4 -4.2 -8.4 -3.1 -2.6 -12.6 1.6 1.5 4.2 1.4 0.8 10.2 4.1 4.0 4.9 1.3 1.0 5.0 -1.9 -2.0 -1.2 1.8 2.3 -3.7 / / / 6.7 5.7 21.8 -2.6 -2.6 -1.0 -4.1 -4.4 -0.8 -2.2 -2.1 -2.7 -0.3 -0.6 3.1 6.3 5.1 16.3 -0.2 -0.1 -0.9 ---2.4 1.7 9.9 -0.9 -0.9 -1.2 -3.2 -3.4 2.5 -2.3 -2.2 -4.1 3.2 4.2 -3.4 -0.2 -0.1 -1.9 -3.5 -3.3 -4.9 1.2 0.9 4.2 -5.1 -3.5 -28.4 -2.8 -3.3 3.0 / / / 3.3 3.0 6.0 -6.9 -7.1 -3.9 1.0 1.1 -0.4 Note: Jurisdiction refers to the legal authority of state or federal correctional officials over a prisoner, regardless of where the prisoner is held. Counts are based on prisoners with sentences of more than 1 year under the jurisdiction of state or federal correctional officials. As of December 31, 2001, sentenced felons from the District of Columbia are the responsibility of the Federal Bureau of Prisons. --Not calculated. /Not reported. aIncludes imputed counts for the three jurisdictions that did not submit National Prisoner Statistics (NPS) data in time to be included in this report. See Methodology for discussion of imputation strategy. bIncludes inmates held in nonsecure privately operated community corrections facilities and juveniles held in contract facilities. cPrisons and jails form one integrated system. Data include total jail and prison populations. dState did not submit National Prisoner Statistics (NPS) Program data in time for inclusion in this report. eChange in reporting methods. See National Prisoner Statistics jurisdiction notes. Source: Bureau of Justice Statistics, National Prisoner Statistics Program, 2011–2012. Both state and federal imprisonment rates declined from 2011 to 2012 Driven by an overall decrease in the number of sentenced inmates, imprisonment rates declined from 2011 to 2012 for both state and federal prison systems (table 7). In addition to the total imprisonment rate for the U.S. resident population, this report includes adult imprisonment rates (based on the U.S. resident population age 18 or older) for all prisoners by sex for the first time. Adult imprisonment rates allow the rate of persons in prison to be compared to BJS’s published rates of incarceration in local jails and community corrections programs. The total imprisonment rate (480 inmates per 100,000 U.S. residents of all ages) in 2012 was 2.4% lower than in 2011. In 2012, males were imprisoned at the lowest rate since 2002 (910 male prisoners per 100,000 U.S. male residents of all ages in 2012, or 1,202 male inmates per 100,000 U.S. male residents age 18 or older). State prisons reported the lowest overall imprisonment rate in over a decade (418 prisoners per 100,000 U.S. residents of all ages). With the exception of the federal prison system, which increased an average of 2.7% each year between 2002 and 2011, the average annual percentage decrease in imprisonment rates among the total U.S. prison population and among male and female prisoners was less than 1% between 2002 and 2011. From 2011 to 2012, rates for the total U.S. prison population, male and female prisoners, and the federal prison population declined by at least 1%. Among the reporting jurisdictions, 29 of the 47 states that reported data had a decrease in their total imprisonment rate during this period (table 8). California reported the largest imprisonment rate decline from 2011 to 2012 (down 11%), from 393 inmates per 100,000 state residents to 351 in 2012. In 2012, states with the highest imprisonment rates included Louisiana (893 per 100,000 state residents), Mississippi (717 per 100,000 state residents), Alabama (650 per 100,000 state residents), Oklahoma (648 per 100,000 state residents), and Texas (601 per 100,000 state residents). The federal prison system reported the lowest imprisonment rate in 2012 (62 per 100,000 U.S. residents), followed by Maine (145 per 100,000 state residents), Minnesota (184 per 100,000 state residents), and Rhode Island (190 per 100,000 state residents). Table 7 Imprisonment rate of sentenced prisoners under the jurisdiction of state or federal correctional authorities, December 31, 2002–2012 Year 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012—advanced Percent change Average annual, 2002–2011 2011–2012 Totala 477 483 487 492 501 506 506 504 500 492 480 0.3% -2.4 Per 100,000 U.S. residents all ages Federalb Statea Malea 49 428 909 52 431 917 54 433 923 56 436 932 58 443 948 59 447 955 60 447 956 61 443 952 61 439 948 63 429 932 62 418 910 2.7% -1.0 0.0% -2.6 0.3% -2.4 Femalea 61 62 64 65 68 69 69 67 66 65 63 Per 100,000 adult U.S. residents Totalc Malec Femalec 639 1,234 80 645 1,242 82 649 1,248 84 655 1,257 86 666 1,275 89 670 1,282 90 669 1,279 90 665 1,271 88 656 1,260 86 644 1,235 84 626 1,202 82 0.8% -2.9 0.1% -2.7 0.0% -2.7 0.6% -3.2 Note: Jurisdiction refers to the legal authority of state or federal correctional officials over a prisoner, regardless of where the prisoner is held. Counts are based on prisoners with sentences of more than 1 year under the jurisdiction of state or federal correctional officials. aImprisonment rate per 100,000 U.S. residents of all ages. These rates are comparable to those in previously published BJS reports. bIncludes inmates held in nonsecure privately operated community corrections facilities and juveniles held in contract facilities. cImprisonment rate per 100,000 U.S. residents age 18 or older. Since this is the first year BJS is publishing adult imprisonment rates, they are not comparable to rates that included all U.S. residents in previously published BJS reports. dTotal and state estimates include imputed counts for the three jurisdictions that did not submit National Prisoner Statistics data in time to be included in this report. See Methodology for discussion of imputation strategy. Source: Bureau of Justice Statistics, National Prisoner Statistics Program, 2002–2012. P R I S O N E R S I N 2012 - A D VA N C E CO U N T S | J U LY 2013 8 Table 8 Imprisonment rate of sentenced prisoners under jurisdiction of state or federal correctional authorities, by jurisdiction and sex, December 31, 2011 and 2012 Jurisdiction U.S. totalc Federald Statec Alabama Alaskae Arizona Arkansas California Colorado Connecticute Delawaree Florida Georgia Hawaiie Idaho Illinoisf Indiana Iowa Kansasg Kentucky Louisiana Maine Maryland Massachusetts Michigan Minnesota Mississippi Missouri Montana Nebraska Nevadaf New Hampshire New Jersey New Mexico New York North Carolina North Dakota Ohio Oklahomag Oregon Pennsylvania Rhode Islande South Carolina South Dakota Tennessee Texas Utah Vermonte Virginia Washingtonf West Virginia Wisconsin Wyoming Totala 492 63 429 650 399 589 545 393 427 350 439 537 547 282 487 376 443 295 324 479 865 147 380 205 434 183 690 512 367 244 461 198 269 329 283 362 206 441 632 372 403 197 473 426 443 633 243 255 468 260 367 385 382 Malea 932 120 812 1,234 684 1,084 1,033 749 772 678 862 1,021 1,040 506 861 721 821 548 604 862 1,662 278 750 405 845 344 1,320 958 651 453 844 375 527 604 559 699 363 834 1,152 694 782 390 916 744 832 1,179 440 484 883 480 662 735 666 2011 Femalea 65 8 58 99 89 100 73 42 79 37 40 73 74 56 111 44 75 47 47 107 102 21 31 17 38 24 96 84 81 38 71 25 24 59 23 42 43 66 122 57 42 15 54 106 73 94 43 32 68 40 79 40 85 Total adultb 644 82 561 848 537 784 718 521 560 450 566 678 731 361 666 495 586 386 433 625 1,144 184 493 260 565 240 921 669 472 325 608 251 350 437 362 473 264 575 838 478 514 248 614 565 577 866 353 319 606 337 463 500 500 Totala 480 62 418 650 401 583 494 351 392 333 448 524 542 273 499 / 440 282 325 489 893 145 360 199 441 184 717 518 358 247 / 211 261 315 276 357 213 440 648 378 398 190 458 434 438 601 242 242 451 / 378 357 379 Malea 910 119 791 1,234 695 1,070 934 674 715 645 877 999 1,037 487 871 / 814 518 606 875 1,720 276 713 395 857 344 1,370 965 633 459 / 396 511 576 545 688 372 832 1,178 700 772 376 888 765 824 1,121 437 468 845 / 681 680 663 2012 Femalea 63 8 56 101 79 101 70 31 66 35 46 70 68 55 126 / 77 49 46 114 101 20 29 15 39 26 100 88 80 36 / 31 23 59 22 43 49 65 127 62 41 15 51 101 71 88 45 23 69 / 84 38 84 Total adultb 626 81 545 847 537 773 651 463 514 426 577 661 723 349 680 / 581 368 433 637 1,179 181 466 252 571 241 954 674 459 328 / 266 338 417 352 466 274 572 858 485 506 239 593 575 570 820 351 302 582 / 477 463 496 Note: Jurisdiction refers to the legal authority of state or federal correctional officials over a prisoner, regardless of where the prisoner is held. Counts are based on prisoners with sentences of more than 1 year under the jurisdiction of state or federal correctional officials. /Not reported. aImprisonment rate per 100,000 U.S. residents of all ages. These rates are comparable to those in previously published BJS reports. bImprisonment rate per 100,000 U.S. residents age 18 or older. Since this is the first year BJS is publishing adult imprisonment rates, they are not comparable to rates that included all U.S. residents in previously published BJS reports. cIncludes imputed counts for the three jurisdictions that did not submit National Prisoner Statistics data in time to be included in this report. See Methodology for discussion of imputation strategy. dIncludes inmates held in nonsecure privately operated community corrections facilities and juveniles held in contract facilities. ePrisons and jails form one integrated system. Data include total jail and prison populations. fState did not submit National Prisoner Statistics (NPS) Program data in time for inclusion in this report. gChange in reporting methods. See National Prisoner Statistics jurisdiction notes. Source: Bureau of Justice Statistics, National Prisoner Statistics Program, 2011–2012. Violent offenders comprised the majority of the state prison population in 2011 Inmates sentenced to more than 1 year of imprisonment for violent offenses continued to account for the majority (53%) of the state prison population in 2011, the latest year for which the most complete state offense data are available (table 9). The distribution of offense categories was more evenly divided among female inmates than male inmates, with 37% of females imprisoned for violent offenses, 28% for property offenses, and 25% for drug crimes. Among male inmates, 54% were incarcerated for violent crimes, 18% for property offenses, and 16% for drug offenses. Table 9 Estimated percent of sentenced prisoners under state jurisdiction, by offense, sex, race, and Hispanic origin, December 31, 2011 Offense Total Violent Murderc Manslaughter Rape/sexual assault Robbery Aggravated or simple assault Other violent Property Burglary Larceny-theft Motor vehicle theft Fraud Other property Drugd Public ordere Other/unspecifiedf All inmatesa 1,341,804 53.0% 12.2 1.6 12.3 13.5 10.3 3.0 18.3% 9.6 3.1 1.1 2.3 2.2 16.8% 10.6% 1.4% Male 1,250,214 54.3% 12.3 1.5 13.1 13.9 10.5 3.0 17.7% 9.8 2.8 1.1 1.8 2.2 16.2% 10.7% 1.1% Female 91,590 36.8% 10.7 2.8 2.2 8.9 8.5 3.6 27.8% 6.9 7.7 1.1 9.3 2.9 25.1% 8.7% 1.6% Whiteb 465,180 49.2% 9.8 1.7 17.0 8.2 9.1 3.3 23.3% 11.5 4.2 1.4 3.2 3.0 14.5% 11.8% 1.2% Blackb 509,677 55.8% 12.9 1.5 7.8 19.4 11.0 3.2 15.3% 9.2 2.5 0.7 1.6 1.4 18.0% 9.9% 0.9% Hispanic 282,353 57.5% 13.4 1.2 12.7 13.0 13.5 3.6 13.6% 7.8 2.0 1.5 0.9 1.3 16.8% 11.4% 0.7% Note: Counts are based on state prisoners with a sentence of more than 1 year under the jurisdiction of state correctional officials. Detail may not sum to total due to rounding and missing offense data. aIncludes American Indians, Alaska Natives, Asians, Native Hawaiians, other Pacific Islanders, and persons identifying two or more races. bExcludes persons of Hispanic or Latino origin and persons of two or more races. cIncludes nonnegligent manslaughter. dIncludes trafficking, possession, and other drug offenses. eIncludes weapons, drunk driving, and court offenses; commercialized vice, morals, and decency offenses; and liquor law violations and other public-order offenses. fIncludes juvenile offenses and other unspecified offense categories. Sources: Bureau of Justice Statistics, National Prisoner Statistics Program and National Corrections Reporting Program, 2011. P R I S O N E R S I N 2012 - A D VA N C E CO U N T S | J U LY 2013 10 The percentage of Hispanic inmates sentenced for violent offenses (58%) exceeded that of non-Hispanic black (56%) and non-Hispanic white (49%) inmates (table 10).2 The number of black inmates imprisoned for violent crimes (284,631) surpassed that of white (228,782) or Hispanic (162,489) inmates. Among black inmates sentenced for violent crimes, the leading cause of incarceration was robbery (19% of the total black prison population), followed by murder and nonnegligent manslaughter (13%). Black and Hispanic inmates were incarcerated at similar percentages for violent offenses, with 13% of the Hispanic prison population held for murder and nonnegligent manslaughter, 13% for robbery, and 14% for aggravated or simple assault. Among white inmates convicted of violent crimes, the leading cause for incarceration was rape or sexual assault (17% or 79,282 prisoners). When combined with rape or sexual assault convictions, the overall number of white inmates imprisoned for rape or sexual assault exceeded the number of black and Hispanic inmates sentenced for rape or sexual assault combined (75,838). The number of white inmates sentenced for property crime (108,560) was larger than the number of black (78,197) and Hispanic (38,264) inmates sentenced for property crime, while more black inmates were sentenced for drug offenses than inmates of other races or Hispanic origin. 2For distribution of prisoners by race categories, see Prisoners in 2011, NCJ 239808, BJS Web, December 2012. Table 10 Estimated number of sentenced prisoners under state jurisdiction, by offense, sex, race, and Hispanic origin, December 31, 2011 Offense Total Violent Murderc Manslaughter Rape/sexual assault Robbery Aggravated or simple assault Other violent Property Burglary Larceny-theft Motor vehicle theft Fraud Other property Drugd Public ordere Other/unspecifiedf All inmatesa 1,341,804 710,875 163,762 21,051 165,656 181,415 138,574 40,416 245,351 128,823 42,029 14,703 30,333 29,463 225,242 141,803 18,534 Male 1,250,214 678,786 154,359 18,544 163,863 173,640 131,100 37,281 220,753 122,837 35,195 13,782 22,000 26,940 203,081 134,203 13,391 Female 91,590 33,695 9,821 2,587 2,032 8,177 7,816 3,262 25,486 6,298 7,046 963 8,559 2,621 22,971 7,954 1,484 Whiteb 465,180 228,782 45,369 8,107 79,282 38,312 42,375 15,336 108,560 53,547 19,617 6,596 14,738 14,063 67,271 54,834 5,733 Blackb 509,677 284,631 65,568 7,408 39,975 99,096 56,281 16,304 78,197 46,795 12,679 3,330 8,256 7,137 91,775 50,489 4,585 Hispanic 282,353 162,489 37,956 3,456 35,863 36,694 38,252 10,270 38,264 22,038 5,679 4,132 2,628 3,786 47,479 32,275 1,846 Note: Counts are based on state prisoners with a sentence of more than 1 year under the jurisdiction of state correctional officials. Detail may not sum to total due to rounding and missing offense data. aIncludes American Indians, Alaska Natives, Asians, Native Hawaiians, other Pacific Islanders, and persons identifying two or more races. bExcludes persons of Hispanic or Latino origin and persons of two or more races. cIncludes nonnegligent manslaughter. dIncludes trafficking, possession, and other drug offenses. eIncludes weapons, drunk driving, and court offenses; commercialized vice, morals, and decency offenses; and liquor law violations and other public-order offenses. fIncludes juvenile offenses and other unspecified offense categories. Sources: Bureau of Justice Statistics, National Prisoner Statistics Program and National Corrections Reporting Program, 2011. P R I S O N E R S I N 2012 - A D VA N C E CO U N T S | J U LY 2013 11 National Prisoner Statistics jurisdiction notes Alaska—Prisons and jails form one integrated system. All NPS data include jail and prison populations housed in-state and out-of-state. Jurisdictional totals include individuals in electronic and special monitoring programs who are under the jurisdiction of the state of Alaska. Arizona—Jurisdiction counts are based on custody data and inmates in contracted beds. California—Population counts for inmates with over 1 year maximum sentence(s) include felons who are temporarily absent, such as in court, jail, hospital, etc. The majority of temporarily absent inmates are absent for fewer than 30 days. Population counts for unsentenced inmates include civil addicts who are enrolled for treatment and are not serving a criminal conviction sentence, but are under the jurisdiction of the California Department of Corrections and Rehabilitation. California is unable to differentiate between inmates held in federal facilities and in other states’ facilities. Colorado—Population counts include a small undetermined number of inmates with a maximum sentence of 1 year or less. Connecticut—Prisons and jails form one integrated system. All NPS data include jail and prison populations. Delaware—Prisons and jails form one integrated system. All NPS data include jail and prison populations. Federal Bureau of Prisons—Jurisdiction counts include inmates housed in secure private facilities through private contracts and subcontracts, and inmates housed in jail or short-term detention and others held in state-operated secure facilities. Counts also include 8,932 inmates held in nonsecure privately operated residential reentry centers and 2,659 offenders on home confinement. The Federal Bureau of Prisons does not house inmates age 17 or younger in federal facilities. Georgia—Females are not housed in privately operated correctional facilities in Georgia. Subtotals of race, sex, and sentence length for jurisdiction and custody counts were adjusted by the Georgia Department of Corrections using interpolation to match the overall totals. Hawaii—Prisons and jails form one integrated system. All NPS data include jail and prison populations. In custody and jurisdiction counts, sentenced felon probationers and probation violators are included with the counts of a total maximum sentence of 1 year or less. Jurisdiction counts include dual jurisdiction (state of Hawaii or federal) inmates currently housed in federal facilities and in contracted beds. Iowa—As of 2009, the Iowa Department of Corrections began including offenders on work release, the Operating While Intoxicated population, and Iowa inmates housed in out-of-state prisons and jurisdiction counts. Iowa data included in BJS reports prior to 2009 were custody counts only. Jurisdiction counts include Iowa offenders housed in prisons in other jurisdictions who are under Iowa’s jurisdiction. Data quality and collection methodology have been updated in 2012, so changes from previous years’ counts may reflect these changes. Kansas—Jurisdiction counts of inmates with sentences of less than 1 year are available in 2012, but were not in 2011. Louisiana—Jurisdiction and capacity counts were as of December 27, 2012. Massachusetts—By law, offenders in Massachusetts may be sentenced to terms of up to 2.5 years in locally operated jails and correctional institutions. This population is excluded from the state count, but is included in published population counts and rates for local jails and correctional institutions. Jurisdiction counts exclude approximately 3,271 inmates in the county system (local jails and houses of correction) serving a sentence of over 1 year, but these inmates are included in imprisonment rate calculations at the request of the Massachusetts Department of Corrections. Jurisdiction and custody counts may include a small but undetermined number of inmates who were remanded to court; transferred to the custody of another state, federal, or locally operated system; or subsequently released. Maryland—The number of inmates with maximum sentences of more than 1 year is estimated by taking the percentages for these prisoners from the automated totals and applying them to the manual totals submitted for NPS. The number of male inmates included in the jurisdiction count of prisoners held in other state facilities may include a small number of female inmates. Minnesota—Jurisdiction counts include inmates temporarily housed in local jails, on work release, or on community work crew programs. Mississippi—Custody counts exclude county regional facilities, while jurisdiction counts include these facilities. Local jails and county regional facilities were included in the jurisdiction count of inmates housed at local facilities. Nebraska—By statute, inmates are housed where they are sentenced by the judge and are never housed in local jails or by another state to ease prison crowding. New Hampshire—The new offender database management system reports the number of inmates under New Hampshire’s jurisdiction but housed in other state facilities in a different manner from NPS submissions prior to 2010. P R I S O N E R S I N 2012 - A D VA N C E CO U N T S | J U LY 2013 12 New Jersey—Population counts for inmates with a maximum sentence of more than 1 year include inmates with sentences of 1 year. The New Jersey Department of Corrections has no jurisdiction over inmates with sentences of less than 1 year or over unsentenced inmates. New Mexico—Jurisdiction counts do not include inmates from other states housed in New Mexico under the interstate compact agreement. North Carolina—As of December 1, 2011, North Carolina prisons no longer housed misdemeanor offenders with sentences of less than 180 days. South Carolina—The December 31, 2012, custody count of unsentenced individuals includes Interstate Compact Commission (ICC) inmates. As of July 1, 2003, the South Carolina Department of Corrections (SCDC) began releasing inmates due for release and housed in SCDC institutions on the first day of each month. Since January 1, 2012, was a holiday, inmates eligible for release on January 1 were released on December 31, 2011. Therefore, the inmate count was at its lowest point for the month on December 31, 2012. All inmates in private facilities in South Carolina were housed in private medical facilities. Ohio—Population counts for inmates with a maximum sentence of more than 1 year include an undetermined number of inmates with a sentence of 1 year or less. Counts of inmates under Ohio’s jurisdiction but housed in federal or other state facilities are estimates. South Dakota—Custody and jurisdiction counts of inmates serving a maximum sentence of 1 year or less included those under the sentence of probation who, as a condition of probation, must serve up to 180 days in state prison. The custody count of unsentenced inmates included all holds for the U.S. Marshals Service (sentenced and unsentenced). Oklahoma—Jurisdiction counts exclude inmates from other states who were serving time in Oklahoma prisons under the interstate compact. Most of the inmates with sentences of less than 1 year were part of the Oklahoma Delayed Sentencing Program for Young Adults. Counts of prison release by escape reflect inmates escaping state-run prisons only. Because these inmates were included in the 2011 jurisdiction counts, the 2012 jurisdiction is not comparable to 2011. Texas—Offenders in custody were all offenders serving time in a facility owned and operated by the Texas Department of Criminal Justice at the time of data collection. Jurisdiction counts include offenders in custody and offenders held in privately operated prisons, intermediate sanction facilities, substance abuse felony punishment facilities, pre-parole transfer facilities, and halfway houses; offenders temporarily released to a county for less than 30 days; and offenders awaiting paperwork for transfer to state-funded custody. Oregon—Most offenders with a maximum sentence of less than 1 year remain under the custody of local counties rather than the Oregon Department of Corrections. Vermont—Prisons and jails form one integrated system. All NPS data include jail and prison populations. Pennsylvania—All Pennsylvania inmates housed in Virginia were brought back to serve time in Pennsylvania in March 2012. Rhode Island—Prisons and jails form one integrated system. All NPS data include jail and prison populations. Jurisdiction counts include inmates who have dual jurisdiction, or those serving Rhode Island sentences out of state while serving that state’s sentence as well. Virginia—Jurisdiction counts were for December 31, 2012. As of September 1, 1998, the state is responsible for inmates with a sentence of 1 year or more, or a sentence of 12 months and 1 day. The state was responsible for a 1-year sentence, while local authorities were responsible for a 12-month sentence. Inmates with a sentence of 12 months or less were not the responsibility of the state. Wisconsin—Custody and jurisdiction counts include 722 temporary probation and parole placements. P R I S O N E R S I N 2012 - A D VA N C E CO U N T S | J U LY 2013 13 Terms and definitions Adult imprisonment rate—The number of prisoners under state or federal jurisdiction sentenced to more than 1 year per 100,000 U.S. residents age 18 or older. Average annual change—Average (mean) annual change across a specific period. Custody—Prisoners held in the physical custody of state or federal prisons or local jails, regardless of sentence length or authority having jurisdiction. Imprisonment rate—The number of prisoners under state or federal jurisdiction sentenced to more than 1 year per 100,000 U.S. residents of all ages. Inmate—A person incarcerated in a local jail, state, or federal prison or a private facility under contract to federal, state, or local authorities. Jail—A confinement facility usually administered by a local law enforcement agency that is intended for adults, but sometimes holds juveniles, for confinement before and after adjudication. Such facilities include jails and city or county correctional centers; special jail facilities, such as medical treatment or release centers; halfway houses; work farms; and temporary holding or lockup facilities that are part of the jail’s combined function. Inmates sentenced to jail facilities usually have a sentence of 1 year or less. Connecticut, Rhode Island, Vermont, Delaware, Alaska, and Hawaii operate integrated systems, which combine prisons and jails. Jurisdiction—The legal authority of state or federal correctional officials over a prisoner, regardless of where the prisoner is held. Prison—A long-term confinement facility run by a state or the federal government that typically holds felons and offenders with sentences of more than 1 year. However, sentence length may vary by state. Connecticut, Rhode Island, Vermont, Delaware, Alaska, and Hawaii operate integrated systems, which combine prisons and jails. Prisoner—An individual confined in a correctional facility under the legal authority (jurisdiction) of state or federal correctional officials. Sentenced prisoner—A prisoner sentenced to more than 1 year. P R I S O N E R S I N 2012 - A D VA N C E CO U N T S | J U LY 2013 14 Methodology Begun in 1926 under a mandate from Congress, the National Prisoner Statistics (NPS) Program collects annual data on prisoners at yearend. The Bureau of Justice Statistics (BJS) sponsors the survey, and the U.S. Census Bureau serves as the data collection agent. BJS depends entirely on voluntary participation by state departments of corrections and the Federal Bureau of Prisons for NPS data. The NPS distinguishes between inmates in custody and prisoners under jurisdiction. To have custody of a prisoner, a state or the Federal Bureau of Prisons (BOP) must hold that inmate in one of its facilities. To have jurisdiction over a prisoner, the state or BOP must have legal authority over that prisoner, regardless of where the prisoner is incarcerated or supervised. Some states were unable to provide counts that distinguish between custody and jurisdiction. (See NPS jurisdiction notes to determine which states did not distinguish between custody and jurisdiction counts.) The NPS jurisdiction counts include persons held in prisons, penitentiaries, correctional facilities, halfway houses, boot camps, farms, training or treatment centers, and hospitals. Counts also include prisoners who were— temporarily absent (less than 30 days), out to court, or on work release housed in privately operated facilities, local jails, or other state or federal facilities serving concurrent sentences for more than one correctional authority. The NPS custody counts include all inmates held within a respondent’s facilities, including inmates housed for other correctional facilities. The custody counts exclude inmates held in local jails and in other jurisdictions. With a few exceptions, the NPS custody counts include inmates held in privately operated facilities. Respondents to NPS surveys are permitted to update the prior counts of prisoners held in custody and under jurisdiction. Some statistics on jurisdiction and sentenced prison populations for prior years have been updated in this report. All tables showing data based on jurisdiction counts—including tables of imprisonment rates—were based on the updated and most recently available data provided by respondents. The NPS has historically included counts of inmates in the combined jail–prison systems in Alaska, Connecticut, Delaware, Hawaii, Rhode Island, and Vermont. The District of Columbia (D.C.) has not operated a prison system since yearend 2001. Felons sentenced under the D.C. criminal code are housed in federal facilities. Jail inmates in D.C. are included in the Annual Survey of Jails. Some previously published prisoner counts and the percentage change in population include D.C. jail inmates for 2001, the last year of collection. Additional information about the NPS, including the data collection instrument, is available on the BJS website at www.bjs.gov. Nonreporting states As of June 12, 2013, three states had not yet reported 2012 total and sex-specific jurisdiction or custody counts to the NPS. BJS compared data submitted to NPS by these states from past years to all jurisdiction or custody counts from past years available on each states’ departments of corrections website (between 3 and 12 years’ worth of data were available across the states). Within each year, BJS calculated the ratio of the reported NPS count to the count published on the website. The average of these ratios was applied to the count reported on each states’ website that was closest to the count on December 31, 2012, to obtain the total imputed jurisdiction count for each state. This was repeated for total male and female jurisdiction counts. In the case of Washington, sexspecific counts were not available for 2012 on the DOC website, so BJS used the average ratio of males to females to impute the number of females. Finally, the within-state ratio of those sentenced to total jurisdiction by sex was applied to the imputed total jurisdiction values to obtain imputed counts for males and females sentenced to more than 1 year. The imputed counts were used to calculate overall state and national totals of prisoners, but are not reported on the individual state level. BJS will publish the final total estimated and state-specific reported counts in the annual Prisoners in 2012 report in late 2013. Estimating offense distribution in the state prison population by race or Hispanic origin National-level estimates of the number of state prisoners by race were based on adjusting NPS counts to comport with Office of Management and Budget (OMB) definitions of race and Hispanic origin. OMB defines persons of Hispanic or Latino origin as a separate category. Race categories are P R I S O N E R S I N 2012 - A D VA N C E CO U N T S | J U LY 2013 15 defined exclusive of Hispanic origin. Not all NPS providers’ information systems categorize race and Hispanic origin in this way. BJS adjusts the NPS data on race and Hispanic origin by the ratio of the relative distribution of prisoners by race and Hispanic origin in self-report inmate surveys that use OMB categories for race to the relative distribution of prisoners by race and Hispanic origin in the NPS data. This ratio was calculated for the year(s) in which BJS had an inmate survey and NPS data. For this report, the 2004 Survey of Inmates in State Correctional Facilities was used to calculate this ratio. The ratio obtained by comparing the within-year relative distributions by race and Hispanic origin was then multiplied by the NPS distribution in a year to generate the estimate of persons by race and Hispanic origin. BJS employed a ratio adjustment method to weight the individual-level race or sex-specific offense data from the National Corrections Reporting Program (NCRP) to the state control totals for sex and the estimated race or ethnicity control totals from NPS, thereby yielding a national offense distribution for state prisoners. Because data submission for NCRP typically lags behind that of NPS, offense distribution estimates are published for the previous calendar year. P R I S O N E R S I N 2012 - A D VA N C E CO U N T S | J U LY 2013 16 The Bureau of Justice Statistics is the statistical agency of the U.S. Department of Justice. William J. Sabol is the acting director. This report was written by E. Ann Carson and Daniela Golinelli. Margaret Noonan, Todd Minton, and Sheri Simmons verified the report. Morgan Young and Jill Thomas edited the report, and Barbara Quinn produced the report under the supervision of Doris J. James. July 2013, NCJ 242467 Office of Justice Programs Innovation • Partnerships • Safer Neighborhoods www.ojp.usdoj.gov