Prioject Mkultra the Cias Program of Research in Behavioral Modification 1977 Joint Hearing Before Us Senate
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PROJECT MKULTRA, THE CIA'S PROGRAM OF RESEARCH IN BEHAVIORAL MODIFICATION J ] ,'- ",-. -'.'J JOINT HEARING .c] BEFORE THE SELEOT COMMITTEE ON INTELLIGENOE AND THE ."OJ SUBCOMMI'ITEE ON HEALTH AND SCIENTIFIC RESEARCH I j OF THE J ! COMMITTEE ON HUMA.N RESOUROES UNITED STATES SENATE , NINETY-FIFTH CONGRESS FIRST SESSION 1 1 AUGUST 3, 1977 ,I •J Printed for the use ot the Select Co~lttee on Intelligence '. and CommIttee on Human Resources U.S. GOVERNKENTPRINTING OFFICE ~ 0 WASHINGTON : leT'f 10"01' sale by tbe Superintendent of Documents, U.S. Go\'ernment Printing Office Washington, D.C., 20402 Stock No. 052-070-04357-1 l I, :' H ] ~·l "'1-· ¢. ], ']. ~':. J ". J l!. .•_ "] ',-1 ~-, . - '] ~- F >"",'.] L :' !I ! 1, :; " ~ ','.<J'.' i" t~' ~ r-l ! Ui ! :'-] .'. L.. : .J, [ C i r~ :: , 1 !, t ".J ' ~ [ f I I SENATE SELECT COMMITTEE ON INTELLIGENCE (Establ1shed b)' S. ReR. 400, n4th Cong., 2d scss.) DANIEL K. INOUYE, HawaU, Chairman BARR\: .GOLDWATER, A~.lzon.a, Vice. Chc:'r'!ll!'!. BIRCH BAYH, Indiana ADLAI E. STEVE~SO~, Illinois WILLIAM D. HATHAWAY, l\!alnc WALTER D. HUDDLESTO~, Kentucky JOSEPH R. RIDEN, JR.• Delaware ROBERT MORGAN, North Carolina GARY HART, Colorado DANIEL PATRICK MOY~IHAN, ~ew York I I -cr,IFFORD P. CASE, New Jersey J.\KE GARN, Utah CHARLES McC. Z,!ATHIAS, JR., l\Iaryland JAHES B. PEARSON, Kansas JOH~ H. CHAFEE, Rhode Island RICHARD G. LUGAR. Indiana MALCOL)! WAT,LOP. W)'omlng ROBERT C. BYRD, West Virginia, Ex Officio Member HOWARD H. BAKER, JR., Tennessee, Ex Officio Ye71~ber 'WILLIAM G. l\IILLER. Staff Director EARL D. EISEXHOWER, Minoritv Staff Di,'ector AGDREI' H. HATRY, Chic! Clerk CO~DHTTgE ON HUMAN RESOURCES HARRISON A. WILLIAl\IS JR.• Xew Jersc)', Chairman 1 I .1 J BNNTNGS RANDuLPH. West Vlr~lnla 'CLAIBORXE PELL•. Rhode Island EDWARD l\!. KENNEDY, l\lassachusetts GAYLORD NELSON. Wisconsin THOl\1AS F. EAGLETON, lllssourl ALAN :CRA~STON. California WILLIAM D. HATHAWAY. Maine DONALD W. RIEGLE, JR., Michigan JACOB K. JA VI~S. New York HICHARD S. SCHWEIKER. Pcnnsyl",anla ROBERT T. STAFFOJ:tD. Vermont ORRIN G. HATCH, Utah JOHN H. CHAFEE, Rhode Island S. I. HAYAKAWA, Callfornla STEPHES J. PARADISE, General Coun8el and Staff Director MARJORIE 1II. WHITTAKER, Chief Clerk DON A. ZIMMERJUN, Minority Ooun8el SUBco~nUTTEE o~ HE.\LTH AND SCIENTIFIC RESEARCH EDWARD M. KENNEDY. Massllchusetts, Chairman. 'CLAIBORNE PELL, Rhode Island RreHA-RD S. SCHWEIKER, Pennsyh'ania GAYLORD NELSON, WisconsIn J'ACOB K. JAVI~S, New York WILLIAM D. HATHAWAY, Maine JOHN H. ;cHAFEE, Rhode Isl2.nd HARRISON A.. WILLIAMS, JR., New Jersey (ex omdo) LAWRENCE HOROWITZ, Pro!euional Staff Member DAVID WINSTON, Mlncirltv Ooun8el (II) I \ -1 11 rl ~~~' .... : .~ -':'_' "] ':'] : '] '1' :J :1 '1 :, :] (']" L J. J J ': J U j CONTENTS Statements of: Admiral Stansfield Turner, Dli'ector, Central Intelllgence Agency; accompanied by; Frank Laublnger, Office of Technical Senic'i!S, Central Intelligence Agency; Al Brady, Office of Inspector Gene<ral. Central IntelUgence Agency; Ernest Mayerfield, Offic~"'1)f General Counsel, Central Intelllgence Agency, and George Cary, Legislative Counsel, Central Intelligence Agency.____________________________ Philip Goldman, former employee, Central Intelligence Agenc)" John GIttlnger, former employee, central Intelligence Agency________ Appendix A.-XVII. Testing and Use of Chemic:al and Biological Agents by the Intelligence Community__ Appendix B.-Documents Referring to Discovery of Add~tional MKULTRA ]Jatenal -- .~. ~_-'_______________________________ .~ppendfx C.-:-Documents Referring to Subprojects--------------------Material Submitted for the R~o~: • t Psychological Assessments_______________________________________ _ "Truth" Drugs In Interrogation___________________________________ Construction of Gorman Annex___________________________________ Subproject-54____________________________________________________ Drug Testing in Foreign COuntnes__:.._____________________________ MKSEARCH, OFTENjCHICKWIT_______________________________ Employees Terminated Because of Their Participation in MKULTRA Subproject 3___________________________________________________ QKHILLTOP Definition__________________________________________ (m) • . <• .- .1 . i J i i .'J • . Page 8 50 51 65 103 109 17 25 39 41 43 169 110 171 I~ --I j . PROJECT ItIKULTRA, THE CIA'S PROGRAM OF RESEARCH IN BEHAVIORAL rtlODIFICATION ;, WEDNESDAY, AUGUST 3, 1977 U.S. SEXATE, SELECT "CO~nnTTEE OX IXTELLIGEXCE, AXD ScnCO~nn'I"I'EJo~OX HEALTH '~-XD SCIEXTIFIC RESEARCH OF THE CO~nn'I"I'EE OX Hu?tfAN RESOl.rRGES, j "'~"] .,. J 'J ~ L: Washington, D.O. • "S The committees met, pursuant to notice, at 9 :07 a.m. in room 1202, _Dirksen Senate Office Building, Senator Daniel K. Inouye-( chairman of the Select Committee on Intelli~ence) presiding. Present: Senators Inouye (presiding), Kennedy, Goldwater, Bayh, Hathaway, Huddleston, Hart, Schweiker, Case, Gam, Chafee., Lugar and Wallop. Also present: William G. :Miller, staff director, Select Committee on Intelligence; Dr. Lawrence Horowitz, staff director,' Subcommittee on Health and Scientific Research; and professional staff members of both committe.es. Senator IxouyE. The Senate Select Ccmmittee on Intelligence is meeting today. and is joined by the Subcommittee on Health and Scientific Research chaired by Senator Edward Kennedy of 1fassachusetts and Senator Richard Schweiker of Pennsylvania. Senator Hathaway and Senator Chafee are members of both committees. 'Ve are to hear testimony from the Director of Central Intelligence, Adm. Stansfield Turner, and from othe.r A~ency witnesses on issues concerning new documents supplied to the committee in the last week on drug testing conducted by the Central Intelligence Agency. It should be made clear from the outset that in general, weare focusin~ on events that happened over 12 or as long as 25 years ago. It should be emphasized that the programs that are of greatest concern have stopped and that we are reviewin~ these past events in. order to better understand what statutes and other guidelines might be necessary· to prevent the recurrence of such abuses in the future. We also need to know and understand what is now being done by the CIA in the field of behavioral research to be certain that no current abuses are .occurring., . . . I want to commend Admiral Turner for his' full cooperation with thjs Conunittee and with the Subcommittee on Health in recognizing that thiS issue' needed our attention. The CIA has assisted our committees and staffs in their investigative efforts and in arriving at remedies which will serve the best interests of our country. . (1) ; j 1 : l . j :; I 1 .. J '1 ~ -,I 2 i , . I ,.j I J <.J The reappearance of reports of the abuses of the drug testing program and reports of other pr~viously unknown drug p'ograms a,nd projects for behavioral control underline the nec.essity for effectrve oversight procedures both in the executi.e branch and in the Congre!Ss. The Select Committee on Intelligence has ~n ,\orh-in~ \.ery closely with President Carter. the Vice President. and AdmIral Turner and his Associates in den'10pin~ basic concepts for statutory guidelines which will gO\'ern all activities of the intelligence agencies of the united States. . In fact. it is my expectation that the President will soon announce his decisions on how he has decided the intelligence. a~encies of the United States shall ~ organized. This committee will be 'Workin~ closely with the President and Admiral Turner in placing this new structure under the law and to develqp effecti\e onrsight pJrocedures. It is clear that effectiyp oversight requires that information must be full ano. forthcomin,{!. Full and timely information is ob'dously necessary if the committee and the public is to be confident that any trans,{!Tessions can be dealt with quickly and forcefully. One purpose of this hearing- is to give the committee and the public an understanding: of what. new information has been discovered that :luds to the knowledge. already ayailable from previous Church and Kennedy inquiries. and to hear the reason.s why these documents 'Were not available to the Church and Kennedy committees. It is also the purpose of this hearing to address the issues raised by any additional illegal or improper acti\ities that have emerged from the files and to dev~lop remedies to preyent such improper activities from occurring agam. Finally. there is an obligation on the pait. of both this committee and the CIA to make eyery effort to help those individuals or institutions that may han been hanned by any of these improper or illegal activities. I am certain that Admiral Turner will 'Work with this committee to S<'e that this will he done. I would no'Wlike to welcome the most distinguished Senator from :Massachusetts, the chairman of the Health Subcommittee, Senator Kennedy. Senator KEXXEDT'. Thank ,"ou yeIT much, ~{I'. Chairman. We are de~ighted to j~in. together in' this' ,"cry important area of public inqUIry and publIc mterest. Some 2 years a~o. the Senate Health Subcommittee heard chilHng testimony about the human experimentation actiyities of the Central Intell~encc Agency'. The Deputy Director of the CIA reyealed that O\'er 30 universities and institutions 'Were invoh'ed in an "extensive . . testing and experimE:mtation" program which included cO\'ert drug' .t€$ts on unwitting citizens "at all social leyels, high and low. native Americans and foreign." Severa] of these tests invohoed the administration of L8D to "unwitting subiects in SO<.'ial situations.:' '. At least one death. that of D". Olsen. resulted from these act.ivities. The AP.'eney itself acknowledg-ed that these tests made little scientific sense. The a1Z'ents doinsz the monitoring were not qualified scientific observers. The test sUbjects were seldom accessible beyond the .fiIb~ hours of the test. In a number or instances: the test subject became ill for hours or days, and effecthoe followup was impossible. • .. • 3 • Other experiments were equally offensive. For example, heroin addicts were enticed into participating in LSD experiments in order to get a 1\ 'ward-heroin. Perhaps most disturbing of all was the fact that the extent of experimentation on human subjects was unknown. The records of all these activities were destroyed in Jnnuary 1973, at the instruction of then CIA Director Richard Helms. In spite of persistent inquiries by both the Health Subcommittee and t.he IntellIgence Committee, no a.dditional records or information were forthcoming. And no one-ne.· sin~le individual-could be found who remembered the details, not the Dln~et0r of the CIA, who ordered the documents destroyed, not the official l\~sponsible for the program, nor any of his associates. 'Ve believed that the record, incomplete as it was, was as complete as it was going to be. Then one individual, through a Freedom of Information request, accomplished what two U.S. Senate committees could not. He spurred the agency into finding additional records pertaining to the etA's program of experimentation with human subjects. These new records were discoveI'ed by the agency in :March. Their existence was not made known to the Congress until July. The records reveal a far rnore extensive series of experiments than had previously been thought. Eighty-six universities or ,institutions were involved. New instances of unethical behavior were revealed. The int~lligence community of this Nation, which requires a shroud of secrecy in order to oper:ate, has a very sacred trust from the American people. The .CIA's program of human experimentation of the fifties and sixties violated that trust. It was violated aj!ain on the day the bulk of the agency's records were destroyed in 1973. It is violated each time n res'ponsibJe official refuses to recollect the details of the program. The best, safeguard against abuses in the future is a ' complete public accounting of the abuses of the past. I think this is illustrated, as Chairman Inouye pointed out. These are issues, are questions that happened in the fifties and, sixties, and go back some 15; 20 years ago, but they are front page news today, as we see in the major newspapers and on the television and in the media of this country; and the reason thev are, I think, is because it just continuously begins to trickle out. sort of, month after month, and the best way to put this period behind us, .obviously, is to have the full information, and I think that is the desire of Admiral Turner and of the members of this committee. The Central Intelligence Agency drugged American citizens without their knowledg-e or consent. It used university facilities and perso.nnel without their knowledge. It funded leading researchers, often wIthout their knowledge.' , These institutes, these individuals, have a. rig-ht to know who they are and how and when they were used. As of today, the Ag-ency itself refuses to declassify the names of those institutions and individuals, quite appropriately, I mightsny, with regard to the individuals under the Privacy Act. It seems to me to be a fundamental responsibility to notify those individuals or institutions, rather. I think many of them were cau#!'ht up' in an unwittin~ manner to do research for the A~ency. ]'fany researchers, distinguished researchers, some of our most outstanding members of our scientific community, involved in ~1' .. :J 'J - ~ : ,~ ! 1 . i I .] '.J. :.' .J J 4 . i i this network, now really do not. know whether they were involved or not, and it seems to me 'UUtt t.he whole health and climate in terms of our university and our scientific and health facilities are entitled to tha t. response., . Sv~ I intend to do all I can to p~rRundE' the Agency to, at t.he very least, officially inform those institutions and individuals involved. Two years ago, when these abuses were first revealed, I introduced leg-i,slation, with Senator Schweiker and Senator tTavits, designed to minimize the potential for any similar abu5es in the future. That legislation expanded the jurisdiction of the National Commission 'on Human Subjects of Biomedical llnd Behavioral Research to cover all federally funded research involvin~ human sl1bjects. The research initially was just directed toward HE'Y activities, but this legislation ' covered DOD as well as the CIA. This Nation has a biom('dical and b('havioral research capability second to none. It has had for subjects of HE'V funded research for tho past 3 year.=; a system for the prot<.'ctioli of human subjects of biomedical and behayioral research sE'cond to none, and the Human Experimentation Commission has prO\'en its yalue. Today's 'hearings and the record already established underscore the need to expand its jurisdiction. , The CIA supported that-legislation in 1975. and it passed the S~nate unanimously last year. I belien~ it is needed in order to assure all our people that they will have the degree of protection in .1l1lman exp~rimentation that they deserve and ha\'e, every right to expect. Senator INOU1'"E•• Thank you very much. Now we -will 'proceed with the hearings. AdmIral Turned . [The prepared stateinent of Admiral Turner fo11o\\'s:] , , PREPARED STATEYENT OF AD~URAL STANSFIELD TuRNER, DIRECTOR OF CEXTRAL . INTELLIGENCE ·i i Mr. Chairman: In my letter to ~'ou of July 15. 1977, I reported our ·recent disCover}" of seven boxes of documents related to Project l\IKULTRA, a closely held CIA project conducted frQIU 1953-1964, As ~'ou may recall, MKULTRA was an ~·umbrella.project" under which rertnin senslth'e subprojects :were funded, Involving among other things research on drugs and behavioral modification. nurIng the Rockefeller Commission and Church Committee investigations In 1975. the cr}'ptonym became publlcly known:when details of the drug-related death of Dr. Frank OlSon ",,'ere publlcized. In 1953 Dr. Olson, a ch'llian emplOYeE! of the Army at Fort Detrick, leaped to his death from·1i hotel room window In New York City about a week after having unwittingly consumed LSD administered to him as an experiment at a meeting of I.SDresearchers called by CIA. Most of what '·was known about, the Agency's Invol\"ement with behavioral drn~s during the investigations In 1975 was contained In a report on Project MKULTRA prepared by the Inspector General's office in 1003. As a result of that report's .recommendations, unwitting tt'sting of 'drugs on U.S. citizens was subsequently discontinued. The MKULTRA-related report was made available to the Church Committee investigators and to the staff of Senator KenJled~"s Subcommittee on Health, Until the recent discovery, it was belleved tlJat all of the ,MKl,JLTRA files dealing with be~a~loral modlflcatlonhad, been destroyed In 1973 .Qri the orders of the then retiring Chief of the Office of Techn1<'al Sen'lce, with the authorization of the then DCI,as has beeu previoush' reported. Almost all of the I~ople w·ho had had any- connection with the aspects of the project which interested Senate Investigators in 197G were no lon~er with the Agency at that time. Thus, there was llttle detailed knowledge or the MKUI.TRA subprojects available to CIA during the Church Committee investigations. This ~ck of available details, moreover, was probably not wholly attributable to the .. 1 5 II destruction of )[KULTRA files in 1973; the 1963 report on l\IKULTRA b)' the InS!lector General notes on page 14: "Present practice is to maintain no records of the planning and approyal of test programs," When I reported to ~·ou last on this· mntter, my staff '}lad not yet had an opportunity to reyiew the newly 10catedmatel'ial in depth. This has now been accomplished, and I am in a position tog-ive ·)·ou a description of the contents of the recovered materIal. I believe you will he most interested in the following aspects of the recent disco.ery : How the material was discovel'ed and why it was not preYiously found; The nature of this recently located material; How much new information there is in the materinl which rna)' nothaye been prer-iously known and reported to Senate iuyestigators; and What we belieye the most significant aspects of this find to be. To begin, as to ho\V we discovered these materials. The material had been sent to our Retired Hecords Center outside of "'ashington and \Vas discovered there as a result of the extensiYe search efforts of an employee charged with reo sponsibility for maintaining our holdings on behavioral drugs and for responding to Freedom of Information Act requests on this subject. During the Chl'rcll Committee investigation in 1975, searches fOt :"K:ULTRA-related material were made by examining both the acth'e and retIr~d records of all branches of CIA considered at all likel)' to have had association with l\IKULTRA documents. The retired records of the Budget and l<'iscal Section of the Branch responsibl ~ for such work were not searched, however. Tllis was because financial papers as· sociated with sensitt\"e projects such as MKULTRA were norma lIS main~.aine<1 b~' the Branch itself under the project file, not by the Budget and Fiscal Section. In the case at hand, hower-er, the neWly located material was sent to the Re· tired Records Center in 1970 by the Budget and l<'iscal Section as part of its own retlrf:>d boldings. The reason for this departure from normal procf:>dure is not kno\r-n. As a result of it, however, the material escaped retrieval and destruction in 1973 by the then-retiring Director of the Office as well as disco\-ery in 1975 by CIA officials responding to Senate investigators. The employee who located this material did so by leaving no stone unturned in his efforts to respond to FOIA requests. He reviewed all listings of material of this Branch stored at the Retired Records Center, inclUding those of the Budget and FIscal Section and, thUS, discovE'red the MKUL'l'RA·related documents which had been missed in the previous searches. In sum, the A~ency failed to uncon>r these particular documE'nts in 1973 in the process of attempting to destroy them; it similar\)' failed to locate them in 1975 in response to the Church Committee hearings. I am convinced that there was no attempt to conceal this material during the earlier searches. . ' :r\ext, as to the nature of the recently located material, it is important to realize tllat tile reco\'ered folders are finance folders, The bulk of the material in them consists of appro\'alsfor advance of funds, vouchers, accountings, nnd the like-mQstof which are not \:ery informative as to t.he nature of the activities that were undertaken. Occasional I)roject proposals or mt>moranda commenting 011 some aspect of a subproject are scattered throughout this material. In general, llOwever, the recovered material does not inclUde status reports or other doeuments relating to operational considerations or progress bltlle "arious subprojects, though some ~laboration of the activities contemplated does 9,ppear. The recovered documents fall roughly into three categoriE's: First, there are 149 MKULTRA subprojects, man)' of which appear to have some connection with research into behavioral modification, drug acquisition and testing or administering drugs surreptitiously. Second, there are two boxes of miscellaneous MKULTRA papers, includin~ au~it reports and financial statement.s trom "cut-out" (I.e., intermediary) fanding mechanisms used to conceal CIA's sponsorshil) of ,"adous research projects. . 1"'ioa11y, there are 33 additional subprojectg concerning certain intelligence acth'ftlesprer-iously funded under l\IKULTRA which have nothing to do either with behavioral modification, dr\lgs~ and toxins or with any other re.. Inted m a t t e r s , · ~ We have attempted to group the activities covered by the 149 subprojects into categories under descrfpth"e hea(lin~. In broad outline, at leal:t, this presents the contents of these ftles, The actl\"it1es are placed in the following 15 categories: .~ "'1 ..,: I B 1a . ~'l ,I , ,J .J '.] ., I 1.~ 1 ~ .,, - ,~ .l ~ " ; 1 j ~l J '1 .J ' .. '!I ;,j ~J :1 J 1 iJ 1 J 6 • !. ..: . 1. Research Into the etrects ot behavioral drugs and/or alcohol: 17 subprojects probably not Invol\'ing human tesHng; 14 subprojects definitely involving tests on human volunteers; 19 subprojects probably including tests on human ,·olunteers. While not known, some of these subprojects may have included tests on unwitting subjects as well ; 6 subprojects involVing tests on unwitting subjects. 2. ResellJ:'ch on hypnosis: 8 subproject~, Including 2lnvoh'ing lI~'pnosis and drugs In combination. 3. Acquisition of chemicals or drugs: 7 subprojects. 4. Aspects of magicians' art \1s('ful in covert operati~ns: e.g., surreptitious de1iver~' ot drug·related materials: 48uhproj('!cts. 5. Studies of human behavior, sleep research, and beha\'loral changes d\!ring psyoootherapy: {) subprojects. O. Library searches anll attendance at semin.:\'s and International conferences 011 hehavioral modification: 0 subprojects. i. l\l()tlvatlonal studies, studies of dl"fedors, assessment, and training tecbnlques: 23 subprojects. 8. Polygraph research: 3 subprojects. 9. Funding mechanisms for ~IKULTRA external research activities: 3 SUbprojects. . 10. Research on drugs, toxins, nnd biolo~icais in humall tissue; provision ot exotic pathogens nnd the cnpnblllt~· to incorporate them In effecth'e deli"ery sYl':t('ms : G suhprojects. '. 11. Acti,'ities whose objecth'es cannot be determinffi from available documentation: 3 subprojects. 12. SUbprojects In.oh1n?; funding support for unspecified activities connected with the Army'S Special Operations Di...h;ion at. ~'t. Detrick, ~!d. Thl!ol acth'ity is outline in Look I of the Church Oommittee Repurt, pp, 388-389. (See Appendix A, pp. 68-69. Under CIA's Project MKNAOMI, the Army A~.,lsted CIA In de\"elopInlr. tE'sting, aud maintaining blo10gicrd ag('nts and deli...ery ssstems for use a?;ainst humans as well as against nnimals and crops. The objectivE's of these subprojects cannot 1J<> identf flell from the reeo,'ered material beyond th(' fact that the money was to he used where normal funding channels would require more written or oral justification tll!1.I1 appeared desirahlE.' for securit)' reasons or where operational considt>raUons dictatE'rl Hhort leall tim('s for Ilurchast>s. About $11,000 was 10\'01...£'<1 during this PE.'rlod 1953-1000: 3 subpl-ojects. 13. Single ~uI)pro;ects in such areas as E'ffE.'Cts ot electro-sho(~k. harassment techniquE'S for ofl'en~h'e use, analysis ot extrasensory perception, gas proIX'lled sprays and I\erosols, and four subprojects 1n...olvlnl!: crop and material sabotage. 14. One or two snbprojects on each ot the following: "Blood.GrouplnA''' researoh, controlling the acth1ty of animals, energy storage find transfer in orgonlc systems: and stimulu!l and response In biological systems. 15; Three subprojects cancell.ed before· an)' "'ork was done on them ha'\"ing to do with lahoratory drug screening. research on brain concussion, and research on lJto]ogfcally·actlve matenals to be t~ted through the skin on human volunteers. No,,', as to how much new the recovered reaterlal adds to what has previously b~n reported to the Church Committee and to Senator Kennedy's Subcommittee on Health on these toplCl'l, the answer Is addltlonal detail, for the most part: e.g., the names of previously unidentified researchers a.nd instltutioml associated on either a witting or unwitting basis with MKUr~TRA activities, and the names of CIA officials who approved or monitored the various subprojects. Some new subRtantlve material Is also present: e.g., details concerning proposals for experi- . mentation anll cllnical testing associated with \"8rloWJ research projects, and .. posslb1Yimproper contribution by: CIA to a private Institution. However, the pri~clpaltypesof activities Inclqded haYe, for the most part, either been outlined to flome ext~nt or generally described In what was prevlouRly a,"aflable to CIA in the :way of documentation and was supplied by CIA to Senate In\"estlgator& For example: Financial dlsburRemE'nt records for the period 1960-1964 for 76 ot the 140 numbered IIKUT..TRA Rubprojects had heen recoyered from tbe Office of Finance by CIA nnd were made available to the Church Committee Investigators In August or 1ileptemher 1975. . .. . . The 1968 Inspector G4!neral report on MKUT..TRA made available to both the Church Committee and Senator Kennedy's Subcommittee mentions p.lectro-shock " • 7 .. . 1', . • and l~urassment substances (pp. 4, 16) ; covert testing on unwitting U.S. citizens (pp. I, 1(}-12) : the search for new materials through arrangements with specialists in unh'ersities, pharmaceutical houses, hospitals, state and federal institutions, and private research organizations (pp. i, 9) ; and the fact that the Technical Service Division of CIA had initiated 144 subprojects related to the control of human beha\'ior between 1953-1963 (p. 21). The relevant section of a 1957 Inspector General report on the Technical Service Division was also made available to the Church Committee staff. That report discusses techniques for human assessment and unorthodox methods of communication (p. 201) ; discrediting and disabling materials which can be covertly ad.mlnlstered (pp 201-202) ; studies on magicians' 1I.rt8 as applied to covert operatIOns (p. 202) ; specific funding mechtmlsms for research performed outside of CIA (pp. 202-203, 205) ; research being done on "K" (knockout) material, alcohol tolerance, and hypnotism (p. 203); research' on I.SD (p. 204) ; anti-personnel harassment nnd assassinatlnll dellver~' systems Including aerosol generators and other spray devices (pP. 206-208) ; the role of Fort Detrick in support of CIA's Biological/Chemical Warfare capability (p. 208) ; and materIal sabotage research (p. 209). Much of this material is refiected in the Church Committee Report, Book I, Pp.385-422. (See Appendix A, pp. 65-102). . The most significant new data dlsco,ered are, first, the names of researchers and institutions who participated in the ~IKULTRA project and, se<.'Ondly, a possitlly improper contribution b~' CIA to a private institution. We are now i.n possession of the names of 185 non-go\'ernment researchers and assistants Who are identified in the recovered material dealing with the 149 subprojects. The names of 80 institutions where work was done or with WU~:' these people were affiliated are also mentioned. The institutions include 44 colleges or universities, 15 research foundations or chEmllcal or pharmaceutical comPdnles and the like, 12 hospitals or clinics (In addition to those associated with uni\'erslties), and 3 penal institutions. While the Identities of some of these people and institutions were known previously, the discovery of the new identities adds to our knowledge of MKULTRA. The facts as they pertain to the possibly improper contribution are as follows: One project Involves a contribution of $375,000 to a building fund of a private medIcal institution. The fact that a ~ontrlbution was made was previously known; indeed it was mentioned in a 1957 Inspector General report on the Technical Service Division of CIA, pertinent portions of which had been renewed by the Church Committee staff. The newly discovered material, however, makes it clear that this contribution was made through an intermediary, which made it appear to be a private donation. As a private donation, the contributio~ was then matched by federal funds. The institution was not made aware of the true source of the gift. This project was approved by the the:l DCI, and concurred in by CIA's top management at the time, including the then General Counsel who wrote an opInion supporting the legality of the contribution. The recently discovered documents. gh'e a greater insIght into the scope or the unwitting drug testing but contribute little more than that. We now have collaborating information that some of the unwitting drug testing was carried on in safehouses in San Francisco and New York City, and we have identified that three inclividuals were involved in this undertaking as opposed to the previously reported one person. We also know now that [lome unwitting testing took place on criminal sexual psychopaths confined at a State hospital and that, additionally, ;~search was done on a knock-out or UK" drug in parallel w~th reS\.."'8rch to de\'f~lop pain klllers for cancer patients. The~, then are the principal findings identified to date in (.fur review ot the recovered material. As noted earlier, we ~lle\'e the detail on the identities ot researchers and institutions involved in CIA's sponsorship ot drugs and behavioral modifteatlon is a new element and one which poses a considerable problem. :Most of the people and institutions involved are not aware ot Agency .,:ponsorshtp. We should certainly assume that the researchers and institutions which cooperated with CIA on a witting .bush~ acted in good fai·th and in the belief that they were aiding1heh" government in.a legitimate and proper purpose. I believe we all ba\'e a n1'oral obligation to these researehers and institutions t9 protect them from nny unjustified embarrassment or damage to their reputations which re'\"elntion of their identl·ties might brIng. In addition, I have a legal obligation under the Privacy Act not to publicly disclose the names ot the individual researchers without their con8ent. This is especially true, ot course, for .J fJ.•. ?';-' '". :j'.: t. : j' !,.- J :J.,. \,,:, 8 those researchers and institutions which were unwitting participants In CIAsponsoren activities. _ Xeverthelpss, recognizing the right and the need of both the Senate Select Committee on Intelligence and the Senate SubclllllUlittee on Health to investigate the circumstances of these activities in whaten>r tletnil they consider ne,"essar,\', I nm prOViding your Committee with all of the uameR 011 a classili('d oasis. 1 hope that this will facilitate yonr investigation while protecting the individuals and institutions involved. Let me emphasize that the )IKULTRA e\'ents are 12 to 25 sears in the past. I aSsure you that the CIA Is In no .\yay engaged in either witting or unwitting testing of drugs today. Finally. I am workIng closely with the Attorney Genp.rnl and with the Secretar)' of Hefllth, Education and Welfare on this matter. '\Ve are making Rvallable to the Attornev General whatever materials he mal' deem necessar)" to any investi~ation he may elect to undertake. We are \\,orkiilg with both the Attorney General and the Secretar;\' of Health, Edncntioll and W('lfllre to determine whether it is practlcahle from this new evidence to ntte-mpt to identify an,\" of the persons to whom drugs may have bepn administered unwittingly. No fo;1.1ch names are part at these records, but we are working to determine if the-re lire adequate clues to lead to their identi ficn tion ; and if lOa, how to go about fulfil1iJ;'~ the Government's responsibilities in the matter. .... - TESTI~ONY OF ADM. STANSFIELD TURNER, DIRECTOR OF CENTRAL INTELLIGENCE, ACCOMPANIED BY FRANK LAUBINGER, OFFICE OF TECHNICAL SERVICES; AL BRODY, OFFICE OF INSPECTOR GENERAL; ERNES':!' MAYERFIELD, OFFICE OF GENERAL COUNSEL; AND GEORGE L, CARY, LEGISLAT~VE COUNSEL . » .. : / J Admiral 'ruRxER. Thank you, 1\[1'. Chairman. I would like to begin by thanking you and Senator Kennedy for having n joint hearing this morning. I hope. this will expedite and facilitate our getting all the information that both of your committees need into the record quickly. I would like also to thank you bot.h for prefadng the remarks today by reminding us all that the events about which we are here to talk are 12- to 24-years old. They in no way represent the current activities or policies of the Central Intelligence Agency. 'Vhat we ar~ here to do is to give yon all the information that we now have and which we did not previously have on a. subject known as Project 1tfKULTRA, a project which took place from 1953 to 1964. It was an. umbrella project under which there were numerous subprojects for research. among other things, on drugs and behavioral modification. 1Vl1at the new mat,erial that we offer today is a supplement to the considerable material that was m'adc available in 1975, during' 'the Church committee hearin!!'s. and also to the Senate Sub-' committee on I-Iealth and Sdentific ReSearch.At that time, the CIA offered up all of the information and documents it believed it had available. The principal one available at that time that gave the IZreatest amount of information on -this subject was a report oJ the CIA'~ Inspector General ,,,ritten in 196~. and which led directly to the termination_ of this activity in 1964, 13 JeRI'S ag-o. The infonnation av·ailable in 197~ to the various investigating I!l'oups was indeed sparsc. first. because of the -destmction of material that ·took phice in 1973. a$l detailed by Senator KennC'dy a minute ago. with tho concurrence of t.he then Director of Central Tntelli!!'ence and under .the :iupervision-: of the DirE',ctor of the Office of Technical Services that supervised Project: ~fKUI.lTRA. - • , 9 The material in 1975 was also sparse because most of the CIA people who had been involved in 1953 to 1904 in this acti,-ity had retired from the Agency. I 'Would further add that I think the material was sp~rse in part because it was the practice at that time not to keep detaIled records in this category. _.. For instance, the 1963 report. of the Inspector General notes: Present practice is to maintain no ·.."cords of the planning and approval of test programs. ~- .. .. - In br~ef: there were few records to b<>gi;l with and less after the clest ructIOn of 1\)73_ . W'hat I would like to do now~ though, is to proceed and let you know what the new material adds to our knowledge of this topic, and I will start by describing how the material was disco,-ered and why i~. wa~ not previoHsl;y discovered. The material in question, some seven boxes, had been sent to our Retired Records Center outside of the "\Vashingtol1 area. It was discO\-ered there as the result of an extensive search by an employee charged with the rE'spol1sibility for maintaining our holdings on behavioral drugs and for responding to Freedom of Information Act requests on this subject. During the Church committee innstigation of 1975, searches for ~rKULTRA-reJatedmaterial were made by examining both the active and the retired records of all of the branches of CIA considered likely to have had an association with MKULTRA documents. The retired records of the Budget and Fisca I Section of the branch that was responsible for such work were not searched, however. This was because the financial paper associated with sensitive projects such as MKULTRA were normally maintained by the branch itself under the project title, MKULTRA, not by the Budget and Fiscal Section under a special budget file. __ . In the case at hand, however, this newly located material had heen sent to the Retired Records Center in 1970 by the Budget and Fiscal Section of this branch as part of its own retired holdings. In short, what should have been filed by the branch itself was filed bv the Budget and Fiscal Section, and what should have been filed under the project title, MKUI.JTRA, was filed under budget and fiscal matters. The reason for this departure from the normal procedure of that time is simply not known, and as a result of it, however, the material escaped retrieval and destruction in 1973, as well as discovery in 1975_ The employee who located this material did so by leaving no stone unturned in his efforts to respond to a Freedom of Information Act request, or several o.f them, in fact. He reviewed all of the listings of material of this branch, stored at the Retired Records Center, inc111din~ those of the Budget and Fiscal Section, and thus discovered the l\fKULTRA-related documents, which had been missed in the previous searches. In sum, the agency failed to uncover these particular documents in 1973, in the process of attempting' to destroy them. It similarly failed t-O locate them in 1975, in response to the Church committee hearin·~. I am personally persuaded that. there is no evidence of any attempt to conceal this material dnrin~ the earlier searches. ~foreover. ns we will discuss as we proceed, I do not believe the material itself is such that 1\ .1 ' •.,1 Cj -; i ;. ui : 1 U :1 . . :,J 10 t.here would be a motive on the part of the CIA to withhold this, having disclosed what it didin 1975. Next, let me move to the nature of this recently located material. It is important to remember what I have just noted, that these folders that were discovered are financp. rolders. The bulk of the material in them consists of ap:proval~ for the advance of funds, vouchers, and accountings and such, mo~t of which are not very informative as to the nature of the activities that they were supporting.. Occasional project proposals or memoranda commenting on some aspect of a subproject are scattcred throughout this material. In general, however, the recovered material does not include overall status reports or other documents relating to operational considerations, or to the progress on yarioussubprojects, though some elaboration of the activities contemplated does appear from time to time. There are roughly three categories of projects. First, there are 149 ~nCULTRA subprojects, many of which appear to have some connection with research into behavioral modification, drug acquisition and test.ing, or administering drugs surreptitiously. 'Second, there are two boxes of miscellaneous ~fKULTRA. papers, including audit reports and financial statements from intermediary funding mechanisms used to conceal CIA sponsorship of various research projects. Finally, there are 33 additional 'Subprojects concerning certain intelligence activities previously funded under ~fKULTRA but which have nothing to do either with behavioral modifications, drugs and toxins. or any closely related matter. We have attempted to group the activities covered by the 149 subprojects into categories under descriptive headings. In broad outline, at least, this presents the contents of these files. The following 15 categories are the ones we have divid2d these into. First, research into the effects of behavioral drugs and/or alcohol. Within this, there are 17 projects probably not involving human testing'. There are 14 subprojects definitely involving testing on humaIL.volunteers. There l::.re 19 subprojects probably including tcsts on human '\'oluntee~ and. .6 subprojects involving tests on unwitting hl~man bemgs. . " Second, there is research on hypnosis, eight subprojects, including two involYinghypnosis and drugs in combination. . Third, lhere are seven projects on the acquisition of chemicals or drugs. '. . Fourth, four subprolects on the aspects of the magician's art, useful in covert operations, for instance, tlie surreptitious delivery of drugrelated materials. .' . . Fifth, there are nine projects on studies ,of human behavior, sleep research, a.nd,behavioral change during psychotherapy. Sixth, there are projects on library searches and attendants at seminars and international conferences .onbehavioral modifications. Seventh, there a~ 23 projects on motivational studies, studies of defectors, assessments of behavior and training techniques. Eighth, there are three subprojects on polygraph research. Ninth, th~rc are three subprojects on funding mechanisms for }"IKULTRA'sexternal research activities. .J • 11 .. .. Tenth, there are six subprojects on research on drugs, toxins, and biologicals in human tissue, provision of exotic pathogens, and the capability to incorporate them in effective deliv<:ry systems. . Eleventh, there are three subprojects on activities whose nature sImply cannot be determined. Twelfth, there are subprojects involving funding support for unspecified activities conductel1 wit.h the Army Specin1 Operations Divi- . Slon at Fort Detrich, }'fd. Thisnctivity is outlined in Book I of the Church committee report, pages 388 to 389. (See Appendix A, pp.. 68-69). Under CIA's Project :MKNAOM:I, the Army assisted the CIA in developing, testing, and maintaining biological agents and delhrery systems for use against humans as well as against animals and crops. Thirteenth, there are sing-Ie subprojects in such areas as the effects of electroshock, harassment techniques for offensive use, analysi~ of extrasensory perception, gas propelled sprays and aerosols, and four subprojects involving crop and material sabotage.· . . Fourteenth, one or two subprojects on each of the following: blood grouping research; controlling the activities of animals; energy storage a~d transfer in organic systems; and stimulus and response in bIOlogICal systems. . Finally, i5th, there are three subprojects canceled before any work was done on them having' to do with laboratory drug screening, research. on brain concussion, and research on biologically active materIals. . Now, let me address how much this newly discovered material adds to what has previously been reported to the Church committee and to Senator Kennedy's Subcommittee on Health. The answer is basically additional detail. The principal types of activities included in these documents have Jor thb most part been outlined or to some extent generally described in what was previously available in the way of documentation and which was ~upplied by the CIA to the Senate investigators. . ' . For example, financial disbursement records for the period of 1960 to 1964 for 76 of these 149 subnrojects bld. been recovered by the Office of Finance at CIA and ,;'ere made available to the Church committee investi~ators. For example, the 1963 Inspector General report on 1tfKULTRA made available to both the C'"I.urch committee and the Subcommittee on Health mentions electrol:::~.JCk and harassment substances, covert testing on unwittin~ U.S. citizens, the search for new materials through arrangements with specialists in hospitals and universities, and the fact that the Technical Service Division of CIA had initiated 144 subprojects related to the control 'of human behavior. . For instance also, the relevant section of a 1957 Inspector General report was also made available to the Church committee staff. and that· rep:>rt discusses the techniques for human assessment and lln~ orthodox methods of communication, discreditinp: and disabling: materials which can be covertly administered, studies on magicians' arts as applied to cm'ert operations, and other similar topics. . The most si~ificant ne\v data that has been discovered are,: first, the names of researchers and institutio.ns who participated in ,"., J I . - .: ] c,J , 12 \ .--[ .' '" l,IKULTRA. projects, and ~t'cond, n. possibly improper contribution ~y the CIA to n private institution. ,re are now in the J?ossesSlOn of the names of 185 nOIlO"overnment researchers and fi.SSlstants who are identified in the reco7-ered material dealing with these 149 S~l bprojf'cts. There are also names of 80 institutions where "·ork was done or with which these people wert' affiliated. The institutions include 44colleges or universities. 15 research foundation or chemical or pharmaceutical companies 01' 'the like, 12 hospitals or clinics, in addition to those associated with the universities, and 3 penal institutions. 'Yhile the identities of some of these people and institutions were known previously, the discovery of the new identities adds to our knowledge of ~:fKULTRA. The facts as they pertain to the possibly improper contribution are as follows. O:le project invo}yes a contribution of $375,000 to a building fund of a private medical institution. The fact that that con!ribution was made was previously known. Indeed, it wa~ mention.cd In the 1957 report of the Inspector General on the Techm~al SerVIce Division of CIA that supelTised JIKULTRA, and pertinent portions of this had been reviewed by the Church committee staff. The newly discowl'ed material. hO\"ever~ makes it clear tiu.t this contribution ,,·as made through an intermediary, which made it appear to be a private donation. As a private donation. the contribution was then matched by Fedt'ral funds. The institution was not made aware 0'£ the true sourCe of the gift. This project was approve(l h·· the then Director of Central Intelligence and concurred in by CIA's top management including the then General Counsel, who wrote an opinion supporting the legality of the contribution. The recently discovered documents also give greater insight into the scope of the unwitting nature of the drug testing, but contribute little more than that. ,Ve now do have corrobOrating information that some Qf the unwitting- drug testing was c3rried out in what is known in the intelligence trade as safe houses in San Francisco and in New York City. and we ha"e identified that three individuals were inyolved in 'this undertaking, whereas we previously reported there was only one person. 'Ve also know now that some un"'itting testing took place on criminalsexu1\1 psychopaths confined at a State hospital, and that additionally research was done on a knockout or K drng in parallel with research to develop painkillers for cancer patients. . These, then~ are the principal findings identified to date in our review of thi~ recovered material. As noted earlier, we believe the detail on the identities of researchers and institutions involved in CIA sponsorship of drug and behavioral modification research is n· new element and one which poses a considerable problem. Most of the people and institutions involved were not aware of CIA sponsorshi'(>. ,V<, should certainly assume that the researchers and institutions which cooperated with CIA on a w'itting basis acted in goood faith and in the belief that they were aiding their Government in a legitimate and proper purpo~e. I believe that we all have a moral obligation to these researchers and institutbns to protect them from any nnjustified embarrassment .. • . .1 J 1 13 • • . • or damage to their reputations which revelation of their identities might. bring. In addition, I have a legal obligation under the Pri\'acy Act not. to publicly disclose the names of the individual rcsearchers without theu' const'nt. This is E'speciallv true. of course. for those researchers and institutions which were unwitting participants in CIA sponsored activities. Nonetheless, ~fr. Chairman, I certainly recognize th~ right and the need of both the Senat(' Select Committ('c on Intelhgence and the Senate Subcommittee on Ht'alth and Scientific Research to investi~ate tht', circumstanct's of tht'se aeti\'itit's in whate\'cr detaH you consIder necessary. I am providing your committee with all of the documentation, including all of the nnmes, on n classified basis. I hope that thi! will facilitate your investigation while still protecting the individuals· and the institut,ions involved. Let me emphasize again that the MK1JLTRA e\'ents ure 12 to 24 years in the past, and I assure you that CIA is in no way engaged in either witting or unwitting testing of drugs today. , Finally. I am working closely with the Attorney General on this matter. 'Ye are making available to the Attorney General whatever mat<.'l'ials he may deem nt'ct'ssary to any im'estigations that he may t'lect to undertake. Bt'yoml thnt, we are also working with the Attorney General to determine whether it is practicable from this new evidence to identify any of the persons to whom drugs may ha\'c been administerpd unwittingly. No such namps are part of these records. 'Ve have not identified the individuals to whom drugs ,,~ere administered, but we are trying now to determine if there are ad~quate clues to lead to their identification, and if so ho\': best to go about fulfilling the Government's responsibilitil?s in this matter. ~fr. Chairman, as we proceed ,dtll that process of att('mpting to identify the individuals and then determining what is our proper rcsJ?onsibility to them, I will keep both of these committees fully adv{sed. I thank you, sir. Senator Ix-oUYF-. Thank vou very much, Admiral Turner. Your spirit of cooperation is n1llc1i appredated. I would like to announce to the committee that in order to gin~ every member an opportunity to participate in this hearing, that we ,,:ould set a time limit of 10 minutes per Senator. . Admiral Turner, please give this committee the gent'sis of~fKnI.J TRA. 'VIlo or what committee or commission or aj!ency waf,:; responsible for dreaming up this grandiose and sinister project, and why was it necessary? "That is the rationaie or justification for such a project and was the President of the United States aware of this? Admiral TURNER. :Mr. Chairman. I am 1!oine: to ask ]'fr. Brody on my rip:ht, who is a lonp:-time member of the CIA to address that. in more detail. I believe everything that we know about the genesis was turned over to the Church t'ommittee and is contained iil thnt. material. Bnsically, it was a CIA-initiated project. It started out of a concern of our being' taken advnnta~e of by other powers who would use drugs against our personnel, and it. was armroved in tlle Agencv. I hnve asked the question you just asked fl?,e, and have been assured'that there is no evidence within the Agency of any involvement at hi1!her echelons, the White House, for instance, or specific approval. That does not say there was not, but we have no such evidence• . i i J '1 , ~ 14 • ~ :Mr. Brody, would you amplify on my comments there, please ~ :Mr. BRODY. :Mr. Chairman, I really ha,'e very little to add to that. To my knowledge, there was no Presidential kil0w]cdge of this project at the time. It was a CIA project, and as the admif:d said, it was a project designed to attempt to counteract what waS th~n thought to be a sel'ious threat by our enemies of nsing drugs against us. Most. of what else we know about it is in the Senate Church committee report. Senator INOUYE. 'Vere the authorized members of the Congress made aware of this project through the budgetary process ~ :Mr. BRODY. '\Vc have no knowledge of that, sir. . Senator INOUYE. Are you suggesting that it was intentionally kept away from the Congress and the President of the United States1 Admiral 1'tmXER. No, sir. 'Ve are only saying that we r.:Lve no evidence one way or the other as to whether the Congress was informed of this particular project. There are no records to indicate. SE'nator INOUYE. Admiral Turner, are you personally satisfied by actual investigation that this newly discovered information was not intentionally kept away from the Senate of the United States ~ Admiral TVRxER. I have no way to prove that, sir. That is my conyiction from everything I have seen of it. Senator I~ol:YF.. Now, we have been advised that these documents were initially discovered in ~Inrch of this year, and you were notified in .Tuly of this year, or .Tune of this year, and the committee was notified in .Tuly. Can you tell us why the Director of Central Intelligence was notified ~ months after its initial discovery, why the delay~ Admiral TUR~ER. Yes, sir. All this started with several Freeuom of Information 'Act reC]uests, and ~fr. Laubinger on my left was the indiyidual who took it upon himself to pursue these requests with great diligence. and got permission to go to the Retired Records Center, and then made the decision to look not only under what. would be the expected subject files, but throug-h every file w~t.h which the branch that conducted this type of activity had any conceivable connection. Very late in March, he discovered these seven boxes. He arranged to have them shipped from the Retired Records Center to Washing.ton, to our headquarters. They arrived in early April. He advised ,his appropriate superiors, who asked him how long he thought it would take him to f!O through these and screen them appropriately, clear . them for Freedom of Information Act release. There are, we originally estimated, 5,000 pages here. ",Ye now think that was an underestimation, find it may be clos€'.r to 8,000 pages. He estimated it would take about 45 days or into the middle of May to do that. He was told to proceed, and as he did so there was nothing uncovered in the beginning of these 149 cases that appeared particularly startling or particularly additive to t.he knowledge that had already been given to the Church committee, some detllils, but no major revelations.., . . . He and his ass(Y."iates ,proceeded with deliberateness, but not a great sense of ur,g-ency. There were other interfering activities that came and demanded his time also. He wns not able to put 100 percent of his time on it,llJld there did not appear to be cause for a great rush here. '\Ve were trying to be responsive to th(~ Freedom of Information Act request within the limits.of our manpower and our priorities. • ... 15 1 .. In early .June, howc'"cr, he>, discovered two projects. the one rclated to K drugs and tIl<' one r('lat£'d to the funding at thc'instit.ution. and r£'alized immediately that he had substantial new information~ and hc immediately reported this to his superiors. . Two actions were taken. One ~,as to notify the lawyers of the principal Freedom of Information Act recl.'lf>stor that we would hayc subst<l1l~.ial ne" material and that it would be forthcoming as rapidly ~s possible, and th~ second was to start a 1l1(,/11ornndum up the cham that indicated his bE>lief that we should notifv the Senate Select Committee on Int£'lligence of this discovery because of the character at least of these two documents. . As that proceeded up fl'om the 1:1th of ,Tune, at each echelon we hfl.d to go through the legal office, t}>" legislatin> liaison office and at ('ach echelon about the same question was asked of him: Have you gone through all of this, so that when we notify th(' Senate Select Committee we do n~t notify half of the important l'('le"ations and not the other half? The last thing I wunt, ::\11'. Chairman. is in any way to be on any topic, give the appearance on any topic of being recalcitrant, I"£'luctant, or ha.ving to hav£', you drag things out of n1£', and mv subordinates, much to my pleasure, had each asked. have you reall~' gone through these 8,000 pn.ges enough to h.-now that we are not going to uncover a bombshell down at the bottom? . By late .June, about the 28th, this process reached my deputy. He notified me a.fter his review of it on the 7th of ,July, whIch is the first I knpw of it. I began reading into it. I asked the same probing question directly. I then notified my superiors, and on thc 15th delivered to yon my letter letting yon know that we had this, and we have been working, many people, many hours since then, to be sure that what we a r(' telling von today does includ(' all the relevant material. Senator- IXOUYE. i would like to commend Mr. Laubing-er for his diligence and expertise. bllt was this diligence the result of the Freeclom of Information Act. or c0111d this diligence have been exercised during the Church hearings? 'Vhy was it not exercised? Admiral TURXER. There is no question that theoretically this diligence could have been exerciscd at any time, and it may well he th.at the Freedom of Information Act has made us more aware of thIS. 'Vonld yOll speak for yourself, please. ~1r. T.lAUBIXGER. I really don't attribute it. Senator, to diligence so much as thoroughness. If you can imagine the pressures under an organization trying t? respond~ which I think the CIA did at the time of the Church committee hearmgs, the hallways of the floor I am 011 were full of boxes from our records center. Every box that anyone thought could possibly contain anything was called up for search. It was one of a frantic effort to comply. 'Vhen the pressure of th!lt situation cools down, and l'on can start looking at things systematIcally, you are apt to fin~ thmgs that you wOllldn't under the heat of a crash program, and that IS what happened here. Senator IxouyE. Thank you very much. Senator Kennedy i Senator KEXXEDY. Admiral Turner, this is an enormously distressing report that you give to the American Congress and to the American people today. Granted, it happened many years ago, but what we are I . !I . .1 ] ] 16 .- • basic~]]y talking about is an activity which took place in the country that Ipvoh"ed the per\"{'rs~on apd the cormption of many of our outstandmg reSl~arch centers ill thIS country! with CIA funds. where some of our top re~arche~ wer~ unwittingly involved in reser.rch sponsored by the Agency In ~hIch they had no knowledge 01' the background or the support for. :Much of it was done with American citizens who Fere completely unknowing in tenns ?f taking yarious drugs, and there are perhaps any numb€r of AmerIcans w·ho are walkinO' around today on the east coast or west c?ast who were given drugs, with all the kinds of physical and psychologIcal damage that can be caused. ·W"e have gone onr that invery careful detail, and it is significant and severe indeed. I do not know what could be done in a less democrntic country that would be more alien to our own tradition~ than was really done in this narrow area, and as YOU' give this report to the committee, I would like to get some sense~ of your own concern about this ty~ of activity, and how you react. 11a ving a~snmed ':his important respon~ibil ity with the confidence of President Carter and the m"erwhelming support: ob\"iously, of the. Congress: under this set of circnmstances. I d~d not get m?ch of a feeling in reviewing your stateme.n~ here t?is mommg of the kmd of abhorrence to this type of past actl\,ty wInch I think the American people would certainlY deplore and which I believe th3:t you do. but could yon comment upon that guestion, and also perhaps gIve us what ideas YOU have to insure that It cannot happen again ~ • Admiral Tt7RXER. Senator Kennedy. it is totallY abhorrent 1:0 me to think of using a human being as a gtlinea rig and any way jeopardizing his life and his health: no matter how great the cause. I am not here to pass judgment on my rredeces..~rs: but I. can a....~u~e .J~)U that thi:; is totally beyond the pale of my contempla!IOn of actInhes that the CIA or any other of our intelligence agenCIes should undertake. I am taking and have taken what I }X>lieve are adpquate steps to insure that such things ate not continuing today. S~nator KEXXF.OY. Could vou tell us a little bit ahout that ~ Admiral TrRXER. I have a~keci for a special report a.s~uring me that there-are no drug activities extant. that is. drug acti\"ities that im"oh'e <.>xpp.rimentation. ObYiously: we collect intelligence about c1ru~ and drug use in other countries. bllt ther~ are no experimentations being conduct<'d by the C-entral Intelligence Agency, and I han' had a special check made. "lx'cause of anoth<>r incident that waR ul1conred some years ago about the unauthorized retention of some toxic material5 at the CIA. I have had an actual inspection made of the storage place:' and the certification from the people in charge of tho~ that there are no such chemical biological materials present in our keeping, and I have issued express orders that that shall not be the case. Beyond that, I have to rely in large measure on my l;eIL';e of command and direction of the people and their knowledge of the attitude I have just expressed to you in this regard. . Senator KEXNED1". I think that is ver)' commendable. Admiral TUR~~R. Thank you, sir. Senator KEN~"l:DY. I think it is important that the American people understand that. in , .a- 17 You know, much of thc i'esenrch which is our area of interest. that was being done by the Agency and the whole inyoh'cd sequC'ne(' of. activities done by the Agency, I am convinced could have been done Ill.n legitimate way throu~h the research programs of thc. National InstItutes of Menbll Health, other sponsored acti"iti€'~. I mean, that is some other question, but I think you went to an awful lot of trouble, where these things could have been. Let me ask you specifically, on the followup of ~fKULTRA, are there now-1 think you han answered, but I wnnt to get a complete anSwer about any exi)erimentations that nre. being done on human, beings, whether it 'iR drug;;; or behnvioral.alt['ratio,ns or patterns or n~y sl1pport~ either directly or indirectly, bemg pronde<1 by the Agency 111 tC'rms of nny experimentation on human beings. Admirnl'TunxEH. There is no experimentation with drugs on hnmnn heings, witting or unwitting, being c0!1ducted in any. ,... r9 SC'nator KEXXEDY. All right. Or bemg supported mdlrectly ~ I mean, are yOll contracted out.? ..\dmiral TunXEH. Or being in nny way supported. .' Senator Kl':xxEny. All right. How af'out the nondrng expC'rllnentation our COlllmittee has seen-psychosurgery, for example, or psychological resl'nrch? Admirnl Tt:mxEH. lYe arc continually im'oln',d in what we· call assessment of behavior. For instance, are trying .to continually improve our polygraph proc<>dllres to, you know, assess whether a person is lying or not. This does not im'oh'e any tampering with the individual body, This im'oh'es studying records of people's behavior under different circumstances, nnd so 011, but it is not an experiment.al thing. Have I described that accurately, Al ~ Mr. BRODY. Yes. Senator KEXXF.DY. 'Yell, it is limited to those arens~ Admiral TURxEn. Yes; it noes not invoh'e attempting to modify behavior. It only invoh'es studying behavior conditions. but not trying to actively modify it, as was one of the objectives of :MKULTRA. Senator KI-;XNF.DY. 'VeIl, we nrc scarce on time, but I am interested in the_ other areas besides polygraph where yOI1 arc doing it. ~raybe you can either respond noW" or submit it for the. record, if you would do that. 'Vonld you provide that fOJ: the record! Admiral TURNER. Yes.' . [The material on psychological assessments follows:] .~ :1 ~ 1 • • we ,. .. Psychological assessments are performed as a serYice to officers In tbeoperatlons dIrectorate who recruit nnd/orbandle agents. Except fur people inYolved In training courses; the SUbjects of tbe assessments are foreign nationals. The' assessments are generally done to determine tbe most successful tactic to persuade the SUbject to accept covert employment uy the CIA, nnd to make an appraisal of hIs relIability and truthfulness.. .A majority of the work is done by a statt of traIned· psychologIsts, some of whom are stationed o\'erseas. The assessments they do may he either direct or Indirect. DIrect assessments InYolve a personal interview of the subject by tbe . psycbologist. Wben poss!ule tbe subject Is asked· to complete a formal "intelli· gence test" whIcb-:Is actually a dIsguised psycbological test. Indh1duals being assessed are not gIl"en drugs, nor are they subjectt>d to physical harassment or torture. Wben operating condItions are sucb tbat a face-to-face Interview' Is not possIble, tbe pS)'cbologist may do an IndIrt'Ct assessmt'nt, usIng as sonrce materials descrlpUol1s of the subject uy others, intervIews witb people who know '. . bIm, specimens of Ills writIngs, etc. , ~ '1 , " ~.J . j i .j 13 The other psychological assessments involve handwriting analYHls or graphologIcal assesswent. The work is done by a pair of traIned graphologists, assisted by a small number of measurement technicians. 'l'he:r gene.ally require at least a page ot handwritten script by the subject. Measurements are made of about 30 dilferent writiI.lg characteristics, and these are charted and furniHhed to the graphologist for assessments. ~'he pSJ-'chologists also give courses in ps)'Chvloglcal assessment to group of operations O'fficers, to sharpen their own capabilities to size up people. As part of the training course, the instructor does a psychological assessment ot each student. "The students an! witting participants, and results are discussed with ~em. . It iR important to reiterate that psychological assessments are only a s~rvice to the op-;;i'ations officers. In the final analJ-'sis, it is the responsiblUty of the operations officer to decide how a potential agent should be approached, or to make a jt:dgement as to wbether an:r agent is telling the truth. . .i,·:'; . ~.~ .. Admiral TURNER. The kind of thing we a.re interested in is, what will motivate a man to become an agent of the United States in a difficult situation.'Ve have to be familiar with that kind of attitudinal response that we can expect from people we approach to for one reason or another become our spies, but I will be happy to submit a very "specific listing of these. Senator KENNEDY. 'Vould you do that for the committee ~ In the followups, in the ~lKSEARCH, in the OFTEN, and the CHICK'VIT, could you give us also a report on those particular programs¥ Admiral TuRNER. Yes, sir. Senator lCENNEDY. Did they involve experimentation, human experimentation ~ Admiral TURNER. No, sir. Senator KENNEDY. None of them ¥ AdmiraITURNER. Let me say this, that CHICK'VIT program is tho code name for the CIA participation in what was basically a Depart"ment of Defense program. T:~;.s program was summarized "and reported to the Church committee, to the Congress, and I have since they have been rementioned in the press in the last 2 days here, I have not had time to go through and personally review them. I 11ave ascertained that all of the files that we had"and made available ·before are intact, and I have put a special order <Jut that nobody ,vill enter those files or in any way touch them without my pennission at this point, but. they are in the Retired Records Center outside of 'Vashington, and they are available. . " I am not prepared to give you full details on it, because I simply haven't read into that part of our historYl but in addition I would sug· gest when we want to get into that we Should get the Department of Defense in with us. Senator KENNEDY. Well, you will supply that information to the Intelligence Committee, the relevant, I mean, the health aspects, obviou~ly, and the research we are interested in ¥ Admiral TuRNER. Yes, sir. Senator KENNEDY. Will you let us know, Admiral Turner ~ Admiral TuRNER. I will be happy to. [See p.169 for the material referred to.] Senator KENNEDY. Thank you. I am running out of time. Do you support the extension" of the protection of human subjects legislation to include the CIA and the DOD¥ You commented favorably on that • -1 I 19 . before, and I am hopeful we can get that on the calendar early in September, and that 15 our strong interest. Admiral TuRNER. The CIA certainly has no objection to that proposed legislation, sir. It is not my role in the administration to be the . supporter of it or the endorser of i t . . Senator KENNEDY. As a personal matter, since you have reviewed these subjects, would you comment Y I know it is maybe unusual, but you can understand w'hat we are attempting to do. Admiral TuRNER. Yes, sir. Senlltor KENNEDY. From your own experience in the agency, you can understand the value of it. Just finaiiy, in your own testimony now with this additional information, it seems <J.l1ite apparent to m~ that you can reconstruct in very careful detail thIs whole project in terms of the responsible CIA officials for the program. You have so indicated in your testimony. Now with the additional information, and the people, that have been revealed in the examination of the documents, it seems to be. pretty cl~ar that you can track that whole program in very careful detail, anq. I would hope, you know, that you would want to get to ~he bottom of It, as the Congress does as well. I will come back to that In my next round. Thank you very much. Senator INOUYE. Senator Goldwater¥ Senator GOLDWATER. I have no questions. Senator bwUYE. Senator Schwelked Senator SCHWEIKER. Thank you, 1tfr. Chainnan. Admiral Turner, I would like to go ba~k toyonr testimony on page 12, where you discuss the contribution to the building fund of a private medical institution. You state, "Indeed, it was mentioned in a 1957 Inspector General ref0rt on the Technical Service Division of CIA, pertinent portions which had been reviewed by the Church committee staff." I would like to have you consider this question very carefully. I served as a member of the original Church committee. 1tfy staffer did 'a lot of the work that you are referring to here. He made notes on the IG's report. My ~uestion to you is, are you saying that the section that specifically delIneates Jln Improp~r contribution ,vas in fact given to the Church committee staff to see j Admiral TURNER. The answer to your question is "Yes." Thc information that a contribution had been made was made available, to the best of my knowledge. Senator SCHWEIKER. Only certain sections of the report were madc· available. The reJ>Ort had to be reviewed out at Langley; it was not reviewed here, ana copies were not given to us here. I just want you to carefully consider what you are saying, because the only record we have care the notes ~hat· the staff took on anything that was of significance. . Admiral TuRNER. My understanding was that ~:fr. 1t:faxwell was shown the relevant portion of this report that disclosed that the contribution had been made. Senator SCHWEIXER. To follow this up further, I'd like to say that I think there was & serious flaw in the way that the IG report waR handled and the Church committee was limited. I am not making any accusations: but because of limited accesS to the report, we have a situ- ° • . - <II . ~ I ;.J , 20 ation where it is not even clear whet.her we actually saw that material or not, simply because we could not keep a coPy of the report under the procedures we had to f('How. We' were limIted by notetaking, and so it is rather nrnbiguous as to just what was seen and whilt was not seen. I certainly hope that the new Intelligence Committee will not be bount! by prOCedures that so restrict its abilit)' to exercise effective uversight. I have a second question. Does it concern you, Admiral, that we used a subterfuge which resulted in the use of Federal construction grant funds to finance facilities for these sorts of cxperime.nts on our own people ~ n~cause as I undelostnnd what you are saying, ,....hile the CIA maybe only put up $375,000, this triggered a response on the part of the Federal Gon~rnment to provide on n. good faith bagis matching hospital funds at the same level. We put up more than $1 million of matching funds, some based on an allegedly private donation which was really CIA money. . Isn't there something bnsically wrong with that~ Admiral TuR~ER. I certainly believe there. is. As I stated, the General Counsel of the CIA at that time r£>ndered a legal opinion that. this was a legal undertaking, and again I am hesitant to go back and re"isit the atmosphere, the laws, the attitudes at that time, so whether the counsel was on good legnl ground or not, I am not enough of no lawyer to be surl:', but it certainly would occur to me if it happened today as a very questionable activity. S;>nator SCJI\'·EIKER. "~ell, I think those of us who worked on nnd amended the Hill-Burton Act and other hospital construction fiSsistnn~e laws over the years, would have n rat.hf'T rlifff>rent opinion on the legnl intent or object.of Congress in passing laws to provide hospital construction project money. These funds weren't intended for this. . It r<>minds me a little bit of the shellfish toxin situation which tnrned up when I was on the Church committee. The Public Health Service was used to produce a deadly poison with Publi('. Health money. Here we are usine- general hospital constmction money to carryon a series of drug experIments. Admiral TURxER. Excuse me, sir. If I could jnst be, I think, accurate. I don't think any of this $375,000 or the mntching funds were used to .conduct drug experiments. They were used to build the hospital. Now, tht'. CIA then put more money into a foundation that. was conducting research on the CIA's behalf supposedlv in that hospita.l, so the i~tent. \\:as certainly there, but the mOl1ey~ was not used for experImentahon. Senator SCHWEIKER. ell, I understand it was used for bricks and mortar, but the bricks were used to build the facility where the experiments were carried on j were they not ¥ Admit'1l.! TURNER. 'l'"e do not have positiye evidence that thev were. It certainly would seem that. that W:lS the intent, but I do not want to draw inferences here. . . Senator SCHWEIKER. Well, why else would they ¢ve this money for the building fund if the building was not used for a purpose that benefited the CIA progTam i Admil'alTuRxER. I certainly drnwthe inference that the CIA expected to benefit from it, and some of the wording says the General "r . ... 21 • • • ., ... Counsel's opinion was that this was legal only if the CIA was going to derive adequate benefit from it, but, sir, ther£'. is no evidence of what benefit was derived. Semitor SCllWEIKER. There must have been seme pretty good benefits ut ~tnke. The Atomic Energy Commission was to bear a share of the c~st, and when th('y backed out for some n;ason or an.other, the CIA pIcked up part of their tab. So, at two (hfferent pomts there were mdications that CIA decisiollmakers thought there was great benefit to be d('rh'ed from whate"er happene~ within the brick and mortar walls of that facility. . Admiral TIJRXJ-:R. You are absolutely right. I am only t~kmg the position that I cannot substantiate that there was benefit derIved. Senator SCIIWEIKF.fl. The agreement dopllnents .say that thl~ C.lA would haY<' acc('ss to one-sixth of the space mvolved III the conshyctIon of the wing, so how would you enter into an agreement that specIfically says that you will have acCess to and use of one-sixth of the space and not. perform something in that space~ I cannot believe it was empty. Admirnl TunxER. Sir, I am not disputing you at all, but both of lIS nre suying that the inference is that one-sixth of the space was used, that exp('rinwntation wus done, and so on, but there is no factual e,:idence of what went on as n result of that payment or whut went on 111 that hospital. It is just missing. It is not that it didn't happen. Senator SCllwEun:n. Admiral Turner, one other-Senator KEl\;XEOY. "\Yollld the Senator yield on that point ~ S('nator SCIIWEIKER. I understand that in the agency's documents on the ngre£'ment it was explicitly stated that one-sixth of the facility would be designated for CIA use and made available for CIA r~ search. Are YOU famiiiar-:Mr. BRODY. Senator, as I recall, you are right in that there is IL mention of one-sixth, but any mention at all has to do with planning. There ure no subsequent. reports as to what happened after the construction took place. Senator SC'H\\'EIKlm. Admiral Turner, I rC'ud in the New York Times that pnrt of this seri('s of :MKUI"TRA experiments involved an arrangement. with the Federal Bureau of Karcotics (-0 test LSD Rurreptitioi!sly on unwitting patrons in bars in New York and San Francisco. Some of the subjects became violently ill and were hospitalized. I wonder if you would just briefly describe what we were doing t.here and how it was carried out ¥ I assume it was through a safe house operation. I don't believe your stat.ement went into much detail. Admiial TunxER. I did mention the safe house operation in my statement, sir, and that is how these were carried out. What we ha,:e learned from the new documentation is the location and the dates at which tlle safe houses were run by the CIA and the identification of t.hree individi'mls who were assochited with running those safe houses. 'Ve know something about. the construction work that was done in them becau~e t~ere were contracts for:this. Beyond that, we are pretty much d.rawmg mferences as to the thmgs that went on as to' what you are saymg here. . . Senator SCIIWEIKER. 'Yen, the subjects were unwitting. You can infer that m~~ch, right.! Admiral TonNER. Right. ...~ . :1 ;, ..1 . ~ J 22 .. Senator SCHWEIKER. If you happened to be at the wrong bar at the wrong place and time, you got it. Mr. BRODY. Senator, that would be--contacts were made, as we understand it, in bars, et cetera, and then the people may hale been invited to these safe houses. There really isn~t any indication as to the fact that this took place in the bars. .. . Admiral TuRNER. We are trying to be very precise with Sou, sir, and not draw an inference here. There are 6 cases of these 149 Wl.lere we have enough evidence in this new documentation to substantiate that there was unwitting testing and some of t.hat involves these safe houses. There are other cases where it is ambiguous as to whether the. testing was witting or voluntary. There are others ,vhere it was clearly voluntary. Senator SCHWElKER. Of course, after a few drinks, it is questionable whether informed consent means anything to a' person in a bar anyway. . Admiral TuRNER. Well, we don't have any indication that all these cases where it is ambiguous involved drinking of any kind. There are cases in penal institutions where it is not clear whether the prisoner was given a choice or not. I don't know that he wasn't ghren a choice, but I don't positively know that he was, and I clas~ify that as an ambiguous incident. Senator INOUYE. Your time is up, Senator. Senator Huddleston ~ Senator HUDDLESTON. Thank you, :Mr. Chainnan. Admiral Turner, you stated in your testimony that you are convinced there was no attempt to conceal this recently dis~overed documentation during the. earlier searches. Did you question the individuals connected WIth the earlier search b~fore you made that judgment ¥ Admiral TuRNER. Yes; I haven't, I don't think, questioned eYerybody who looked in the files or is still on our payroll who looked in the files back in 1975, but Afr. Laubinger on my left is the best authority on this, and I have gone over it with him in some detail. Senator HUDDLESTON. But you.have inquired, you think, sufficiently to assure yourself that there was no intent on the part of any person to conceal these records from the previous committee ¥ Admiral TuRNER. I am persua.ded of that both by my questioning of people and by the circumstances and the way in which these documents were filed, by the fact. which I did not and should have mentioned in my testimony, that these were not the official files. The ones t.hat we have received or retrieved were copies of files that were working files that somebody had used, and therefore were slipped into a different location, and a~in I say to you, sir, I can't imagine their deliberately concealing these particular files and .revealing the other things that they did- reveal in 1975. I don't see the motive for that, because tpese are not that damning compared with the overall material that was provided.· . Senator HUDDLESTON. Is this the kind of operation that if it were co~ti~uing now or if t.here were anythiI!g simpar to it. that you would feel compelled·to report to the Select CommIttee on IntellIgence ~ :Adm~ral ~NER. Y~~, sir. Y~:m mean, if I discovered that somethmg- hke thIS were gomg on WIthout my knowledge~ Yes I would ' feel absolutely the requirement to--. 23 • • • Senator HUDDLESTOX. But if it were going on with your knowledge, would you report it to the committee ~ I assume you would. Admiral 'ltTRNER. Yes. 'VeIl, it would not be going 011 with my knowledge, but theoretically the answer is yes, sir. . . Senator HUDDLESTOX. 'VeIl, then, what suggestions would you have as we devise charters for the various intelligence agencies ~ What provision would you suggest to T.rohibit this kind of activity from taking place ~ ",.ould you suggestthat it ought to be specifically outlined in a statutory charter setting out the parameters of the permissible operation of the various agencies ~ Admiral 'l.'uRNER. I think that certainly is something we must consider as we look at the legislation for charters. I am not on the face of it opposed to it. I think we would have to look at the pa.rticular wording as we are going to have to deal with the whole charter issue as to exactly how precise you want to be in delineating restraints and curbs on the intelligence activities. Senator HUOOLESTON. In the case of sensitive type operations, which this certainly was, which might be going on today, is the oversight activity of the agency more intensive now than it was at that time ~ Admiral TURNER. ]':fuch more so. I mean, I ha.ve briefed you, sir, and the committee on our sensitive operations. We have the Intelligence Oversight Board. We have a procedure in the National Security Council for approval of very sensitive operations. I think the amount of spotlight focused on these a.ctivities is many, manyfold what it was in these 12 to 24 years ago. Senator HUOO:(,ESTOX. How about the record keeping~ Admiral Ttm......"'ER. Yes; I can't imagine anyone having the gaIl to think that he can just blithely destroy records today with all of the attention that has come to this, and certainly we are emphasizing that that is not the case. . Senator HUDDLESTOX. Admiral, I was varticularly interested in the activitythat took place at the U.S. Pubhc Health Service Hospital at Lexington, Ky., in which a Dr. Harris Isbell conducted experiments on people who were presumably patients there. There was a narcotics institution, I take it, and Dr. Isbell was, according to the New York Times story, Cf.Lrrying on a secret series of correspondence with an indi\'idual at the agency by the name of Ray. Have you identified who that person is Y . Admiral 'l'uRNER. Sir, I find myself in a difficult position here at a public hearing to confirm or deny these names in view of my legal responsibilities under the Privacy Act not to disclose the names of individuals here. Senator HUDDLESTON. I am just asking you if you have identified the person referred to in that article as Ray. I am not asking you who he was. I just want to know if you know who he is. Admiral TuRl-."'ER. No. I am sorry, was this W-r-a-y or R-a-y~ Senator HUDDLESTON. It is listed in the news article as R-a-y, in quotations. Admiral TtmNER. No, sir, we have not identified him. Senatpr HUDDLESTON. So you have no knowled,ge of whether or not he is still a member of your stflff or C'onnected with the Agency in any way. Have you attempted to identify him ~ - ,) .8 . ~ 24, [Pause.]. Admi I TuR1 ( :\'"ER. Senator, we have u. former employee whose first na&e IS ay who may have had some connection with these activities. th t natohr. H?DDLESTOX. You suspect. that but you have not verified . a hat t IS tl!lle, at least you are not in a position to indicate that you ave verIfied lU Admiral Turoa:R. That is ~orrect. Senaror HUDDLESTOX. Thank you. Thank you, 1\1r. Chairman. Senator INOUYE. Senator Wallop? Sena!or WALLOP. Thank you, :Mr. Chairman. Adm.lral Tunler, not all of the-and in no way tryino- to excuse you.of the hIdeous nature of some of these projects, but nOt an of the proJects under :M:KULTRA are of a sinister or even a moral nature Is that a :fair statement ~ . Admiral TuP.~LR. That is correct. S~nator.:w-ALLOP. Looking down through some of these 17 projects not mvolvmg human testing, a..spects of the magician's art it doesn~t seem as thoug~ there is anything ,'ery sinister about that. 'Studies of hu.man behaTIor and sleep research, library searches. Now, those thlI~lgS i~ their way are still of interest, are they not, to the process of mtellIgence gathering ~ Admiral TuR:\"'ER. Ye'3, sir. I have not tried to indicate that we either are not doing or would not do any of the things that were involved in MXULTRA, but when it comes to the witting or unwitting testing of people with drugs, that is certainly verboten, but there are other things. Senator WALLOP. Even with ~olunteer patients ~ I mean, I am not trying-to put you on the spot to say whether it is going on. but I mean, it is not an uncommon thing', is it1 in the prisons of the. United States for the Public Health Service to conduct various kinds of experiments with vaceines and, say, sunburn crealI11s~ I know in Arizona they have done so. Admiral TURNER. 1fy understandin,g is, lots of that is authorized. but I am not of the opinion that this is not the CIA's busint>ss, and that if 'we need some infonnation in that cate.~ory, I wonld prefer to go to the ot.her appropriate nuthorities of the Government and ask them to get it for us r$lther than to in any way-Senator WALl.OP. Well, you know. you have library searches and a~ tenrlants at the national seminars. This is why I wanted to ask you If the bulk of these projeCts were in any way the kinds of things tha~ the Agency might not do now. A President would not have been horrIfied by the list of the legitimate types of things. Isn't that probably the caSe 9 Admiral TuR~~. Y('s. sir. . Senator WALLOP. And if it did in fact appear in the IG report, is there any reason to suppose that t.he President did not know of this project f You said there was no reason to suppose that he did, but let me reverse that. Is there -any reason to suppose ·that they did not ~ Admiral TuRNER. No. . Senator WALLOP. Well. you know. I jUst cannot imagine you or literally -anybody undertaking projects of the ma~itude of dollars here and just not knowing about it, not infonning your superior that .R or . .' .. • 25 . • • these were ~oing on, especially when certain items of it appear in the Inspect?r General's report on budget l?attel's. .. Admiral TURxER. 'VeIl, I find It dIfficult when It IS that far back to hypothesi:::e what the procedures that the Director was using in terms of informing hi~ superiors were. It is quite adifterent climate from today, and I think we do a lot more informing today than they dId back then, but I find it very difficult to guess what the level of knowleage was. Senator WALLOP. I am really not asking you to second-guess it, but it just seems to me that, while the past is past, and thank goodne.ss we are oper~.ting under different sets of circumstances, I think it is naive for us to suppose that these things were conducted entirely without the knowledge of the Presidents of the United States during those time~._ It is just the kinds of resC'arch inforlllation that was being sought was vital to the United States, not the means,but the informution that they were trying to find. Adm·iral TORXER. I am sorry. Your qU2stion is, was this vital ~ Did we view it as vital ~ Senator 'YALLOP. Wrell, your implication 'at the beginning was that it was a respon~e to the kinds of behavior that were seen in Cardinal Mindszenty's trial and other things. I mean, somebody must have thought that this was an important defensive reaction, if nothing else, on the part of the United States. Admiral TunXER. Yes, sir, I am sure they did, but again I just don't know how high that permeated the executive branch. Senator 'YALLOP. But the kinds of information arc still important to you. I mean, I am not suggesting that. anyone go back and do that kind of tIling u,Q;ain, but I'm certain it would be of use to you to know what was going to 'happen to one of your agents assuming someone hn.d put one of these things into his bloodstream, or tried to modify his behavior. . Admiral TURNER. Absolutely, and you know, we wouH b~ very conr.erned if we thought there were. things like truth serums or other: things that our agents or others could be subjected to by usc or impropor use of drugs by other powers against our people or agents. Senator WALLOP. Are there ¥ I don't ask you to name them, but nre there such serums ¥ Admiral TmtNER. I don't know of them if there are. I would have to answer that for the record, sir. . . '. Senator WALLOP. I w~>uld appreciate that. [The material referred to follows:] "TRUTn" DRUGS IN INTERROGATION The search for etrectlve aids to interrogation is probably as old as man's need to obtain information from. an uncooperative source and as persistent as his impatience to shortcut allY tortuous path.' In the annals of polIce Investigation, physical .coercion, has .at Urnes been substituted for painstaking and tirne-consurning inqUiry In the belief that direct ~ethods produce quick results. Sir 'James Stephens, wr1ting~ In 1883, rationalIZes agrislJ· example of "third degree" practices by thepoUce of India; "It 18 far pleasanter to sit comfortably In the shade rubbing rec:lpcPPer In a'pOor'de~'U'seyes than to go about In the sun hunting up evidence.". .; . . '. . .; . More recently,' police officlnlR In some countrles"have turned to drugs fnr asslst·ance In extracting confessions. from accused persons, drugs which ar~ esumed , ~. :J '.,, _I .J 1 , J l l J 26 .;;.- .. ~ til relax the indlvidual'~ defense~ to the poi.nt that he llnknowin~ly revealfl truths he has been tryln~ to conceal. This iuvestig-ati'\'"e technique, however humanitarian aR an alterna tl\'e to physical torture, :.till raises serious que~tion3 of indi'\'"l~ual rights and liherties, In thi~ country, when' drug'S ha,e l!:!wlPd only ,margl~lf\l nCN'ptancp in police work, their use has provoked ('rie:.; of "psychological thIrd degree" nnd has precipitated medico-legal contr(l';ersies that nfter a lluluter of n century still occasionally flar~ into the OJ)f'n. The use of so-caned "trnth" dru:rs in police work is similar to the accepted ps:rchlntrlc prnctiCf" of nnrco-(!l'iil.iysis; the difference in the two pr?cedures ~ies in their different oujeC't!;-cl-:. The police investigator is concerned WIth empirical truth that may Iii: used against the- susPt'ct, and therefore almost solely ~\'ith probative tl'uth: the u!'.efulness of the suspect's revelntlons depends ultlma.telyon th~ir accept.ance in evidence hy a court of law. Tlle psyclllatlst. on t1\e other hand, using the same "truth" d.ugs in diagnosis and treatment of the mentally 111, is primarn~' concernt"d with PS1fchological truth or pS,\'C'hological reality rather than empirIcal fact. A patiE'nt's aberrations are reallty for him at the time they occur, and an accurate account of these fantasies and delusions, rather than reliable recollectio1l of past ennts. can be the key to reco\'ery. The notion of drugs capable of illuminating hidden recesses of the mind, help'1I~ to heal the mentall,v ill and pre\'enting or re,ersin~ the miscarriage of justice, hns provided an exceeclill~ly durable theme for the prei"S and poplllar literature. Whlle acknowlecl~ing tha t "truth serum" Is a misnomer twice onr-the drugs are not sera and they do not necessnrily hrin~ forth probative trnth-journalistic accounts continue- to exploit the appeal of the term. The formula is to play up a few spectacular "truth" drug successess alld to impl~' that the drugs are more maligned than need he and more widely employed In criminal i!westigntlon than can officlaI1~' l.H.·1I.UlUilleii. Any te~hniq\1e that promises an Increment of soccess in extracting information from an llncompllant source is ipso facto of interest ,in intelligence operations. If the ethical considerations which in Western countries inhibit the use of narcointerrogation in police work are felt also In Intelligence, the 'Western ser,ices must at least be prepared against its possible employm<:!nt by the ad'\'"ersary. An understanding of "truth" drugs, theircharncteristic actions, and their potentlalltle.e>, positivE' Rnd negativE', for eliciting useful information is fundamental to an adequate defense against them.. This discussion, meant to help toward such an understanding, ciraws primarilj.· upon openl~' published materials. It has the limitations of projecting from crIminal Im'estIgatIve practices and from the permissive atmosphere of drug psychotherapy. to SCOP('.LAMINF: AS "TRUTH SERUJd." \-. Early in thIs century physicians he::-an to employ scopolamine, along with morphine and chloroform, to induce a state of "twilight sleep" durIng childbirth, .'\. constituent of henbane, scopolamine was kno,\\'n to produce sedation aud drowsi· .. ness, confusion and disorIentation, illcoordination, and amnesia for events experiellced during intoxication. Yet physicians noted that women in twIlight sleep ansl\'ered questions accurately and often volunteered exceedingly candid remarks. In 1922 It occurred to Robert House, a Dallas, Texas obstetrIcian, that a sImilar • technique might.be~mployed in the interrogation of fmspected criminals. and he arranged to interview under scopolamine two. prisoners in the Dallas county jail whose guilt 'seemed clearly confirmed. Under the drug, both men deni~ the charges on which they were held; nnd both, upon trial, were found not guilty. Enthusiastic at this success, House conclurled that a patient undel' the In:tluence of scopolamine "cannot create a lie ., . und there is no power to think or rea· son." [14] His experiment and this conclusion attracted wide attention, and the idea of a "truth" drug was thus launched npon the public consciousness. . The phrase "truth serum" is believed to have appeared first iit a news 'report of :Bouse's experiment In the L08 Angele8 Record. sometime in 1922. House resisted the t~rm for a while but c\'entual1y came to employ It regularly himself. He pub· lIshed some eleven nrtlcIes on scopolamine In the years 1921-1929 with a noticeable incre~se in polemical zeal as time went ·on. What had begu~ as something of a sc1ent1~~ statement turned fi~alJy into a dedicated crusade by the "father of truth serum on behalf of bis otrspring, wherein he was "grossly indulgent of its ~'aywat'd ~ha\ior 'and stllbbornly proud of its minor achievements."[ll] • ... " Only a handful of cases in which scopolamine was used for pollee interrogation came to publlc notice, though there is evidence suggesting that some pollce forces ma;)" ha,"e used it extensively. [2, 16] One pollee writer claims that the threat of scopolamine interrogation has been effective in extracting confessions from criminal suspects, who are told they will first ~e rendered unconscious by chloral h~'drate placed covertly in theil' L'Otree or drinkmg water. [lG] Because of a number of undesirable side effects, scopolamine ~'as shortly disquallfied as a "truth" drug. Among the most disabllng of the side effects are hallucinations, disturbed perception, somnolence, nnd physiological phenomena ~uch as headache, rapid heart. and blurred Yislon, which distract the subjed from the central purpose of the interview. Furthermore, the physical action is long, far outlasting the psychological effects. Scopolamine continues; in some cases, to make anesthesia and surgery safer by drying the mouth and throat and reducing s~re tlons that might obstruct the air passages. But the fantastically, almost painfully, dry "desert" mouth brought on by the drug is hardly conducive to free talking, e\'en In R tree table subject. THE BARBITURATES • ... The first suggestion that drugs might· facllltate communication with emotionally dl~turlJed patients came quite uy accident in 1916. Arthur S. Lovenhart and his associates at the University of Wisconsin, experimenting with respiratory stimulants, were surprised when, after an injection of sodium cyanide, a catatonic patient \vho had long been mute and.rigid suddeniy relaxed, opened his eye~, and e\'en answered a few questions. By the early 1930's a number of psychiatrists were experimenting with drugs as an adjunct to e~tablished methods of therapy. At about this time police officials. still Ilttracted by the possibility that drugs migh help In the interrogation of SURpects and witnesses, turned to a class of depressant dnlgs. knowll a~ the barbiturates. By 1935 Clarence "'. )Inehlberger. hend of the Michigan Crime Detection Laboratory at East Lansing, "'as using barbiturates on reluctant suspect!';, though pollce work continued to be hampered by the courts' rejection of drug-induced confessions except in a few carefully circumscribed instances. The barbitnrates. first synthesized in 1903. are among the oldest of modern drug'S and the most versntile of aU depressants. In this half-century some 2,500 have been prepared. and about two dozen of these have won an important place in medicine. An estimated three to four billion doses of barbitura.tes are prescribed by physicians in the United State£ each year. 'and they have come to be known hy a variety of commercial names and colorful slang expressions: "goofballs," Luminal, Nembutal, "req devils," "yellow jackets," "pink ladies," etc. Three of them which are used in narcoanalysis and have seen sen"ice as "truth" drugs are sod~um amyta~ (amobarbital), pentothal sodium (thiopental), and to a lesser extent seconal (secobarbital). As one pharmacologist explains it, a subject coming under the inftuen~e of a barbiturate injected. intravenously goes through all the stages of progressive drunkenness. bnt the time scale Is on the order of minutes instead of hourS. Outwardly the sedfl.tion effect is dramatic, especIally if the subject is a psychiatric patient in tension. His features clacken, his body relaxes. Some people are momentarily. excited; a few beocme sIlly and giggly. This usually pass.es, and most subjects fall asleep, emerging later in disoriented semi-wakefulness; The descent into na·rcosis and beyond with progre~ively larger doses can be di'\"ided as follows: . '. 1. Sedative stage. II. Unconsciousness, with exaggerated refiexes (hyperactive stage). , III. Unconsciousness, without retlex even to painful stimuli. IV..Death. . . . Whether' all these !'ltages can be distinguished in any given subject depends largely on the. dpse and the rapidity with. which :the drug is induced; In anesthesia,' stages I and II may last only two' or three seconds. The first. or sedative stage can be fUTther divided: Plane 1. No evident etrect, .or sUght sedative .effect. Plane 2. Clo\}diness. calmness, amnesia.. (UpOn recovery, the subject will not remember what happened at this or ,'~lower'~ planes or stages.) " Plane ~. Slurred speech, old thought Patterns disrupted, inability to integrate or learn new patterns. Poor coordination. Subject becomes unaware of panitul stimuU. . . . j . -~ . ~ ~j .Ji 'I J 1 j ,J , " \1 " d 1 ,~ _J , ! ~ .. ~ : cJ ~- 28 Plane 3 is the psychiatric "work" stage. It may last only a few minutes, but It can be extended by further slow injection of drug. The usual practice is to bring the subject quickly to Stage II and to conduct the interview as he passes back into the sedative stage on the way to tull consciousness. CLINIC....L .... NO EXPERIMEl'iTAJ. sTtTOIF.A -,~ The gene~al abhorrence In Western countries for the use of chemical agents "to make people do things against: their will" has precluded serious systematic study (at least as published openly) of the potentialities cf drugs for interrogation. Louis A. GottSC'.halk, surveying their use in information-seeking interviews,[13] cites 13~ references; but only two touch upon the extraction of Intelligence information, and one of these concludes merely that Russian techniqoes in interrogation and Indoctrination are derived from age-old police methods and do not depend on the use of drugs, On the validity of confessions obtained with drugs, Gott8('halk founu onlr three published experimental studieo that he deemed worth reporting. One oi these reported experiments by D. P. Morris in which intra~enous sodium amytal was helprtll In detecting malingerers. [12] The subjects, soldier~, were at first SUllen, nei;"1ltlvistlc, Rnd non-productive under amytnl, but as the interview proceeded they revealed the fact of and causes tor their malingering. Usually the interviews turned up a neurotic or psychotic basis for the deception. The other two confession 8tudies, being more relevant to the highly specialized, untouched area of drugs in intelllgence interrogation, deserve more detailed review. Gerson smd Victorotr[12] conducted amrtal interviews with 17 neuropsychiatric patients. soldiers who had charges against them, at Tilton General Hospital, Fort Dix. First they were interviewed without amytnl by a psychiatrist. who, n~1ther ignoring nor stressing their situation as prisoners or suspects under scrutiny, urged eech of them to discuss his social and famll~' background, his army career, and Ws version of the charges pending against him, The patients were told oniy a few minutes in advance that narcoanalysis would be performed. The doctor was considerate, but positive and forthright. He indicated that they had no choice but to submit to the procedure. Their attitudes varied from unquestioning compliance to downright retusal. Each patient was brought to complete narcosis and permitted to sleep. As he became semiconscious and could be stimulated to speak, he was held in this stage with additional alJlytal l\'hile the questioning procf"eded. He was questioned flrst about innocuous matters from his background that he had discussed b£>fore receiving thp. drug. '''llenever possible, he was manipulated into bringing up himselt' the charges pending against him before being questioned :tbout them. If he did this In a too fully conscious state, it proT'ed more etrE'Ctive to ask him to "talk about that later" and to interpose a topic that would diminish suspicion. delaying the interrogation on bis criminal activity until he was back In the proper stage of narco!U8. ' The procedure dltfered from theraPeutic narcoanalysis in several ways: the setting,. the type ot' patients, and the kind of "truth" sought. Also, the subjects were kept in twilight consciousness longer than usual. This state pro"ed richest In yield of admissions prejudicial to the subject. In it hi8 speech was thick, mumbling, and disconnected, but his discretion was markedly reduced. This valuable interrogation period, lasting only five to ten minutes at a Ume, could be reinduced by injecting more nmytal and putting the patient back to sleep. The interrogation techuique varied from case to case according to background information about the patient, the seriousness of the charges, the patte-nt'H attitude under nareosls, and his rapport with the doctor. Sometimes it was useful to pretend, as the patient grew more tully Conscious, that he had already confessed· , dUring the amnestic period of the interrogation, and to urge him, while his memory aIid:sense of self-protection were still limited, to continue to elaborate the details of what he had "already deScribed." When it was obT'-iotls that a subject was withholding the truth, his denials were quickly passed over and ignored, and the key questions would be reworded in a new approach. _ Several patients Tevea~edfa:ntasies.tears, and delusions approaching delirium, much of which could readily be distinguished from reaUt)". But sometimes there was no way for the examiner to distinguish truth trom fanta~y l'xcept by reference to other 80Ul'C('S. One subject claimed to have a child that did not exist, • . ... 1 J :1 29 , • ... :lnother threatened to kill on sight a stepfather who had beell dead a year, and yet another c-onfessed to participating in a robber~' when in fact h~ had only purchased goods from the participants. Tf'stJm()ny concerning uates and specific places was untrustworthy and often cOlltradictor~' because of the patient's loss of time-sense. His t'eracity in citing names and e\'ents lJro\'ed questionable, Be· Cl\use ot his contusion about actual e\'eut~ Ilud whut he thought or teared had happened. the patient ut times managed to conceal thE:' truth unintentionally. As tlw subject renved, he would become aware that he was being questioned about his secrets and. de~ndlng upon his personality, his fear of discovery, or the degree or hiEi disillusionment with the doctor, grow negatlMstic, hostile, or physically aggrpssit'e. Occasionally patients had to be forcihb' restraine-d during this period to prevEont injury to themselws or othprs I\S the doctor continued to interrogate. Some patients, mOt'ed by fierce and diffuse anger. the assumption that they had already been tricked into confpssing, and a still llmlted sense of discretion, defiantly acknowledged their guilt and cllUllenged the obser\"er to . "do something about it." As the excitement passed, some fell hack on their originalstories and others t'erlfied the confessed material. During the to!iow-up interview nine of thE' 17 admitted the vnliditv ot their confessions; eight repudiated their confessIons and reaffirmed their earlier accomits. With respect to the reliability of the results of such interrogation, Gerson and Victorolf conclude that ~rslstent, careful questionin!t can reduce ambiguities in drug Interrogation, but cannot elimlnute them altogether. At least one experiment has shown that subjects are capable of maintaining a lie wl~ile under the influence of a barbiturate. Redlich and 1Iis s'ssociates at Yale[25] administered sodium amytal to nine volunteers, students and profes~!0n!11!!. ~hl) hllo prp... I()t1~l~·, for purposes ot the experiment, revealed shameful and guilt-producing episodes of their past and then invented falSt> selt-protective 1>tories to cover thf'm. In nearl)' e.ery case the cot'er story retai~ HOme elements of the gullt inherent in the true Rtory. Under the influence of the drug, the subjects 'Were crossexnmined on their co,er stories by a second investigator. The results, though not definitive, showed that normal individuals who had good defenses and no overt pathological traits could stick to their in.ented stori~s and refuse confession. Neurotic individuals wIth strong unconscious selt-punitit'e tendencies, on the other hand. both con· fessed more easily and were inclined to substitute fantasy for the trut.h, con· lessing to otrensf?iI nt.-\'i::' llctuaJ.ly committed. In reeent ye-ars drug therapy has mHde some use of stimulants, most notably amphetA!nine (Benzedrine) and its relative methamphetamine (Methedrine). Tt<::re drugs, used either alone or following intraveno)ls barbiturates, produce an outpouring of ideas, emotions, and memories which bas been of help in diagnosln~ mental disorders. The potential of stimulants in interrogation has recelt'ed UttlP. attention, unless in unpubUshed work. In one study of their psychiatric use Brossel et at [7] maintain that. methedr:ine gives the liar no time to think or to organi?e his de<:eptions. Once the dnlg takes hold, they say. an insurmountable urge to pour out speech traps the malingerer. Gottschalk, on the other hand, says that this claim is extra,agant, asserting without elaboration that the stUdy lacked proper controls. [13] It Is evident that the combined use of barbiturates and stimulants. perhaps along with ataraxics (tranquilizers), should be further explored. OBSERVATIONS FROM PRACTICE • ..•. J. M. MacDonald, who as a psychiatrist for the District Courts of Denver has had extensive experience with narcoanalysis, says that drug interrogation ls. of doubtful value In obtaining confessions to crimes. Criminal suspects under tbe inftuence of barbiturates may deliberately withhold information, persist in giving untruthful answers, or falsely confess to erimes they did not commit. The psychopathIc personality, In particular, appears to resist successfully the Infiuence of druJt8. . MacDonald tells of a crimin!.l psychopath who. baving agreed to narco-interrogation. receh'ed 1.5 grams of sodium amytal over a period of th'e hours. This man feigned amnesia and gave a false account of a murder. "He displayed little or no remorse as he (falsely) described the crime. including burial of the body. Indeed he was very self-possessed and he appeared almost to enjoy the examination. From time to time be would request that more amy tal he injected."[21] . MacDonald concludes thllt a person who glt'es felse Information prior to reo I ., . j1 'I " j 1 . j ! '.J ;I J 30 ceiving drugs is Hkely to give falae information also under narcosis, that the drugs are of little vnlue for ~\'eaJing deceptions. and that they are more effective in releasing unconBCiously repressed material than in evoking l'Onsciously suppresaed information. Another psychiatrist known for hi!! work with crln:::Jn~~ L. Z. Fre-eilIuliu. gii\'~ sodium arnYta! to men a~sed of various civil and military RDtisocial acts. The subjects were mentally uostable. their conditions ranging tTom character disorders to neuroses and IISych0'8e8. The drug internews proved psychiatrican~' beneficial to the patients. bnt }o~~m9.n found that bis \;ew of objt'ctive reality was seldom improve-d by their rere-lations. He was unable to say on the basis of the narco-interrogation whether a given act had or had not occurred. Like :MacDonald, be fouod that ~ycbopathic indh;dua!s £"an dpn,; to the point of ullconli<:iousne88 erimetl that ereryobjeetive !>;gn indicates the}' han' committed.[lO} F. G. lnuau. Professor of Law at ~orthwestern l"niversity, who has had conIiiderahle experiellC(' obServing and participating in ··truth" dru~ lests. claims that the, aN:' ()(,,('3.sionall.v E.'ffecti\"E.' on persons who \vould have disclosed the truth anyway had they ~n properly interrogated. but that a PE.>rson dE.'termined to lie will usually be able to continue the dereption under drugs. The two military psychiatri!rt.s who ma~ the most extensive use of naro;)8nalyFis during the war yean:. Ray R. Grinker- and John C. Spiegel. concluded that in almost all cases they ~uld obUlin from their pati('Dts (-ssentially th'E" same material and give them the same em()(:ional release by tbel'8.py without thE' use ('.f drugg, provided t~y had sufficient time. The esserx:e of the8e comments from proft'88ionals of long e:s:perience is that dMlJ;8 provide rapid areess to information that is ps)·chi1l.tric·ally USEO'ful oot of douutful ,aUdity as empirical truth. The same psychologkal illfon::::::.tlVii and ii less adulterated empirical truth can hoe oot2 ined fl'Oeil fulJy conscious subjE."Cts ThroUgh Doo-drug psychotherapj' and skillful l,.>lice interrogation. .. APPLICATIO!{ TO CI . • I!{TEK&OGATIO~ The almost total abse~ of controlled experimental studies of "truth" drugs and the spotty and aneedotal nature of psy('.biatric and police endence require that extrapolations to intelligence oPE.>rations be made with care. Still, enough is known about the drugs' action to suggest certain considerations affecting the possiblllties for their use in interrogatioDs. It should be clE'ar from thE:' foregoing that at best 8. drug can only serve 8.8 an aid to an interrogator who has a Irore understanding of the psychology and . t~hniques ot normal interrogation. In some respects. indeed. the demands on bis skill will be increased LJs the batfling mixture of truth and fantasy in drug-induced output. And the tendenc}' against wiJicb he mu.~t guard in the interrogate tQ give the responses that seem to be wanted without regard for facts will be heightened by drugt;: the literature abounds with warnings that a subject in narcosis is .extremely suggesti ble. It seems poSsible that this suggestibility and the lowered guard of the narcotic state might be put to advantage in tbe case of a 8tJbject teigning ignorance ot a language or some other' skill that had become automatic with him. Lipton[201 found sodium 8.mytal helpful in determining ~bether a foreign RUbject was merely pretending not to understand English. By extension, one can guess that a drugged interrogatee might have difficulty maintaining the pretense that he did not comprehend the idiom 1)f a profelSSion he was tl")'ing to hide. There is the further .problem of hostility in the interrogator's rela.tlon&.-ip to a resistance source. The accumulated knowledege about '"truth" drug reaction has come largely from patient-physician relationships of trust- and «Infidence. The subject in narcoanalysis is usually motivated a priori to cooperate with the psychiatrist. either to obtain rellef from mental su1ferlng or to contribute to a scientific study. Even in pollce work, where an atmosphere of anxiety and threat may be dominant, a n-lationship of trust frequently asserts itself: the drug is administered by a medical man bound by a strict code ot ethics; the suspect agreeing to undergo narcoanalysis 10 a desperat~ bid for corroboration of hiB testimony trusts both· drug and psychiatrist., however apprehensi:r-ely; and finally, as Freedmansnd .MacDonald have indiC1l.ted. the polke psychiatrist frequently deals with 8. "sick" criminal. and some order of patient-physician relationship necessarily e~olves. • • 31 • Rarely has a drug interrogation in\'olved "normal" individuals in 11 hostlle or genuinely threatening milieu. It Wi\S from a non-threatening experimental setting that Elic Llndemann could say that his "normal" sUbjects "reported a J:eneral sense of euphoria, ease and confidence. and they exhibited a marked increase In talkath'eness and communlcabllity."[18] Gerson and \'Ictorotr list poor doctor-patient rapport as one factor interfering with the completeness and authenticity ot confessions hy th~ Fort Dix· soldiers, caught as they were in il command performance and told they had no choice but to submit to uareointerrogation. From all indications, subject-interrogator rapport is usually crucial to obtaining tile psychological release which may lead to unguarded disclosures. Role-playin~ on the part of the interrogator might be n possible solution to the prOblem of establishing rapport with a drugged subject. In therapy, the British nareoanal~'st William Sargent recommends tbat the therapist deliberatel~' dIstort the facts of the patient's life-experience to achieve heightened emotional response and sbreacUon.(21l In the drunken state of narcoanalysIs patients are prone to accept the therapist's false constructions. There is reason to exped that a drugged subject would communicate freely with an interrogator playing the role of relative. colleague, phl·siciall. immediate superior, or any other person to whom his hackground indicated he would be responsil"c. Even when rapport is poor. however, there remains one facet of drug action eminently exploaable in interrogation-the fnct that suhjects emerge from narcosis feeling they have revealed a great deal. even when the~' ha"e not. As Gerson and Victoroff demonstra.ted l1t Fort Dix, this psychological sE"t provides a major openIng for obtaining genuine confessions. -~ P08SIBLE YARIATIONS • • In studies by Beecher and his as8Oclates, (3-6) one-third to one-half the individuals tested proved to be placebo reuctors, SUbjects who respond with symptomatic relief to the administration of any syringe, pill, or capsule, regardless of wbat it contains. Although no studies are known to have been made of the placebo phenomenon as applied to narco-interrogation, it seems reasonable that when a subject's sense of guilt interferes with productive interrogation, a placebO for pseudo-narcosis could have the effect of absolving him of the responsibility for his acts and thus clear the wa~' for free communication. It is notable that placebos are most likely to be effective in situations of stress. The individuals most likely to react to placebos are tbe more anxious, more self-centered, more dependent on outside stimulation, those who express their needs more freely socially, talkers who drain ott anxiety by conversing with others. The nonreactors are those clinically more r:gid and with better than average emotional control. No sex or I.Q. dUferences hetween r('actors and non-reactors have been found. Another possibility might be the combined use of drugs with hypnotic trance and post-hypnotic ~uggestit)n: hypnosis could presumably pre\'ent any recollection of the drug experience. Whether a subject can be brought to trance against his will or unaw:are, however, iR a matter of some dIsagreement. Orne, in a survey of the potential us('s of h)'pnosis in interrogation,[23] asserts that it is doubtful, despite many apparent indications to tbe contrary, that trance can be induced in resistant subjects. It may be possible, he adds, to hypnotize a subject unaware, but this would require a positive relationship with the hypno~ist not likely to be found in the interrogation setting. . In medical hypnosis, pentothal sodium is sometimes employed when only light trance has been induced and deeper narcosis is desired. This procedure is a possibility for interrogation, but If a satisfactory level of narcosis could be achieved through hypnotic trance. there would appear to be no need for drugs. DEFENSIVE ]'(EAStJ~ES There Is no known way of building tolerance for a "truth" drug without creating a. disabling addiction, or of arresting the action of a barbiturate once induced, The only full safeguard against narco-interrogation is to prevent the administration of the drug. Short of thIs, the best defense Is to make use of the same knowledge'that suggests drugs for otfensiveo;>erations": It a subject kn'ows that on emerging from narcosis he wIll have an exaggerated notion ot how much he has revealed. he can better resolve to deny he has said anything. .. .~ , ;1 j !,,-'."" . , l 1 1 I ~ c.J i i .J 32 .. , " The disadvantages and shortcomings ot drugs in offensi\"e operations b~ome positive features of the defense posture. A subj~t in narco-interrogation is intoxicated, wayering between deep sleE'p and semi-wakefulness. Hi!! spe~h is garbled and irrational, the amount of output drasticall~' diminished. Drugs disrupt established thought patterns, including the will to rel$ist, but they do so indiscriminately and thus also ir;.terfere ,\"ith the patterns of substantiye information the interrogator seeks. E\"cn under the conditions most fa\"orable fo\' the interrogator, output will be contaminated by fantasy, distortion, and untruth. Possibly the most effediye way to arm oneself against nnrco-intE'rrogation would be to undergo n "dry run." A trial drug interrogation with output taped for playback would familiarize an individual with his own reactions to "truth" drugs, and this familiarity would help to reduce the effects of harassment by the interrogator hefore and after the drug has heen administered. From the ,-iewpoint of the intelligen<:e service, the trial exposure of a particular operati\"e to drugs might provide a rough henchmark for assessing the kind and amount of information he would divulge In narcosis. . There may be concern over the possibility of drug addiction Intentiol1.nlly or accidentally induced by an ad\"ersar;r ser\"ice. ~Iost drugs will cause addiction with prolonged lise. and the barhiturates are no exception. In recent studies at the U.S. Public HE'lllth Servi~~ Ho~pital for addicts in Lexington, Ky., subject!! recei\"ed large doses of harbitnratf's onr a period of months. Upon removal of the drug, they experienced acute withdrawal s:rmptoms and behaved in e"er~' respect like chronic alcoholics. B~ause their fiction is extremely short. howeyer, and hecause there is little likelihood that they would he administered rfgularly over a prolonged period, barbiturate "truth" drug~ pri::ll~llt slIght l"i8k ur operational addiction. If the ad"ersary sen"ice were intent on creating addiction in order to E'xploit withdrawal, it would hfi\"e other, more rapid .means Gf producing states as unpleasant as withdrawal symptoms. The halIucinA.tor~· ilnd p!;ychotomim~t.ic drugs such as mescaline. marihuana, LSD-25. and ml('rotine are sometimes mistnkenl;r associated with narcoanal)'tk interrogation: These drugs distort the perception and Interpretation of the sensory input to· the central nervous 8~'stem and affect \"Islon, audition. smE'lI. the sensation of the 81ze of body parts and their position in space, etc. Mescaline and LSD-25 have been used to create experllllental "psychOtic states." an(l in a minor way as aids In psychotherapy. . Since information ohtained from a person in Ii psychotic drug state would be unrealistic, bizarre, nnd extremely difficult to assess. the self·administration of LSD-25, which is effecti\"e in minute dosages, might in special C'ircumstances offer an operative temporary protection against interrogation. Conceiyably. on the other hand. an ad\"ersary ser\"ice could use such drugs to produce anxiety or terror in medically unsophisticated subjects unable to distinguish drug-induced psychosis from actual insanity, Ail enli~htened operative could not be thus frightened, howe\"er. knowing that the effect of t~:;:se hallucinogenic agents is transient in normal indi\"iduals. Most broadly. there is evidence that drugs have least effect on well-adjusted individuals with good defenses and good emotional control, and.that anyone "...ho can ,withstand the stress of competent interrogation in the waking state can do so in narcosis. The essential resources for resistance thus ,s.ppear to lie within the individual. . • ., CONCLUSIONS . The salient points that emerge from this discussion are th€- follo",,·Ing. No such magic brew as the'popular notion of truth serum exists. The barbiturates, by disrupting defensiye patterns, may sometimes be helpful in interrogation, bqt e\"en under the best conditions they wIll elicit an output contaminated bY'deception, fantasy, garbled speech, etc. A mnjor ","ulnerahillty they produce in the subject is a tendency to believe he has re\"ealed more than he has. It is possible, howe\"er, for both normal individuals and psychopaths to resist drug interrogation; it seem~ likely that any individual who can withstand ordinary intensive interrogation can hold out in narcosis. The best aid to a defense against narco-interrogation Is foreknowledge of the process an<1 its limitations. There Is an acute need for. controlled experimental studies of drug reaction, not only to depressants but also to stimulants· and to combinatloJJs. of depressants, stimulants. and .ataraxics. . . • 33 REFERE:iCES • • . " tI 1. Adams, E. Barhiturates. Sci. Am., Jan. Hl5S. 198(1), ('>0-64. 2. llarkham, J. Truth Drugs: Tbe new crime solver. Coronet, Jan. 1951, 29, 72-76. . 3. Beecher, H. K. Anesthe!;ia. Rd. Am., Jan. 19:::;7, 198, p. 70. 4. Appraisal of dru~s intended to alter subjectiYeresponses, symptoms. J. Amer. .lIed. A.8sn., 19fifi, 158,300-401. . 5. . I<;vidence for increased effectiveness of lllucebos witb increased stress. Amcr.•T. Physiol., I{r.)G. 187, 163-169. 6. . EXllerlmental Ilhnrmacology and measurement of the subjective response. Scie'71cc, 1953, 116. Hi7-162. 7. Brussel, J. A., Wilson, D. C., Jr., & Shankel, L. 'V. Tbe use of methedrine in lls~'cblatric praetice. Psychiat. Quart., 1954, 28, 381-394. 8. Delay, J. Pharmacologic explorations of the personality: narcoanal)'sls and "methedrine" shock. Proc. Roy. Soc. Med., 1949, 42, 492-400. 9. deRopp, R. S. D1'UgS ancl the Jfind. !IOew York: Groye Press, Inc., 1960. 10. l<'reedmall. L. Z. "Truth" drugs. Sci.•4m .• ~[nr('h 1000. 145-1rr.l. 11. Geis, G. In scopolamine veritas. The early history of drug·lnduced 'statements..1. of Orim. Latc, Criminal. & Pol. Sci .• Nov.·Dec. 1950, 50(4), 347-358. 12. Gerson, M. •T., & Ylctoroff, V. Experimental Inyestigatlon into the vulidit)· of confessions obtained under sodium amytal narcosis. J. Clin. and E.rp. PsycholJath .• 1~8, 9, 3;J!)..--.17ii. 13. Gottschalk, L. A. The use of drugs iu informatlon·seeking iuten·lews. Tech'tical report #8, ARDC Study SR 177-D Contract AF 18 (600) 1797. De~. 1958. Bureau of Social Sdence Reseurch, Jnc. 14. House, R. E. The use of scopolamine in criminology. Texas St. J. Of Med., 1922.18,259. 15. Houston. F. A preliminary Im-estigation into abreaction comparing methedrine find sodium amytal with 'Otber methods. J. Ment. Sci., 1952, 98. 707-710. 16. Jnbau, F. G. Self-incrimination. Springfield: C. C. Thomas, 1950. 17. Kldd., W. R. Police interrogation. 1940. . 18. Legal dose of truth. Nel081ceek, Feb. 23, 1959, 28. 19. Lindemann, E. Psychological changes in normal and abnormal indi.lduals under the influence of sodium amstal. A mer. J. Psychiat., 1032, II, 10&~-1091. 20. Lipton. E. L. The am)·tallnterview. A re,·iew. Amer. Practit. Digest Treat., 10f)().l,I48-163. 21. MacDonald, J. 1\1. Narcoanalysis and criminal law. Amer. J. P8ychiat., 1954, 111. 283--288. 22. Morris, D. P. Intrnyenous barbiturates: an aid in the diagnosis and treatment of conYerslon hysteria and malinA"ering-. MH. Surg., 194fi, 96, 509-513. 23. Orne, 1\1. T. The potential uses of hypnosis in interrogation. An e,'aluation. ARDC Study SR 177-]) Contract AF 18(600) 1797, Dec. 1958. Bureau of SocIal Science Research, Inc. 24. Pelikan, E. W .• & Kensler, C. J. Sedatiyes: Their pharmacology and uses. Reprint from The Medical Clinics Of North America. 'V. B. Saunders Company, Sept. 1958. 25. Redlich. F. C., Ravitz, L. •T.. & Dession, G. H. Narcoanalysis and truth. Amer. J. PBYchfa.t.• 1951.107, fi86-593. 26. Rolin, J. Police Drugs. Translated by L. J. Bendit. New York: Philosophical Library, 1956. 27. Sargant, W., & Slater, E. Physical methods of treatment in psychiatry. (3rd. ed.) Baltimore: Williams Rnd Wilkins. 1954. 28. Snider, R. S. Cerebellum. Sci. Am., Aug. 1958,84. 29. Uhr, L., & Miller, 1.1. G. (eds.). Drugs and Behavior. New York-London: John Wiley &: Sons, Inc;, 1960. • Senator WALLOP. If they are, I· would assume that you would 5tiil try to find from either theirs or somebody ·else's information how to protect our people from that kind of activity. . Admiral TuRNER. Yes. .. Senator WALLOP. Thank you very much. ~hank you, 1\fr. Chairman. Senator INOUYE. Sena.tor Chafee! .' . Senator CHAFE&. Thank you, Mr. Chainnan. -~ 1 , z d , J 34 ,. • .. ~_. Admiral Turner, I &.ppreciate that these tawdry activities were taking place long before your watch, and I think you have correctly labeled them as abhorrent, hut not onlJ ,,~ere they abhorrent, it seems to. me they were rather bungled, amateurish exp~riments that don't seem to have been halJ<lled ill a very scientific way, at least from the scanty evidence we have. n. seems to me that there were the minimum of reports and the Agen~y didn't have the ability to call it ~uits. It went on for some 12 years, as you mentioned. What I would lIke to get to is, are you conyillCed HOW in YOUI' Ag<'ncy that those scientific experiments. legitimate ones that you were conducting with polygraph and so forth, were being conduct.ed in a scientific manner and that you are handling it in a correct manuel' to get the best information that you are seekmg in the end? Admiral TURNER. Yes, I am, and I also have a sense of confidence that we nre limiting ourseives to the areas where we need to be involved as opposed to areas where we cun rely on others. Senator CHAFEE. I am convinced of that from your report. I just do hope that you have people who nrc trained in not only handling this type of experiment, but in preparing the proper reports and drawing the proper data from the reports. You are convinced that you have this t.ype of people ~ Admiral TURNER. Yes, sir. Senator CrrAFEE. The second point. I am interested in was the final lines in your testimony here, which I believe are very important, and that is that the Agencj i~ -doing all it can in cooperation with other branches of the Government to go about tracking down the identity of those who were in some way adversely affected, and see what can be done to fulfill the government's responsibilities in that resp.ect. I might add that I commend you in that, and I hope you wIll pursue it vigorously. A hospital in my State was involved in these proceedings, and it is unclear exactly what did fake place, so I have both a parochial interest in this and a national intei'est as well, and I do hope you will press on with it. It involves not only you, I appreciate, but also HEW and perl1aps the Attorney General. Admiral TURNER. Thank you, sir. 'Ye will. Senator CHAFEE. Thank you. Thank you, :Mr. Chairman. Senator INOUYE. Thank you very much. . Admiral Turner, l\fKUI~TRA subproject 3 was a project im-olving tho surreptitious administration of LSD on unwitting persons,. was it nott ' , Admiral TURNER. Yes, sir. ' , • . Senator.INOUYE. In February 1954, and this was in the very early st.ages of ~fKULTRA, the Director of C.cntral Intelligence wrote to the technical services staff officials criticizing their judgment because they had participated in an expei'iment involving, the administration of LSD on an unwittjn~ basis to Dr. Frank Olson; who later committed suicide; Now, the individuals criticized were the same individuals who were responsible for this subproject 3,involvh~g exactly the same prnctices~ Even though these indh·idunls were 'clearIy aware of the dangers of surreptitious administration and had been criticized by the Director ' ..~ ~ ' .. • 35 • .... • • of Central Intelligence, subproject 3 \vas not terminated immediately after Dr. OlSO;1's death. In fact: according to documents, it continued for a number of years. Can JOU provide this committee with any C'xplanation of how such testing could have continued under these circumstances? Admiral TURXER. No, sir, I really can~t. Senator Ixoun:. Are the individuals ill the technical services who carried on subproject 3 still on the CIA payroll? Admiral TURXER. I am ~orry. Are JOU asking, are they today 1 Senator INOUYE. Yes. Admiral TURNER. No, sir. . Senator r NOUYE. 'Vhat would you do if ~you criticized officials of the technical services staff and they continued to carryon experimentation for. a number of years 1 Admiral TUFNER. I would do two things, s~r. One is, I \':ould be sure at the beginning that I was explicit enough that they knew that I didn't want that to be continued any\vhere else, and two, if I found it being continued, I would roll some heads. . Senator INOUYE. Could you provide this committee \vith information as to whether the individuals involved had' their head~ rolled ~ Admiral TURNER. I don't believe therc is an)' evidence they did, but I will double check that. . ." [See p. 170 for material r.eferred to.] . SenatorINoun:. As you know, Senator Huddleston and his subcommittee are deepl)' involved in the drafting of charters and guidelines for the intelligence community. W"e will be meeting with the President tomorrow. Our concern is, I think, a basic one. Can anything like this Occur again l Admiral TURXER. I think it wOQld be verY1 very unlikely, first, because we are all much more conscious of these Issues than we were back in the fifties, second, because we have such.thorough oversight procedures. I cannot imagine that this kind of activity could take place today without some member of the CIA itself bypassing me, if I were authorizing this, and writing to the Intelligence Oversight Board, and blowing the whistle on this kmd of activity. I am also doing my very best, sir, to 'encourage an openness with myself and a free communIcation in the Agency, so that I am the one who finds these things if they should happen. The fact is that we must keep you and your committee and now tlie new committee in the House informed of our sensitive activities. I think all of these add up to a degree of scrutiny such that this kind of extensive and flagrant activity could not happen today without it coming to the attention of the proper authorities to 'stop it. . . ,'"' . S~na'tor INOUYE. A sad aspect of the MKULTRA project was that it natux:ally inv?lved t~e people who unwit~ing~y!>r wit~ingly got involved m experImentatIOn. I would appreCIate 'It If you would report back to this committee in 3 months on what the Agency has done to notify these individuals and these institutions, and furthermore, to !lotify usas"to what steps have been. tak~n to identifJ: victims, an~ if Identified, what you have done to aSSIst them, monetarIly or otherWIse. Admiral TuRNER. All right, sir. I will be happy to. . Senat~r GoWWATER. 'VIII the Senator yield ~ '. . - ~ 36 .. , . Senator hwUYE. Yes. sir. Senator GOLDWATER. t wonder if he could include in that report for our information only a complete listing of the individuals and the experiments done on them, and whether they were witting or unwitting, yolunteer or nonvolunteer, and what has been the result in each case. 1 think }hat would be interesting. Admlrnl TURNER. Fine. Yes, sir. Senator INOUYE. Senator Kennedy? .S.enator KENXEDY. Thank you. It is your intention to t:otify the indIvIduals who have been the subjects of the research. IS that right, Admiral Turner? Do you intend to notify those individuals? Admiral TURNER. Yes. Senator KENNEDY. If you can identifv them. you intend to notify them? .. : . Admiral TuRNER. Yes. Senator KENNEDY. And you intend to notify the universities or research centers as well? Admiral TURNER. Senator, I am torn on that. I understand your opening statement. I put. myself in the position of the president of one of thosf'. universities: let's say. If he were witting-if his university had been witting of this activity with us, he has access to all that information today. If he were not witting, I wonder if the process of Informing him might put his institution:s reputation in more jeopardy tha~ lettingthem on t.he way they are today, not knowi:1g. I really d r ll1t know the eqUltIes here. '. ' , Senator lCENNEDY. 'VeIl, the problem is, all you have to do is pick up the newspapers and you see these universities mentioned. In many instances, I think you are putting the university people at an ext.raordinary disadvantage, where there is a complete change of administration, and they may for one reason or another not have information that they are under suspicion. There is innuendo j there is rumor. I cannot help but believe that it will just get smeared all over the llewSpapers in spite of all the security steps that have been taken. It seems to me that those universities should be entitled to that information, so that the ones with other administrations can adapt procedures to protect those universities. The importance of preserving the independence of our research areas and the communities seems to me to be a very fundamental kind of question about the protection of the integrity of our universities and our research centers. . Admiral TuRNER. You are saying that you feel that if we identify them privatelyJo themselves, we can benefit them in an adequate way to cover the risk that this will lead to a more public disclosure? There are lots of the 80 who have not been identified publicly at this ,point. Senator KENNEDY. I think the uniyersities themselves should be notified. I think then the universities' ~an take whatever steps in terms of their settin~ up the procedures to protect their.own kinds of integrity in terms of the future; I would certainly hope that they would .feel that they: could rn.ake a rublic comment or a public statement on it. I think it is of general public in~ere.~t, particularly for the people that are involved in those universitie.~, to have som~ kind of awareness of whether they were used or were not used and how they were used. . I think they are entitled to it, and quite frankly, if there is a public official. or an official of the university that you notify and he wants • go. . 37 i ,• • . • ~ - for his own particular reasons not to have it public, I don't see why those in a lesser echelon or lower echelon who have been effectively used by it should not ha\'e the information as well. So. I would hope- that vou would notif" the universities and then also indicate to the public: I can~t conceh'e that this information will not be put out in the newspapers, and it puts the university people at an extraordinary disadvuntage, and of course some of it is wrong, which is the fact of the matter. and I think some university official saying, well. it isn't so, is a lot (lifferent than if they know it is confirmed or it is not confinned in terms of the Agency itself. I think that there is a responsibility there. Admiral TeRNER. I have great sympathy with what you are saying. I ha.ve already notified one institution because the involvement was so exten:;ive that I thought they reRlly neE'ded to protect themselves, and I am most anxious to do this in whatever way will help all of the people who were perhaps unwitting participants in this, and the difficulty I will have is, I can't quite d·o, I think, what you suggested, in that I may not be able to tell an institution of the extent and nature of its participation. . Senator KENNEDY. 'Yell, you can tell them to the best of your information, and it seems to me that just because. the university or an individual is going to be embarrassed is not a reason for classifying the information. So, I would hope--I mean, I ob\'iously speak as an individual Senator, but I feel that that is an incredible disservice to the innocent indi\riduals -and~ I think. a disservice to the integrity of the universities unless they are notified, to be able to develop procedures you are developing with regards to your own institution and we are trying to in terms of the Congrl?ss. Certainly the universities are entitled to the same. Admiral TURNER. Yes. Not all of these, of COUl's~, were unwitting. Senator KENNEDY. That's right. . Admiral TURNER. :Many of them were witti:ag, and therefore they can take all those precautionary steps on their own, but I am perfectly open to doing this. I am only interested in doing it in a way thut when identifying a university it will not lead to the public disclosure of the individuals. whom I am not allowed to disclose, and so on. Senator KENNEDY. That could be done, it seems to me. Admiral TURNER. So, we win see if we can devise a way of notifying these institutions on a private basis so that they can then make their own decision whether their equities are best served by their announcing it publicly or their attempting to maintain it-Senator KENNEDY. Or you. I wonder. 'Vhat if they were to ask you to announce or indicate ~ . . Admiral TURNER. :t.lv personal conscience, sir, at this time, is that I would be doing a dissei've to these unh'ersities if I notified the public. Senator KENNEDY. 'Vould you meet with some university officials andllsk what their views-..-are or ,vhether they· feel that the preservation of the.integrity of the ulliyersities would be better served or not i I think that would be useful to find out from small, large, private, and public universities' officials how they view the integrity-Admiral TuRNER. Fine. I will phone several uI)ivel'sity presidents today who are my friends and whonre not invoh-ed in tMs, and ask them what they think the equities wou~d be. . 1 ! __ J1 Senator KENNEDY. All right. You let us know. too. Admiral TuRNER. But I a'm not sure that I see that there is nny great benefit in my notifying the public fiS opposed to the university notifying them. Let him have his choice whether he. wants--ench -institution wants to have it luade public. . Senator KENNEDY. Yes. The fact would remain that the institution's credibility would be better selTed if the institut.ion's president were to deny it and the university indicated that it did not participate in that program than if the university were to deny it and the Agency says nothing. It seems to me that that "'ould be the strongest, and the only way that that is going to lli- credible. I ,,"ould YRlue it if you would get some input from uni,;ersities 8S to what they believe is the fairest way in terms of the presenation of the integrity of the universities. Let me, if I could, ask on the question· of the uses of these safe 110uses, as I understand from information that was provided to us in the course of our last committee, the testing of various drugs on individuals happened at all social levels, high and low. it happened on native Americans and also on foreign nationals. That is what I understand was the nature of the project itself. Now, I am just. wondering whether those tests were conducted at the two locations on the east coast and the west coast which were 1."11own as safe houses. To your knOWledge, is that correct? Admiral TuR~ER. Yes. Senator KENXEDY. In terms of the research in this particular prog-ram, it did not go beyond the safe houses located on the east coast and the west coast? I believe. I am correct on that. Admiral TUR~ER. That type of unwitting testing of sort of randomly selected individuals, yes. Senator KENNEDY. It was just located in those two places ~ Admiral TuR.."ER. To the best of our knowledge, there were C'nly two locations. . . Senator KENNEDY. Well, how do we interpret randomly selected ~ Admiral Tur..NER. Well, as opposed to prisoners in n prison who were someho~· selected. Senator KENNEDY. All 'right. you know from this information how many people were recruited during this period? . AdmiralTuRNF.R. No idea. Senator KENNEDY. Do you lmow approximately ¥ . Admiral TonNER. I as'ked that question the other day, and we just don't have-apI>arently we are very-well, either there were no records kept of the actual numbers and types of people tested or they were destroyed. Senator INOUYE. Senator Schweiker. Senator SCHWEIKER. Thank you, :Ur. Chairman. Admiral Turner, I would like to come back to the experiments which may have been conducted at the· hospital research facilities which the CIA helped to finance. It wasn't clear to me from your previous answers what kind·of work was done there. Ig-ather you a~ unclear on that, too, from your remarks, yet I find in the CIA documentation which· you have supplied us, a list describing some of the advantages the Agenc.y hoped to.gain. It says: Do . (G) One-&i1::th of. the total space In the new hosPital wing will be a'\"ailable to the Chemical DI\"ision ot TSS. • • ; (b) Agency sponsorship ot sen~itive research .. • 39 projects will lIe completely deniable; (c) Full professional co'"er will be p~-ovided tor. up to three hiochemical employees of the Chemical Division; (d) Human patients find ,olunteers for experiment.:'ll use will be available under cont."olled clinical contlitions with the full super,·ision of . • . • . ., and there is a blank, somdhing has been deleted. It. seems pretty clear to me what they intended to do in that particular w.ing. DO€sn't it to you? W'hy w'ould you go to such elaborate preparatlOns~ to buy part of the wing, bring three of your own personnel there, give them a cover, and give them access to patients ~ 'Vhy would you go tci such trouble and expense to arrange all that, if yOll weren't planning to cxp('riment on people in the hospital ~ Admiral TrnxER. I agree with you 100 percent, sir. Those were clearly the intentions. I han"' no e,~idence that it was carried out in that way. I am not trying to he defensive, Senator. I am only trying to be absolut('ly precise here. Senator ScnwEIKEn. 'Vell, tlH'n, as to the nature of what was done there, the last paragraph on the same page of the document says", "'The facilities of the hospital and the ability to conduct controlled experimentations under safe clinical conditions using materiuls with which any agency connection mllst be completely deniablE', will aug'~ ment and complement other programs recently taken over by TSS, such as," and then there's another deletion. Now', the words following "such as" have been deleted. That is still classified, or at least it was removed when this document was sanitized and released. It seems to be that whatever was deleted right there would give you a pretty f{ood clue as to what. they were doing, since it says that the activities would "augment and complement other 'Prog-rams" undertaken by TSS. So, I have trouble understanding why you don't know what was contemplated. •Tust the fact that similar programs are referred to in the docnment, though what they are iss~ill deleted, should enable you to check it out. You could look at what went on in the similar programs mentioned following the "such as" in the classified version of thIS document. Admiral TUHNER. Senator, I have not said that we don't know what was contemplated being done there. 'Ve do 'not know wlu~t was done there. : . Scnaf or SCIIWEIKEH. 'Vhy did you delete that reference ~ 'Vhy ia that stiH classified, that particular project of whatever it is ~ Admiral TURNER. I don't know this particular case. 'Ve will get you the exact answer to that one and inform you about it, but it is quite probable that that other case is unrelated to this in the-well, not Ullrelated, but that that was a project that still deserves to be classified. [The material referred to follows:] Construction of the Gorman An~ex was begun in 1957" and the Annex was dedicated in March 19"".>9. Of the several MKULTRA projects conducted at Georgetown only one involving human testing covered 11 time span subsequent to March 1959. Subproject ·15 ran from 1955 to 1963, thus it is possible that the finaltonr years (1959-1963) of the subproject couldba,"c been spent in the Gorman Annex. Howe,'er, there is no. reference to the GormaQ Annex or a "new Annex" in SulJproject 45 papers, neither is there any mention of the sulr project mOYing to a new location In 1959 or later ~·ears. Authorization to contribute CIA tunds tciward construction of the Gorman An.llex is contained in Subproject 85 of MKULTRA. Recently discovered material indicated that Dr. Geschickt1!l' continued his research for sleep- and amnesiaproducing drugs i.mder Project MKSEARCfI through July 1967 at Georgetown Uni\"ersity Hospital. But it is impossible· to determine it the tacilities of the Gorman Annex were involVed. --~ '~'-'--'~ -J .. ~ ')i ,- .~ " . , ~ ~ J 40 Senator SCHwEIKEn. I think that would gin us a pretty good clue as to what was going to be done in the wing the CIA helped to finance. 'Vas there any indication at all in the records \'ou found that the project. ult.imately used canc.er patients or termillally ill patients in connection with this faeilit:r ~ . •~dmiral TURxEn. I'm sOI:ry. I missed your question beeallse I was tr:ym~ to get the data on the last one. I will read you the blank. Senator Scm:wEIKER. Go ahead. ' Admiral TURXER. QI\:HILLTOP. It doesn't help you~ but-.-. SE'nator SCHwEIKEn. Can you tell us what thnt is. or is It stIll . classified 1 Admiral Tt:.rn...·mn. I don't know, nnd I assume fl'ol11 the fact that we delet~d it~ it is still classified~ but I will get you that answer, sir. Senator SCHWEIKER. Thank ~ou. I'd like to see that information. [See p. 171 for material refelTed to.] Now my next question was: Is there any indication, Admiral, that projects in that particular center inYoh-ed experimentation on terminally ill cancer patients ~ Admiral TURXER. I missed the first part of your question, sir. I am very sorry. . Senator SCHWEIKER. Do you have an)' indication that some experiments in the facility used terminally ill cancer patients as subjects? You do acknowledge in your statement and it is cIaI' from other documents that these kinds of experiments were at some point being done somewhere; l\fy question is, is there ~ny indication that cancer patients or terminally ill patients were experimented with in this wing? Admiral TUR~ER. Yes, it does Rppear there is a connection here, sir. Sen~tor SCIIWEIKER. The other question I had relates to the development of something which has been called the perfect concussion. A series of experiments toward that end were described in the CIA documents. I wonder if you would just tell us what your understanding of pl~rfect concussion is. Admiral TURN~R. Is that in my testimony, sir, or in some other document~ Senator SCHWEIKER. SubprojeCt 54:, :MKULTRA, which invoh'ed examination of techniques to cause brain concussions and amnesia by using weapons or sound waves to strike individuals without. giving warning and without leaving any clear physical marks. Someone dubbed it "perfect concussion"-maybe that was poetic license on the part of our staff rather than your poets over there. I wonder if you could just tell us what brain concussion experiments were about i Admiral T'U"RNER. This project, No. 54, was canceled, and never carried out. . Senator SOHWEIKER. Well, I do believe the first year of the project in 1955 was' carried out by the Office of Naval Research, according to the information that you supplied u~. The CIA Seems to have been participating in some way at. that point., because the records go on to say that the experimenter at ONR found out about- CIA's role, discovered that it waS" a cover, and. then the project was transferred to M::KULTRA in 1956. Again, this is all from the backup material you have given us. So, it was canceled at some time. I am not disagreeing . • 41 with that, but apparently for at least a year or two, somebody was inve::;tigating the producfion of brain ,concussions with special blac1\:jaeb,sound wayes, and other methods as detailed in the iJuckup material. . Admiral TURNER. The data available to me is that this proje.ct was never funded by the CL\.: but I will cl mble-check that and furmsh the information for the record for you as to whether there was ever any connection here and if so, what the nature of the work was. [Th~ material referred to follows:] .. • • ~Ir. Laubinger corrected his testimony regarding Subproject 54 during the S€"lltemIJer 21, 1977 hearings before the Subcommittee on Health and Scientific Research of the Human Resources Oor:unitt~. The rele'\"ant portion is reproduced b~ow: . :'IIr. LAUBIXGER. On project 54, it has got a rather sensational proposal in there, in terms of the work that they propose 'to do, and you asked about the proposal and I said. in fact, it was never fuuded under :\TKVLTRA. Xow, I overlooked--at least, DIJ' memorj' did not serve me correctly when I went through that file folder to see oue memorandum dated January 10, 1956, which makes it quite Clear, as 11 matter of fact, that that proposal was based on prior work that was funded .b~... the Agency. Senator SCHWEIKER. By what? ~Ir. LAUBINGER. By the CIA. So, that information was in their file folder. It did not happen to blC' in my hMcl when I testified. Senator SCU ......EIKER. I think I might have read you that, and that is why I argued at the time with :rou, hecause I think I had in front of me, as I recall, sOllle indication that it was funded there. I did read that to you. So, you did supply it to us; there is no argument about that intonnation. M!'. Liu!!!!\GER. Perhaps I am sort of headstrong, myself, and in my own view, I am reading under the UL'l'RA project, that if it had been funded under rLTRA, it would ha'l"e had a project number and identified as such. The thing that threw me "'as that it wa~ funded, apparently, outside of any MKULTRA acth·it~· and it was under the normal contracting process, 00 that it was not included in )IKULTRA as nny work done under that funding umbrella. The flle folder that you ha'\"e and I have, right here, makes it quite clear, howe"er, that a year's work was done through navy funding-~ navy funding mechanism-on whIch the proposal was 1>ased that ultimately came into the ~IKULTRA program. That second proposal was ne'\"er fundp.d; So, there was conflIct and I, personally, I think, introduced a little bit ot coninslon in that in m~' testimony. .Senater SCHWEIKER. Well, do you agree or not agree with DOD's statement here that even though the initial funding was navy, it was really n conduit for the CIA? Mr. rJAUBI~GER. I think that is correct, Senator SCHWEIKER. Yes; I would appreciate that. I would like to know how it went from ONR to CIA after a year. Somebody made a decision to make that transfer, ~nd to make this an !\IKUVi'RA subject. There had to be some sort of review that led to a decision to continue that kind of concussion-total blackout, maximum amnesia, and whatever else it was .you were interested in-study and testing. :Mr. LAUBINGER. Senator, if I may try to say a few words on that, ~he files that were avajlable to us for inspection, which are limited, mdicated that there was a project being carried on by the Navy having to do with the effects of brain concussion. The CIA developed an interest in that, and considered fundin~ it, but actually never diel, and as the admiral testified, the :MKULTRA is merely a funding mechanism, .. a place they go for money to do such things, but there is no ~vidence thAt I know o~ that that project was ever funded. .. ,. " . 1; , '';1 42 Senator SCIlWEII\.En, W"ell, I am confused, because here again is another quote from a document that we haye seen, which yOU ha \'c released and supplied to us: . l:'ollo\\ing·fs the technical progress made under the current [deleted] contrnct: Spcc!e.liz~d fD1:tl'llmenrotion and numerous testing techniques ba\'e bei!n de\'eloped to obtain the desired dynamic data; (b) considerable data hils now been oL~i~ed supporting the resollance-cn'\"llntion theory of brain concussion; and (c) prehuunllry Ilcceleration threshold data has been obtained for a lluid-filled glass simulated skull. (a.) ., . " It goes on to talk about a blast range and a 2,;,)OO-sfjuare-foot laboratory. The document notes that "Three blast test series lUl\'e been run ~o dat~.': It c1es~l'ibes a special blackjack device, "a pancake-type blackJack glvmg a lllgh peak impact. force with a low Ulllt surface pressl1re.~' I ~gree t~l(.~ records are inconclusive as to the results of this work, but It certmnly seems that some testing was done. l\~r, LAumxG1'~n. Senator, you are putting us in the same position J thmk you were stating that you were in earlier in referrinO' to documents not before us, but I belie"e you are quoting from a~ proposal that someone sent to the Agency to fund this work, and he is referring t? past work. The past wOl:k would have encompassed a lot of things lIke that, but CIA was not m,-olvec1 with that. Senator SCIlWEIKEH. 'Vhat do you mean, Admiral, on page 6 of yo·ur testimony wben you mention projects using magician's art? How do magicians get into the spook business ~ Admiral TunxER. I have interpreted this as to how to slip the mickey into the finn, but I would like to ask my advisers here to comment. Mr. BnODY. I think that is essentially it, Senator. It is surreptitious administration of material to someone, deceptive practices, how to distract someone's attention while you are doing something else, as I understand it. It was also some' type of a covert communication project involved with the study of how magicians and their assistants perhnps communicate in formation to one another without having other people know it. This is the type of thing that was involved, sir. Senator SCIlWEUU-:R. Thank you, Mr. Chairman. Senator INOUYE. Senator Huddleston ¥ Senator HUDDLESTOX. Thank JOu, 1\fr. Chairman. Admiral, in your chec.king these newly discovered documents and interviewing members of the CIA staff, did you find information that would confirm the contention described by the reporters for the New York Times' that this type of experimentation was begun out of a fear at the Agency that foreign po,:ers-might ~aYe ~a~ drugs whicb would allow them to alter the behaVIor of AmerIcan CItizens or agents or members of the Armed Forces who were taken into custody, and which would have resulted in false confessions and the like ~ Is my question elead ._. . . Admiral TunKER. Yes, SIr. I haven't personally read the docum~n tation on that. In my discussions with· the people .who are well mformed in: this 14rea at the Agency, I am told that that IS t~e <:ase.. . .Senator Ht.TDDJ.ESTON. 'Vas there any evidence or any mdicatIon that (here were other motives that the Agency might also be ~o?kil!g for dr'nas that could be applied for other purposes, such as debilItatmg an individual or even killing another person ~ 'Vas this part of t.his kind of experimentation ¥ • .. 43 • to • • Admiral TrnxER. Yes; I think there is. I ha ve not seen in this series of documentation evidence of desire to kill, but I think the project turned its character from a defensive to an offensive one as it went along, and there certainly was an intention here to develop drugs that could be of use. Senator HUDDLESTON. The project continued for some time after it was learned that, in fact, foreign powers did not have such a. drug as was at first feared, didn't it 1 Admiral TURXER. That is my understanding. Yes, sir. Senator HlmDLESTOX. Is there Rny indication that knowledge ~ained as a result of these experiments has been useful or is being applied in any way to present operations ¥ . Mr. BRODY. Senator, I am not sure if there is any body of knowledge. A gr<>at deal of what there was, I gather, was "destroyed in 1973. I would like to defer to Frank here. Do 3'011 know of any Y Mr. LA t.~I~GER. I 1-..110W of no dru~ or anything like that developed under this program that ever reached operational use or are in use -··-today. ... . . . . ..... --- .- _. . Senator HUDDLESTOX. So apparently any information that was gathered was apparently useless and not worth continuing, not worth further development on the part of the Agency. Mr. LAUBINOER. I am having difficulty hearing your questions. Senator HUODLF..BTON. I can hardly hear myself. Admiral TURNER. I think the answer to your question is that we have no evidence of great usefulness on this, and yet I think we should remember-Senator HuooLESTOx.Well. is it Rccurateto say th~t this experimentation P!'oduced few useful results or had little application at all to the operations of the Agency or anybody else as far as we know! Admiral TuRNER. I think that is basically correct. At the same time, I would point out that we had two CIA prisoners in China and one in the Soviet Union at this time. and we were concerned as to what kinds of things might be done to them, but I am not saying thti.t-·Senator H UDDLESTOS. Have you detected any sign that any other nation is continuin~ or has in the past conducted experiments similar to this or with a similar objective ~ : Admiral TURNER. I am not prepared to answer that one off the top of my head, sir, but I will get it to you. [The material referred to follows:] We maintain no files of up-to-date Information Qn the testing Qf drugs In foreign conntrles. SQme years ago we occasionally wouldrerlew foreign research on antibiotics and pharmaceuticals I'll connection with public health and civil defense assesments. For a few yea.rs beginning in 1949 we assessed foreign -research on J~SD under Project AR';l'ICHOKE beeause of concern tha.t such drugs might be employed galnst Agency and other U.S. personnel. Information relative to this work has already been provided to relevant Committees. In thi5 early work we also occasionally looked at foreign human experimentation; we long ago eliminated our holdings on this subject and no collection requirements are any longer served. As consumer Interest in this area has dropped Qff and higher priority areas need attention. we have virtua.lly no present coverage with the possible exception of au oceulonal scanning of the literature for a specific program. To the best of our knowledge no other unit In the Intelligence Community Is tracking this subject now. J -~ . ,~ .i 44 .. .. r , i> SenatDr .HUDDLESroX. You don~t know whether any of your agents anywhere In the world ha\'e been subjected to an\" kind of procedure ~ like this ~ Admiral TlJRXER. 1Ve c.ertainlv know of other powers conducting research in these areas, yes. . Senator HUDDLESTOX. Do you lrnow how they go about that research ~ Admiral TuRxER. It is pretty sketch", the informntion we have. Senator HUDDLESTON. Do you lrnow of any other organization in this country or any institution that has conducted extensive research on unwitting individualf.: and through unwitting institutions ~ Admiral TUR~""ER. 1Vell, I have read something in the newspapers about this~ but I have not familiarized myself with it in specifics. Senator HUDDLES-roX. It is not a normal mode of operation for human research, is it' Admiral TUlL....r :R. No. sir. Senator HUVDLF.srox:Thank vou. :\fr. Chairman. Senator Ixoun:. Sem,tor Wailop'~ Senator 'VALLOP. :\fr. Chairman, I only have one to follow up on Senator Huddleston's questions and my earlier ones. You are not really ~aying, are you, Admiral Turner, that there arc no mind-altering dr-.lg'S or beha~ior modification procedures which hal"e been used by foreign powers Y Admiral 'I'uRXER. No, sir, I am not. Senator WALLOP. I drew that inference partly in answer to my question that vou lrnew of no truth sernm. ~fa\"be that is n misnomer, but surely there are relaxants that make tongi.les looser than they would otherwise be. Isn~t that true Y Admiral T(7RXER. Yes. Senator WALLOP. So I think it is fair to sav, too, that the experience of many American prisoners of war in the Korenn conflict would indicate that there are be.havior modification procedures in use by foreign powers of a fairly advanced de~e of sophistication. Admiral Tun:N-ER. Yes. sir. Senator WALLOP. Again, I will just go back find say I think this must have been part of the motivat.ion. I don't think you would have mentioned Cardinal :Mindszent:v had you thought his behavior was nonnal at the time or had anybody else. So, I would just again say I think it is a little bit scapegoating. I don't think the object of this hearinlZ is in any way to lay blame on those passed or those dead or otherwise, but I think it is a little bit scapet!oating to say that it sropped with the directors of the CIA or the DCI's of the time. Also I think it is a little bit scapegoating to ~y they didn't even know it, but that it was some lower echelon actinlZ alone. I think this was a behavior pattern that was prevalent in those years, and I think the object les...~n is that we have disco~e~~, we think and we hope, throu1!h your assurances and other actIVIties of the CongTess, means of avoiding- future incidents of that kind. I thank you, Mr. Cha.innan. Senator INOUYE. Senator Chafee ¥ Senator CHAFEE. No questions. Senator IxoUYE.· Senat-or Kennedy, I think you have another question. .. to 45 • Senator KEXXEDY.•rust talking about. the two safe houses on the east and m~st. coast as being the sources for the linwitting trials, now, the importance of this and the magnitude of it, I think, is of significance, bet.'(lUS~ we have seen from your records that these were used over n, period of 8 or !) ~'ears, anel the, numbers could have been considerable. You are unahle to determinC', at least in your own research, what the numbers would be and whntth'e drugs were, how many people were involved, but, it. could have been considerable during this period of time. . It would certainly .appear to me in examining the documents and the flow charts of cash slips that were. expended in these areas that it was considerable, but that is a judgml:'lltal factor on it, but I think it is important to try and find out. ,,-hat the Agency is attempting to do to get to the bottom of it. Now, the principal agent that was involved as I understand it is dccea:-ed and has been dc<:eased for 2 years. The overall agent, ~fr. Gottlieb~ has indicated a. fuzzy memory about this whole area. He has tl:'stified before the Intelligence Committee. Yet he was responsible for the whole program. Then, t}le Director had indicated the destruction of the various materials and. unfamiliarity with the project. . , Now, you have indicated in your testimony today that there are two additional agents on page £I your te....'i,imony, you indicated there are two additional agents which you have uncovered at the· bottom of it, and you say, the names of CIA officials who approved or monitored the various projects. Yon talk about the two additional agents in yoUl: testimony. .Now, I am just wondering if you intend to interview those agents to find out exactly what is being done. r suppose, first of a.ll, shouldn't the project manager know what was being-done ~ , Admiral TlIRXER. Our first problem, Senator, is that ,ve ha.ve been unable to associate an individual with those names at this p~int, ",Ve are still burrowing to find out who these people are. ",Ve haven't identified them as haying been CIA employees, and we don't know whether these were false names. . Senator J{EXXEDY. You are tracking that down, as I understand it? Admiral TURNER. Yes, sir. ' Senator KENNEDY. You are tracking' that down, and you have every intention of interviewing those people 'to find out whatever you can about the program and project ~ ,.., -, Admiral TuRNER. i\{y only hesitation here is whether I will do this or the Justice Department. Senator KENNEDY. It will be pursued, though, I understand ~ . Admil·aITURNER. Yes, sir. Senator'KENNEDY. Either through the Agency or through the Justice Pepartment ¥ ' , Admiral TURNER. [Nods in the affirmative.].. .' Senatot'KENNEoY. Is it plausible that the director of the program would 'not underStand .or know about the details of the program ¥ Isit plausible that Dr~ GottJieb would not understand the full range of actiVitie~'inthose particular safe houses ¥. "--~ . J of It • ~ ;.j 46 . ~. Admiral Ttm.';'ER. Let me say it is llnlikely. I don~t know ,Mr. Gottlieb. Senator KEXXEDY. Has anybody in the Agency talked with ~II·. Gottlieb to find out about this ~ Admiral TuRNER. Not since this revelation has come out.. Senator KENNEDY. Not since this revelation ~ 'Yell, why not ~ Armiral TURNER. He has left our employ, Senator. Senator KENNEDY. Does that menn that anybody who leaves is, you lmow, covered for lifetime 1 Admiral TURNER. No, sir. Senator KENXEDY. 'Vhy wouldn't you talk with him and find out? You have new information about this program. It has been n matter of considerable interest both to our committee and to ,the Intelligence Committee. 'Vhy 'wouldn't you talk to :Mr. Gottlieb ~ Admiral TURNER. 'VeIl, again, I think the issue is whether this should be done by the .Tustice Department or ourselves. Senator KENNEDY. 'Yell, are we wrestling around because you and Attorney General Bell can't agree-- ' Admiral TuRNER. No, sir. Senator KENNEDY [continuing]. On who ou~ht to do it ~ Admiral TuRNER. 'Ve are proceeding together in complete agreement as to how to go. I have, in connection with trying' to find all of these Americans or others who were unwittingly tested, I have some considerable concern about the CIA running around this country interviewing and interrogating- people, because I don't want to give any impression that we are doing' domestic intelligence. Senator KENNEDY. I am just talking about one, in this case. That was the man who was responsible for the whole progTam, and to find out whether anyone within the Agency since you have had this new material has talke.d to Gottlieb since 1975, and if'the answer is . no,.! want to know why n o t . ' Admiral TURNER. The reason he was not interviewed in connection with the 1975 hearings was that he had left the employ of the CIA and there was a concern on the part of the Agency that it would appear to the investi~ators that the CIA was in some way tryin~ to influence him· and influence his testimony before the committee. If these committees have no objection, we would be happy to contact Dr. Gottlieb and see if he ean augment anything here· in this new infor.mation, t.hough I don't think there is much in this new information that he can add to as opposed to'what was available in 1975.. Senator KENNEDY. Well, you see, Admiral Turner, you come to the two committees this morning and indicate that now at last we have the information. We don't have to be concerned about anything in the future on it. Now, I don't know how you can give those assurances to the memberS of these committees as well as to the American people . when you haven't since 1975 even talked to the principal person that , w~s in char~e of the program, and th.e records were destroyed. He is .the fellow that was running the prop:ram, and the Agency has not ",talked to him since the development of this new material. . Admiral TuRNEn. Our only concern here is the proprieties involved, and we will dig into this and work with the Justice Department on • • 47 who, if either of us, should get into discussions with Dr. Gottlieb so as not to prejudice any legal rights that may be involved here, or to ap1 pear in any way to be improper. Senator KENNEDY. ell, do J understand you Ilave not contacted the Justice Department about this particular case since the development of this new material about Gottlieb ~ Admiral TuRNER. K ot about Gottlieb specifically. 'Ve have contacted him. Senator KENNEDY. "Tell, it is amazing to me. I mean, can you under?tand the difficulty that any of us might ha~'e in terms ~f comprehendmg that when you develop a whole new serIes of matenals that are on the front page of every newspaper in the country and are on every tele,·ision, I mean, that means something, but it docs not mean nearly as much as the interest that we havein the fact about the testing of unwitting Americans, and every single document that the staff reviews has Mr. Gottlieb's 11ame on it and you come up to tell us that we don't have to worry any more, we have these other final facts, and ~lr. Gottlieb has not been talked to~ Admiral TURXER. Sir, I am not saying that these nre in any way the final facts. I am saying these are all the facts we have available. ' Senator KB~~EDY. And you have not talked to the person who was in charge of the program, so what kind'of value or what kind of weight . can we ~ive it ~ AdmIral TURNER. We are happy. to talk to him. I think-the issue here again is one of propriety and how to go about this.1Ve have not, I believe, enough new information about Gottlieb's participation here to signal that his interview would be that much more revealing than what was revealed in 1975. Senator KENNEDY. The importance of it, I think, from our point of view, is, he would know the drugs that were administered, the volume of drugs, how it was administered, and in terms of your ability to follow up to protect these people and their health, to the extent that it can be done, that opportunity is being lost. " " I want to get on to some others, but will you give us the assurance that you will get ahold of Gottlieb or that you will talk to Attorney General Bell and talk with Gottlieb ~ Admiral TURXER. Yes, sir. Senator KENNEDY. And let us know as to the extent of it. I don't see how we can fufill our responsibility in this area on the drug test.ing without our l1~aring from Gottlieb as well, but I think it is important that you do so, particularly since, all of the materialshaye been destroyed. These other two agents~ have t,hey talked to them i Admiral Tun~~R. We don't know who they are, sir. 'Ve are trying to track down and see whether these names can be releated to anybody. Senator KENNEDY. That is under acth'e investigation by the Agency ¥ - Admiral TuRNER. Yes, s i r . , " Senator KENNEDY. And you have the intention of talking to those people when you locate them. Is that correct ¥ Admiral TuRNER. Yes, sir, under the same circumstances as Gottlieb. Sena~or KEN~~DY. And you have people working on it ~ AdmIral TuRNER-Yes, sir.:, "r • .. • .'.' 48 .. , "~ ..... J. ." Senator KEXXEDY. 'Vitl~ regards to the activities that took place in these safe ho"uses,as I understand from the records, two-way mirrors wp-re used. I~ that your understanding ~ Admiral TURxER. Yes. sir. 'Ve have records that. construction was done to put in two-way mirrors. Senator KE~'n'~-EDY. And th~y were placed in the bedroom, as I understand. fPause.] _ . SenatorKESXEDY. 'VeIl, we havc documents-Admiral TURXER. I believe that was in the Church record. but I don't hayc the details. . Senator KEXNEDY. And rather elaborate decorations were added, as I understand, at l<:'ast., to the one in San Fmllcisco, in the bedroom, ~hic~ n~e French can-can. danceri:>, floral pictures, drapery, including Installatlon of bedroom n11rrors, threc fram('d Toulonse Lautrec posters with black silk mats, nnd 11 number of other-red bedroom curtains and recording- equipment, and then a series of documents which were provided to the committee which indicate a wide proliferation of different cash for $100, ~nerally in the $100 range over any period of time on the particular checks. E'1£>11 the names are blocked out, as ~o the person wh.o is receiving it. Cash ~()r lmdp;r~ovf'~ nRP_nt~, Orp.rn~. mg expenses, drmks, entertamment whIle adminIstermg. and then It is dashed out, and then the other docnments. that would snggest, at least with the si~nature of your principal agent out there, that-· "called to the operation, midnight, and climax." 'Vhat can you teU' us that it might suggest to yon about what. techniq~es were being used by the Agency in terms of reachinJ.! that sort. of broad-based group of Americans that were being evidently cnticed for testing in terms of drugs and others? Do you draw any kind of conclusion about what might have been going on out there in these safe houses? . _ Admiral TURNER. No, sir. , [General laughter.] Senator KENNEDY. There is a light side to it, but there is also an en0rmously serious side. And that is that at least the techniques which are used or were used in terms of testing, and trying to find out exactly the range of drugs used ~lld the numbers of people involved and exactly what that operation was about, as well as the constant reiteration of the use of small sums of cash at irregular intervals. A variety of different techniques were employed but ,there is an awful lot of documentation putting- these matters together. _'Vhen you look at the fact that it is a broad range population that has been tested, tested ill these two areas, with the kind of cash slip~ that we:r:e used in this, payment mechanisms and decorations and all of the rest, we are not-able to put a bottom line on it but one thing' is fo~ sure, and that is, Gottlieo knows. That is one thing for sure, because "his name appears on just about" everyone of these docnments, and -it is, I think, very important to find out what his understanding is of the natnreof that. So, we will hear more about that.. .. Admiral ~NF.R. I believe Gottlieb has been interv~ewed by the Congress. ."' Senator KE~NEr5Y. That's ri~ht. he has, and in reviewin~ the record, it is not very satisfactory, Hnd it just seems with the new infonnation • • 49 • . and the new documentation and the new memoranda-and he did not have the checks at that time-and with the wide variety of different memoranda with his name on it, his memory could be stimulated on that. Thank you. Senator IKOUYF.. I would like to thank the admiral and his staff for participating in this hearing. I believe the record should show that this hearing was held at the request of the Agency and the admiral. It was not held because we insisted upon it. It was a yolunteer effort on the part of the Agency. I think the record should also indicate that ~d miraI Turner has forwarded to this committee a classified file includmg all of the names of the institutions and the persons involved as the experimentors. I shm; i~~ also indicate that this hearing is just one step im'olved in the eommi;.tee's investigation of drug abuse.•rust as you have haCl much work in going o',er the 8.000 pages, the staff of this committee has had ('qual problems, but. I would like the record to show that you have mad(', these papers and documents available to the 'committ.ee. I thank you for that. As part of the ongoing inYestigation, we had intended to call upon many dozens of others, experimentors, or those officials in charge, and onp of those will be Dr. Gottlieb. In thanking you, I would like to say this to the. American people, that what we ha'-e experienced this morning in this committee room is not being duplicated in anv other committee room in any other part of the world. I doubt that. very much. Our Agency and our intelligence community has been under much criticism and has been subjected to much abuse, in many cases jllstifie<l, but this is the most open ~ociety that I can think of. For example, in Great Britain there are about six people who are aware of the identity of the.man in charge of intelligence. In other countries, similar cOilditions exist. Here in the United States we not: only know Admiral Turner, we have had open hearings with him, such as this. The ~onfirrnation hearings were all open. In a few weeks, the Senate of the United States will debate It resolution to decide upon whether we should disclose the amounts and funds being used for counterintellig-ence and national intelligence. I "'ould hope that in presenting this issue to the public, the media will take note that ,tIle Agency has cooperated and will 'continue to. The abuse that we have learned about this morning is one I .hope will never happen aunin, but without constant oversight on the part of the Executive Office, on the part of the Congress, it could happen again. It isimportnnt therefore that we continue in this oversight activity. So, once agairt,Admiral, I thank you very much for helpin::r us~ We will continue to call upon you for your assistance. 1Ve would like to submit to you several questions that the members and st.aff haNe pree hope you~will look them oyer earefully and prepare repared. sponsesfor the record, .sir. . . Senator KENNEDY. ~{r. Chairman ~ Senator INOUYE. Yes, sid . Senator KENNEDY. I. too, want to thnnk Admiral Turner for his responsiveness. I have had ineeting-s with him in the committees and also conversations, telephone conversations, and private meetings, and "r .... ~ ~'~J 50 I have found him personally to be extremely responsiYe, and it is a very difficult cha]]enge which he has accepted in heading this Agency. I want you to know, pe~sonnlly, I, too, woulcllike to!'ee thiil. put. behind us. I don't. think we are quite there yet in terms of this particular area that we ar~ interested In. I think the Intelligence Committee has special re~ponsibilities in this area of the testing, so we look forward to working with you in expediting the time that we can put it behind, but it does seem to me that we have to dig in and finish the chapter. So, I want to persona]]y express my appreciation to you, Admiral Turner, and thank yon for your cooperation and your help, and I look forward to working with you. Admiral TURNER. Thank you. Senator HUnnT,ESToN. Mr. Chairman, I am not sure you emphasized this enough, but. I think the record ought to show that Admiral Turner informed the Select Committee on h.is own initiative when the new documentation was found. The documentation has been made avail. ablo to liS voluntarily, in a spirit of cooperation. ' I think this shows a vast difference from the mode of operation that existed prior to the formation at least of the Church committee, and a. difference that is very hel pfn1. . Senator INOUYT.. Thank vou very much. Thank vou very much, Admira1. . ~ 'Ve would now like to can upon Mr. Philip Goldman and ~1r. Jo11l.1 Gittinger. ~fr. Goldman and Mr. Gittinger, will you please rise and take the oath. Do you solemly swear that the testimony you are about to give is the truth, the "'hole truth aI:\d nothing but the truth, so help you, God? Mr. GOLD:o.rAx. I do. 1\11'. GITIIXGER. I do. Senator IXOUYE. Thank you, sir. ~ .1\fr. Goldman, will you identify yourself, and nfter that, :Mr. ..l"lttmger. . Senator KEXNEDY. Before we start in, we had a third witnes.c;, Mr. Chairman, ~fr. Pasternac, who planned to testify, traveled to Washington-he lives in 'Vashington, and waf; contacted recently-with the intention of testifying this morning-. And somethin~-he called us Jate this morning and indicated that h,e wanted to get a counsel before he would wish to testify. Senafor INOUYE. j\fr. Goldman. 1\!r. Goldman, will you identify yourself, sir. TESTIMONY OF PHILIP GOLDMAN, FORMER EJrIP;LOYEE, CENTRAL INTELLIGENCE AGENCY . ~rr. GOLD!'t!AN. I am Philip Goldman.' ' . Senator INOUYE. And you· are a rormer employee' of the, Central Intelligence Agency~ !fr. GOLD!t!AN. Over 10 years ago. Senntor INOUYE. And you were employed at the time when 1\fKULTRA was in operation ~ . . ~fr. GOLDMAN. There were some j\{KULTRA's.in operation at the time I was there. . :' • • 51 Senator I:s-oUYE. And :Mr. John Gittinger, are you a former employee of the Central Intelligence Agency? TESTIMONY OF JOHN GITTINGER, FORMER EMPLOYEE, CENTRAL INTELLIGENCE AGENCY '" • :Mr. GITrINGER. I am.Senator INOUYE. Are YOu still an employee W 1fr. GITrINOER. No. Senator INOUYE. 'Vere you a member of the Agency at the time MKUL'TRA was in operation ~ ~rr. GlTrINGER. Yes. Senator INOUYE. Thank you. Senator Kennedy. Senator KENl-."EDY. I want to welcome bot.h of you to the committee. If we could start with :Mr. Goldman. 'Vere you the project engineer for the safe houses in either San Francisco or New York ~ ___ Mr. GOLDMAX. I know of no safe house in-San'Fral!cisoo~ -Senator KEN:r..""};DY. How about in New Y ork ~ Mr. GOIDMAN. I knew of one facility that was established there, but I didn't know anything of its operatIOn. . Seng,tor KENNEDY. Were you a monitor on any testing- of drugs on unwitting persons in Sa.n Francisco ~ . Mr. GOLDMAN. No. Senator KENNEDY. Well, we have a classified document here that was provided by the Agency that lists your name as a monitor of the program and I would appreciate it if you would look-1.fr. GOLD1trAN. I think the misunde.rstandinJ; arises because I was project officer. Senator KENNEDY. Well, wQuld you take a look at that i [Mr. Goldman inspect~d the document.] ~fr. GOLDM:.A.N. This document as it states is correct. However, ..M my-- .. • Senator KENNEDY. That document is correct 9 Mr. GOLDMAN. As far as I see. on the first page, the project. But. my-Senator KENNEDY. Well, could I get it back, please. That would indicate that you were a monitor of the progratIl. Mr. GOLDMAN. I was in charge of disbursing the moneys to Morgan Hall. . . Senalor KENNEDY. To whom was that ¥. Mr. GOLDMAN. To the individual whose name was listed at the top of that document. . Senator KENNEDY. And you knew that he was running the project in San Francisco¥ ;. . Mr. GOLDMAN. I knew he was the person who was in charge out there. .. . . . . Senator KENNEDY. All right. Mr. GoWM:AN. But I had no knowled~e nor did I seek knowled~ of actually what he was doing, because there would be other things involved. .. . . .I did receive-.:...-- . .Senator ~NNEDY. What were you doing' . ~ j 52 .., ~!r. GOLD:~!.:\X. I was collecting-I had to be sure that all the receipts that ever were turned in balanced with the moneys that were paid out to 5~e that everything wus run all right. There was no illegal use of funds as far as we could determine by the receipts and cash. Senator KEXXEDY. So even though the Agency document indicates that you were a monitor for the program, one of the few monitors of that particular program which you mentioned for San Francisco and ~Iil1 Valley, Calif., you described your responsibility only as a carrier of money, is that correct ~ . :Mr. GOLD~1AX. I would say as a disburser or carrying out-seeing that the moneys were handied properly. There was within that-I don~t know what:s done or what he did do in conjunctil)n with other peopla . Senator KEXXEDY. 'Vere you responsible for the disbursement of all the fURds ~ :Mr. GOLmrAN. I was responsible for turning over the check to him. Senator KEX!'EDY. And what did you know of the program itself ~ ~fr. GOLD)!AX. The only thing I knew of the program' was what he fulnished us in terms of receipts and that sort of thing. I didn't indulge or conc~rn myself in that. Senator KE~l\L:DY. Y\.jU still wrote. and I'll let vou examine itit's a classified document-but vou wfote a rather stlbstantive review of the program in ~Ia~" of 196"'3, talkinr. about the e.x~eriments,. the factual data that had b'.· n collected, cm'ert and realIstIc field trIals, about the necessity of those particular-and talked about the effecti-venes..'3 of the. various programs, the efficiency of various delivery systems. That doesn't sound to me like someone who is only-~fr. GOLD:-.rAx. 'VeIl, if you would refresh my memory, if I could read this I would certainly agree with whatever is said there, if it was written. Senator KEXXEDY. I am trying to gather what your role was. You'ye indicated first- of all that you didn't know abont-}"ou knew about a safe house in New York; now we find out that YOll're the carrier for the resources as well and the -agent- in San Francisco. 'Ve find out now that the CIA put you as 8 monitor. You're testifying that you only were the courier. and here we have just one document, and there are many others that talk about the substance of that program with your name on it and I am ju5t trying to find out exactly what role you were playin~. . . ~fr. Gor DMAX. The only thing I can tell you about this and Tam drawing completely on my memory is that this individual who was in charge out there conducted thto;;ie thin~ and reported them back to the An-ency. I didn't participate in any of them. All I know was that he furnished me with receipts for things that ,vere done and told of the work that they had done. . . Senator KEN1IoTEny. W~ll. that document covers more than receipts. ':M:r. GOLDMAN. Yes, it tells of what-they had conducted work out there. Sen{'.tor KENXEDY. It descrihes, does it not? Read the paragraph 2.. . ~!r.· GorD!lr~\N. "A nllmher of co-vert"-- . . Senator KEN~"'EDY. Well, you can't read it. it's a classifiE'd document, and I don't know why, quite frankly, but it relates to the substan~('· • • .1 53 .. ,. " • ...... . • of those progrnms and your name is signed to the memorandums on it. I am not interested in you trying to review for us 110W what is in the document, but I think it would be unfortunate if we were left with the opinion tha.t nIl you were was a courier of resources when we see a document with your name or- it, signed, that talks about the substance of the program. And what we'n~ interested in is the substance of the program. 1Ye have the recent documents that were J?rovided by the Agency, which do indicate that you were at least Involved in the substance, and I'm just trying to find out whether you're willing to tell us about that. . :Mr.GoLD~IAX. I am perfectly willing to tell you everything that I can remember. Senator KENNEDY. But you can't remember anything. :M:r. GOLD~IAX. I can't remember the subst antive parts of these things, I really can't. Senator KEXNEDY. Of the program that was taking place. Do you ha,ve any greater familiarity with what was happening in New York~ ~!r. GOLD~IAN. No, no. Senator KENNEDY. And you have the same function with regards to New York~ :Mr. GOLDlIrAN. The same function with regard to Now York. Sena.tor KENNEDY. Did you ever go to San Francisco? ~Ir. GOLD:.\IAN. Yes. Senator KENNEDY. Did you m~et with the agent in charge.~ :Mr. GOLDMAN. Yes. SenRtor KEN!'."'EDY. And why did you meet with him ~ ~fr. GOLDMAN. To discuss some of the receipts and things that were there to find out if th!::se were indeed true expenditures and to find out if everything was going aiong all right for the work that was being d.one. Senator KEN1'I"'EDY. 'Vhat work was being done Y ~Ir. GOLmIAN. No, the reports of these things and whatever \~as being done. I don't know who he reported to but he did report to somebody. . Senator KENNEDY. You travel out there to find out about the work that's bein,g done, and what does he tell you, that the work is being done well and-. }'fr. GOLDMAN. He told me that the work that they were;doing was going along, progressing satisfactorily, but to be very frank with you-' . Senator KENNEDY. But he didn't tell you what the work was Y }'fr. GOLDMAN. To be very frank with you, Senator, I cannot re· member the things that happened back in those days. I've been away from the company-from the A~ncy for over 10. years, and that is evan farther back than that, and that was just about the time when I first engaged in this, so it was my first-Senator KENNEDY. Did they disburse a series of $100 checks; to your recollection 9 ... . .. . . Mr. GOLDMAN. I don't recollect it, but if you have it there, then theydid~, " . Senator KENNEDY. Did you know Dr. Gottlieb ¥ Mr. GOLDMAN. Yes. . 54 ... . ' ~ ' , Senator KEN~"EDY. How did you mow Dr. Gottlieb i 1tIr. GOLDMAN. He had been head of the division when I was recruited. Senator KEN~'"EDY. Did you talk to him about these programs ~ Did you have anything to do with him during this J?eriod of time? }rIr. GOLD~IAN. I didn't have anything to do wIth him until I would say probablv in the sixties. 'S~nator KENNJo,:DY. And can you tell us what you had to do wHh him theni ~rr. GOLD1tIA!'. Just what you see there on the papers. Senator KENNEDY. Well, that is the request for the money and he approves it. ' M:r. G0:....TlMAN. That is the request -for money and he approves it, and I am quite sure thut I probably discussed with him whether the work was going along all right, whether his reports were being turned in, and whether he was satisfied with the way things were going and did he have any complaints about the way other people were requesting him, but I did not ~ngage myself i~ anyth~ng he was doiz:g. Senator KENNEDY. Well, dId you get the ImpressIOn that Gottlieb knew what was going on ~ 1;1r. GOL.T)MAN. I didn't ask. Senator KENNEDY. But you told him that your impression that what ~as going on even though you didn't know what 'Was going on, was gomg on well, I guess? [Laughter.] ~Ir. GOLD~IA!'. I told Gottlieb what you saw in there was that the t.hings appeared to be going along all rIght. I was repeatmg and parroting back the words that were given to me while I was there. ' Senator KENNEDY. What was the money being spent for, do you know! Mr. GOLDMAN. No; I can't recall that, sir. Senator KENNEDY. Would you remember if we told you it was red curtains and can-can pictures1tfr. GOLDMAN. No, sir. Senator KENNEDY. Floral pictures and the rest.. l\fr. GOLDMAN. No, sir. ' Senator KENNEDY. Recorders. ~fr. GOLDMAN. No, sir. ' , , Senator KENNEDY. Recorders and two-way mirrors. Mr. GoLDMAN. Wait, hold on. You're slippinA' a word in there now. Senator .~NNEDY. But you would have authorized those funds, would,you not, since you were th~ Mr~ GOLDMAN. :Pid you say two-way mirrors¥ Senator KENNEDY. Yea. Mr. GOLDMAN. Where' Senator KENNF..DY. In the safe houses. Mr. GOLDMAN. Where' ' Senator KENNEI)Y. San Francisco. J.fr. GoLDMAN. No. Senator KENNEDY. How about New York' Mr. GOLDHAN..Yes. . Senator KENNEDY. You, remember 'now that you approved expenditu~s for New York¥ . .. .' • 55 . :Mr. GOLDMAN. Yes. Senator KEXKEDY. 'Vhat were those expenditures for i :J\Ir. GOLD?IAX. That was a transfer of money over for the use in an apartment in New York by the Bureau'of ·Narcotics. It was for their use. ~enator KENNEnY. Do you have any knowledge of what was going on In the apartment i ~fr. GOLD)!AN. No, sir, other than I know that it had been used, according to the information that I have been given, it was used by the Bureau of Narcotics to make meetings with individua.ls who they were interested .in with regard to pushing dope-not pushing dope, but selling narcotics and that sort of thing. Senator KE~NEl)Y. 'VeIl, I am sure you had many responsibilities and it.'s a long time ago, but the Agency does indicate that you were projer.t monitor for that particular program. . }Ofr. GOLD)ZAN. That's correct. . Senator .KENNEDY. Your own testimony indicates you went out to review the expenditures of funds to find out whether they were being wisely used, that you came back and talked to the project director, }Ofr. Gottlieb, to give him a progress report about what \vas going on out there. . Mr. GOLDMAN. Yes, sir, I did. Senator KENNEDY. All those things are true, and yet you draw a complete blank in terms of what was the project itself. That's where the record is no\v. . ~fr. GOLD!tf.AN. I did not go out there to review the projects nor did I come back and talk with :Mr. Gottlieb and review what I had observed in terms of -any projects that they-that is, other parts of the Agency might have in operation there. I simply reported back those thin~ which were told to me by the individual out there who-and I carried them back and they are contained in the rBport that you have in front of you, word for word, just as it was given to me. Senator KENNEDY. The report that you examined here is a substant.ive report on the particular program and project. And I don't think anyone who wasn't familiar with the project-this is a ,personal evalun.tion~ould write a report on the substance of it without knowing about it. Now, that's mine. }Ofaybe you can't remember and recollect, and that's-. 1fr. GOLDMAN. No; everything I put down in there is things that I was told while I was out there, and if there was any ancillary information involved in there I can tell you I just don~t remember that. I really ~~ '. . ~ . ". ~ ~: . At the time-that was some years ago. At th~ time-a lot of time has passed since then and I have made quite sure that if I could recollect it at all; I would do it. If you have some papers and you want me to certify whether yes, this is so or that is so, I can do th~t, but I can't recall it mentlilly.. .... . Senator KENNEDY. You just certified the principal. There are others up here~ . ,. . ' I would like to go to Dr. Gittinger. Mr. GITrrNOER. It's Mr. Gittmger. . , . SenatOr KENNEDY. How long did you serve with the Agencyi ~. . ---'-" 1 ,J 56 ~fr. GITrINGER. Twenty-six years. Senator KEXXEDY. Excuse me ~ ,Mr. GIlTIXGER. Twenty-six years., Senator KE?'NEDY. Twenty-six years. And -at some point you moved into the operational support side, is that correct ~ Mr. GITrIXGER. Yes. Senator KEXXEDY. And did you know Sidney Gottlieb? :Mr. GITIINGER. Yes, sir. Senator KENNEDY. And did he inform you about the research projects involving LSD W :Mr. GrITIXoER. Yes, sir. Senator KEXNEDY. It is my understanding tllat yon were also aware of some of the dru~ testing projeyts conducted on unwitting subjects on the west coast usmg the Bureau of Narcotics people in the operation. Is that true ~ Mr. GrITIXGER. I was. Senator IxouYE. Excuse me. 'Vould you speak into the microphone? I cannot. hear you. Mr. GITIIXGER. Sorry. . Senator KEXXEDY. Do you know which drugs were involved in those tests? Mr. GrITIXGER. LSD. And I can't remember for sure much of the others. 'Vhat is the substance of marihuana, cannabis, is that right, that can be delivered by other than smoking? Senator KENNEDY. Cannabis? ,Mr. GrrTIXGER. There had been some discussion of that; yes. Senator KEXNEDY. And was heroin also used? 1:fr. GITIIXGER. Heroin used by CIA? Senator KEXNEDY. No. In the west coast operation. !\lr. GIITIKGER. Absolutely not.. Senator KENNEDY. Now, to your knowledge, how were the drugs administered to the unwitting subjects? !\fr. GITIIKGER. I have no direct knowledge. Senator KENNEDY. "Thy did you go to the safe houses? !\fr. GITrIKGER. It's a very complicated story. Just in justification of myself, this came up just day before yesterday. I have not really had enough time to get it all· straightened in my mind, so I ramble. Senator KENNEDY. Well, you take your time and tell us in your own words. We've got some time here. !\fr. GXTTINGER. !\fy responsibilities which would involve any of the period of time that you were talking about really was not directly related to drugs at alL I was a psychologist charged with the responsibility of trying to develop as much information as I could on various cultures, overseas cultures, anthropological type data, if you follow what I mean. Iwas also engaged in trying to work out ways and means of assessing- people and understanding people. . I originally became involved in this throu~h working on Chinese culture, and over a series of time I was introduced to the problem of .brainwashing, which is the thing that really was the most .compelling thing in relationship to this, and 'became charged with the responsibility of trying to find~ut 0.. little bit about interrogation techniques. .. It .. 57 .. • • ..... ~~ And among other things, we decide-d or I decided that one of the best sources of interrogation techniques would be trying to locate and L,'1terview and become involn'd with experienced police interrogators in the country and experienced people who had real practical knowledge of interrogation. The reason for this is that we had become pretty well convinced after the experience of the brainwashing problems coming out of China, that. it was the techniques of the interrogators that were causing the individuals to make confessions and so forth in relationship to this, rather tha.n any kind of drugging and so forth. So we were yery much interested in interrogation techniques, and this led to me being introduced to the agent in the west coast, and I began to talk to him in connection with these interrogation techniques. Senator KE~~"'EDY. OK. NoW', that is the agent that ran the tests on the west coast on the unwitting people. That's where you come in, correct 1 Mr. GITI'Il"GER. If I understand-would you say that again 1 Senator KE~NEDY. The name :Morgnn'lIall has been-that is the name that has been used. Mr. Grrr.rNGER. Yes. Senator KE~NEDY. And that is the agent that you met with. :Mr. GITTI~GER. That is right. Senator Kt:~~EDY. And you met at the safe house. Mr. GrrrINGER. Y (>s. sir. Senator KEXXEDY. iVhom did you meet with in the safe house? Mr. GI'ITIl':lIER. This is the part that is hard for me to say, and I am sorry that I han to. In connection with some work that we were doing, we needed to han, some information on sexual habits. Morgan Hall prodded informants for me to talk to in connection with the sex habits that I was interested in trying to find information. During one period of time the safe house, as far as I was concerned, was used for just these particular type of interviews. And I didn't see the red curtains. Senator KEXNEDY. Those were prostitutes, were they ~ lIre GITTINGER. Yes, sir. Senator KF.~NEnY. How many differe.nt times were you there that you had similar-. Mr. GITTINGER. I couldn't possibly say with any certainty on that. Fonr or five times. ' Senator KENNEDY. Four or five times. ~rr. GITrINGER. Over-you remember now, the period that I'm talking about when I would haye nny involvement in this is from about 1956 to 1961. So it's about a 4- or 5-year period which is the only time that I know anything about what you are talking about here today. - Senator KE~NF.Dr. Did l\IorJ;Un Hall make the arrangements for the prostitutes to meet with you' .. . Mr. GI'ri'INGER.' Yes, sir. . . ' Senator KENNEDY. Did the interviews that you had have anything to do with dru~¥. . . :Mr. GI'ITINGER. Well~ as I tried to explain earlier when this was being discussed a little bit beforehand, again I think it iR pretty hard for most- people now to recognize how -little there was known abopt drugs at the period of time that we are talking about, because the - .~ .,. ~.' ·~f o iii .2 . ~ . 7' , -~ " 58 .. .. drug age or the drug culture comes later on. Consequentl)', those of us who had any responsibility in this area were interested in trying to get as much information as we could on the subculture, the subculture drug groups, and obviously the Bureau of Xarc.Qtic~ repre....~nted R means oi doing this. Consequently, other types of thinQ'S that were involved in discussions at that time would ha ,'e to do wit~ the underground use of drugs. \\lIen I am talking about this I am talking about the folkw~ys in terms of unwitting use of drugs. Did these people that I was talkmg to have any information about this and on rare instances they were able to tell me about their use, and in most cases this would largely turn out to be a ~lickey Finn or something of that sort rather than anything esoteric. I also was very much interested because we had relatively little information, belie\'e it or not, at that time, in tenns of the various reactions that people "'ere having to drugs. Therefore, these people were very informative in terms of they knew a great deal of information about reactions. .senator KEXX.EDY. At least you gathered--or am I correct in assuming that you gathered the impression that the prostitutes that you had talked to were able to slip the drugs to people as I understand it. Did you form any impression on that? . ]'fr. GITTIXGER. I certainly did not form the impression that they did this as a rule or-Senator KEXXEDY. But they had the knowledge. :Mr. Gl'ITD.-GER. ThE'.y had the h.~owledge or some of them had had kno';dedge of this being done. But again, as it turned out, it was largely in this area of knockout drops. Senator KEXXEDY. Looking back now did you form any impression about how the Agency was actually testing the broad spectrum of social classes in these safe houSes ~ 'Vith the large disbursal of cash in small quantities, $100 bills and the kinds of elaborate decorations and two-way mirrors in the bedrooms and all the rest, is there any question in your own mind what was going on in 'the safe houses, or the techniques that were being used to administer these drugs ~ ~fr. GITTIXGER. I find it very difficult to answer that question~ f'ir. I had absolutel)' no direct knowledge there was a large number of this. I had no knowledge that anyone other than-than :.\forgan Ha.ll was in any way involved in the unwitting administration of drugs. Senator KEXXEDY. But Gottlieo would know, would he not? . 1tfr. GITTI~GER. I believe so, yes, sir. Senator KEX~EDY. Could we go into the Human Ecology Foundation and talk about that and how it was used as an instrument in terms of the support of research ~ :Mr. GI'ITI~GER. Yes, sir. Senator KE~~'"EDY. Could you describe it to us ~ Could you describe the Human Ecology Foundation, how it functioned ~nd how it wor~ed~ :Mr. GlTI'I~GER. l\fay I tell something about how It evolved, whIch I think is important? Senator KEN~EDY. Sure. .:Mr. GI'ITIXGER. The Society for the InYestigatio~ of Human Ecology, so-ealled, was actually a-.I am confused here now as to whether I should name you names. .. • . .. 59 Senator KENNEDY. "'VeIl, we're not interested in names or institutions, SO· we prefer that you do not. That has to be worked out in arrangements between Admiral Turner and the individuals and the ~~~tiOO& • • .i . ;- ~. r .. -. . .. But we're interested in what the Foundation really was and how it functioned and what its 'purpose was. Mr. GITTIKGER. 'VeIl, It was established to undertake research in the general area of the behavioral sciences, It definitely had almost no focus or interest in, say, drug-related type of activities except in a very minor way, because it was largely set up to attempt to gam a certain amount of information and to fund projects which were psychological, sociological, anthropological in character. It. was established in the sense of a period or time that a lot of us who are in it ,,,ish we could do it over again, but we were interested in trying to get together a panel of the most representative high-level behavioral scientists we could to oyersee and help in terms of developing the So~iety for the InvestigatIon of Humari Ecology type of program. . The Agency in effect provided the money. They did not direct the projects. Now, the fact of the matter is, there are a lot of innocent people who received the Society for the Investigation of Human Ecology money which I know for a fact they were never asked to do anything for the CIA but they did ge~ through this indirectly. They had no . . knowledge that they were gettmg CIA money. Senator KENNEDY. Over what period of time did this take place ¥ :rtfI'. GITTINGER. As far as I was concerned, it was the period of time en.ding in 1961. I believe the Human Ecology fund finally phased out in 1965, but I was not involved in this phasing out. Senator KENNEDY. Can you l{ive the range of the different sort of individual projects of the universities in which it was active! . ]'fr. GITIINGER, Well, it would have as many as-I am very fuzzy on my memory on the number of projects. It is over 10, 20, 30. Senator KEN1'.""EDY. After it made the grants, what was the relationship of the Agency with the results of the studiesf The Foundation acquired the money to make the grants from the Agency, and then it made the grants to'these various research programs. . :Mr. GI'ITINGER. Yes, sir. . Senator KENNEDY. And that included eight universities as well as individual researchers! . :Mr. GI'ITINGER. Yes. sir. Senator KENNEDY. Then what follow-up was there to that, sir ¥ . Mr. GITrINGER. Well, in every sense of the word, the organization was run exactly like any other foundation, and it carried with it the same thing in terms of makin~ certain that the people that they had ~iven money to used it for the purpose for which it had been ~nted, that they had access to any of the reports that they had put out, but there were no string$ attached to anybody. There wasn't any reason they couldn't publish nTlvthinl!' thflt th~v put out.': . . Senator KENNEDY. What sort of bud~t are we talking; about here' Mr. GITrINGER. I honestlv do nOt remember. I would P.11ess we aro ,talking in the realm of about $150,000 a year, but don't hold me to that, becauSe I don't know. 00 Senator KENNEDY. What is your vlew about such funding as a professional person, in terms of compromising the integrity of a university, sir' _ Mr. GITI'INGER. Well, obviously, El~!', insofar as today there is no question about it. I will have to say at the time that we were doing this there was quite an entirely different kind of an attitude, and I do know for a :fact that we moved to start towards phasin~ out the Society for the Investigation of Human Ecology and the Human Ecology Fund for the very reason that we were beginning to recognize that it was moving into an area but tills would be compromised. Senator KENNEDY. Well, that is commendable, both your attitude and the reasons for it, but during- that period of time it still was involved in behavior research programs, as I understand it. Mr. GrrrrNGER. Yes, sir. On its own, in connection with this, it participated again, and thpse again were not CIA-directRd projects, but these were all things which would theoretically contribute to the rreneral lmowledge at the time where the things like the study of the Hungarian refugees-obviously, the study of the Hungarian refugees who came to this country after the Hung-arian revolt was n very useful exercise to try to get information about the personality characteristics of the Communists Rnd so forth. Senator- KENNEDY. Were there other foundations that were doing similar kinds of work? ~fr. GITTlNOER. Not to my knowledge, sir. Senator KENNEDY. You believe-?\fr. GrrrrNGER. You mean, CIA, other CIA? Senator KENNEDY. Right. . _ _ :Mr. GrTrINGER. Well, my answer is in the sense that I know of no other CIA foundations, no. There ,vere, of course, other foundations doing simiIflr kinds of work in the United States. Senator KENNEDY. Have you heard of the Psychological Assessments Foundation ~ ~fr. GITI'INGER. I certainly have. Senator KENNEDY. What was that? What function did that have? ~fr. GrrrrNGER. Now, this was bringing- us up to a different era. I believe the functions of that organization have -nothing whatsoever to do with the things that are being talked about here ·while I was associated with it. Senator KENNF.DY. Rnther than getting into the work, it was another foundation, was it not' It was another foundation supported by the A~ency' . Mr. GrrrrNGER. Whflt, the Psychological Assessment? Senator KENNEDY. Yes. Mr. Gl'rrrNGER. No, sir, it was not. $ena:tor KENNEDY. It. did not get any support at all from the Agencyt .Mr. GrrrINGER. Oh, yes, sir. It did get support, but it was a business firm. _ Senator _KENNEDY. It was a business but it got support from the A~ency¥ -_ _ ._ - Mr. GrrrrNGER. It got money from it, but it definitely was not in 1\fKULTRA or in any way associated with this. . ,.. • 61 • ... • Senator KEXXEDY. All right. I want to thank you for your helptul testimony, ~Ir. Gittinger. It is not easy to go back into the past. I think you have been very fair in your characterizations, and I think it is quite appropriately indicated that there are different standards now from what they were 25 :rears ago, and I think you have responded very fairly and completely to the inquiries, and I think with a good deal of feeling about it. You are a person who is obviously attempting to serve the country's interest, so I want to thank yOll \;ery much for your statement and for your helpful timeliness. ~fr. Gl'rnNGER. Thank you, sir. Senator INOUYE. Senator Case ~ Senator CASE. Thank you, :Mr. Chairman. I am sorry that I had rnother committee that I had to complete the hearing with this ~orning before I got here. ,' I shall read the testimony with very great interest, and I appreciate your testimony as I have heard it. I would like to comment just on one point, and that is, it relates to a story in the press yesterday about part of this program involving the funding of a grant at a foreign university. I would like to elicit from you a comment as to theadditional sensitivity and difficulty that that practice involves from your standpoint as a scientist, as well as a citizen, if you will. :Mr. GrITIXGER. I \vill say it was after the fact thinking. It was utter stupidity the way things worked out to have used some of this money outside the United States when it was CIA money. I can categorically state to my knowledge and I don't claim a complete knowledge all the way across of the human ecol0::o' functions, but to my knowledge, and this is unfortunate, those people did not know that they were getting money from CIA, and they were not asked to contribute anything to CIA as such. ' Senator CASE. It would be interesting to try to examine this by turning the thing around and thinking what we would think if thIS happened from a foreign official agency to our own university. Thank you, ~Ir. Chairman. Senator INOUYE. Senator Schweiker. Senator SCHWEIl{ER. Thank you, Mr. Chairman. . Dr. Goldman, I wonder if you would tell us what your training and educational background is ~ , Dr. GOLD?tIAN. I have already given a ·bio,graphy for the record. Senator SCHWEIKER.·I have not seen it. 'Vho has it ~ 1s it. classified ~ We may have it for the record, but may I ask you to. briefly describe your training and back~round for us now! I hope it is no secret. ' Dr. GOU>MAN. Well~ I was told if I was nsked this to say that. I was told that by 'your, staff people, but I have no objection to telling you. I a.m a. resident from· Pennsylvania, southwest Pennsylvania, Lancaster County~ I went to Perin State, and I am in'nutrition. ' Senator SCHWEIKER. In what' -'Dr. GOLDMAN. Nutrition. ' Senator SClIWEIKER.Were you in charge of a section or segment of t.he CIA in your past capacity '1 . , Dr. GOLDMAN. During the time I was with that organization, I was in charge of one small section of it, one small segment of it; yes. " *'" 96-401 0 - 11 - 5 I '~ :- ; -,~, r ,I 'I ",!J 62 Senator SCHWEIKER. 'Vhat was the function or purpose of that section that you headed ~ Dr. GOLDMAN'. To provide support for the other parts of the division. Senator SCIIWEIKER. 'Vhere In the chain of command would thntput you in relation to Dr. Gottlieb ~ Dr. GOLD!>fAN". Pretty far down the line. Senator SCIIWEIKER. :Mr. Gittinger, I would just like to ask you a few questions. 'Ve appreciate ;your frankness and candor with the comtnitt~, and we realize this is a very difficult area to go into. I am not quite clear on two matteI'S that were raised earlier. First, were the safe houses we were talking about here used 011 occasion by the prostitutes you referred to ~ i\Ir. GITI'IN'GER. I really haye not the slightest ider!. Senator SCHWEIKER. 'Vere the prostitutes used in any way to slip the customers drugs for observation purposes ~ :Mr. GrI'TIN'GER. Not to my direct knowledge. . SenatorSCIIwEIKER. 'Vould you have been in a position to h."Jl0'V the ans'rer to either of these questions? 1\11'. GITTIXGER. May I say, probably not, and may I make an nside to expJ ain a little bit of this, please, sir ~ Senator SCHWEIKER. Mr. Gittinger, a moment HgO you mentioned brainwashing techniques, as one area that you had, I guess, done some work in. ·How would you characterize the state of the art of brainwashing today? 'Vho has the most expertise in this field, and who is or is not doing it in terms of other governments ~ . During the Korean war there was a lot of serious discussion about brainwashing techniques being- used by the North Koreans, and I am interested in finding- out what the state of the art is today, as you see it. l\fr. GIITINGER. 'Vell, of course, there has been a great deal of work on this, and there is still a great deal of controversy. I can tell you that as far as I knew, by 1961, 1962, it was at least proven to· my satisfaction that brainwashing, so called, is some kind of an esoteric device where drugs or mind-alterin~ kinds of conditions and so forth were used, did not exi~ even though "The l\fanchurian Candidate" as a movie really set us back a long time, because it made something im:possible look plausible. Do you follow what I mean? But by 1962 and 1963, the general idea t.hat we were able to come up with is that brainwashing was 'largely a process of isolating a human being, keeping him out of contact, putting him under long stress in relntionshi p to interviewing and interrogation, and that they could produce any change that way. without having to resort to' any·kind of esoteric means. . . Senatql' SCHWEIKER. Are there ways that .we can ascertain this from . a distance' when we see it 'captive prisoner either go on television, in a photograph, or at a press conference 1 In other words, are there certain signs that you have learned· to reCognize from your tee.hnical background, to tell when brainwashing ·has occulTed ~ Or is that very difficult to do ¥ . . , .. . .. . Mr.GITrINGER. It is difficult to do. ~I think it is posible now in terms of lookingata picture of somebody ,....ho haslJeen in enemy hands for a long period of time. We can 1{Ctsame pretty good ideas of what kind of circumstances he has been under, if t!lat is what you mean. .• 4' ... ~ ~:. ",o!. .." . . ' .. • "1, -':l] j 63 • . ., '. Senator SCHWEIKER. That is all I have, :Mr. Chairm~n. Thank you. Senator INOUYE. Thank JOU very much. Before adjourning the hearings, I would like to have the record show that Dr. Goldman and Mr. Gittinger have voluntarily cooperated with the committee in staff interviews, that they appear this morning voluntarily, and they are not under subpena. Gentlemen, I realIze that this experience may have been an unhappy one and possibly a painful one. Therefore, we thank you very much for participating this mornin~. 'Ve also realize that the circumstances of that time differed yery much from this day, and po...~ibly the national attitude, the national political attitude condoned this type of aotivity. So, we have not asked you to come here as persons who have committed crimes, but rather in hope that you can assist us in studying this problem so that it will not occur once again. In that spirit we thank you for your participation, and we look forward to working with you further in this case. Thank you 'very much. Senator KEXNF.DY. Mr. Ohairman, I would like also to thank the witnesses. These nre difficult matters, and I think all of us nre very grateful. Senator SCHWEIKER. I think the witnesse,.c.; should know that though it may not always seem that way, what we are trying to do is to probe the past and look at I,he policies of the past to affect the future. I think our emphasis really is on the future, not the past, but it is important that we learn from the past as we formulate policies and legislation for the future, I hop!'. that all of the witnesses who did come before us voluntarily this morning, including- Admiral Turner respect the fact that we are questioning the past to learn about the future. I think it should be looked at in that light. Senator KENNEDY. I think that is the spirit in which we have had these hearings. It seems to me that from both these witnesses and others, Got~Jieb knows the information and can best respond, and we are going to make every effort in the Senate Health Committee to ~et 1t~r. Gottlieb to appear, and we obviously look forward to c;oope;atmg WIth Senator Inouye and the other members of the commIttee "In getting the final chapter written on this, but we want to thank you very much for your appea,rance here. Senator INOUYE. The hearing will stand in recess, subject to.tbe call ~~~~ . f'Vhereupon, at 12 :12 p.m., the hearing was recessed, subj~t to the call of the Chair.] , .: : - ... " '.'j /' ,-~ APPENDIX A XVII. TESTIKG AND USE OF CHEMICAL AND BIOLOGICAL AGENTS BY THE INTELLIGE:NCE CO~rMUNITY • • • • Under its mandate 1 the Select Committee has studied the testing and use of chemical and biologiclll Rgents by intelligence agencies. Detailed descriptions of the programs conducted by intelligence agencies involving chemical and biological agents will be included in a separately published appendix to the ~cnate ~elect Committee~s report. This section of the report will discuss the rationale for the programs, their monitoring and control, and what the Committee's investigation has revealed about the relntionships among the intelligence agencies and about their relations".ith other gorerlUnent agencies and private institutions and individua.Is. 2 Fears that countries hostile to the United States would use chemical and biological agents against Americans or America's allies led t<:l the development of a defensive program designed to disco"er t€chniques for American intelligence agencies to detect and cotmteract chemical and biological agents. The defensive orientation soon became secondary as the possible use of these agents to obtain information from, or gain control over, enemy agents became apparent. Research and deve10pment programs to find materials which could be used to alter human behavior were initiated in the late 19-10s and early 1950s. These experimental programs originally included testing of drugs involYing witting human subjects, and culminated in tests using unwitting, nonvolunteer human subjects. These tests were designed to derermine the potential effects of chemical or biological agel1:ts when used operationally against individuals unaware that they .had received a drug. The t€sthlg programs were considered highly sensitive by the intelligence agencies administering them. Few people, even within the agencies, kriew of the programs and there is no evidence that either the executive branch or Congress were ever informed·of th~m. The highly compartmented nature of these programs may be explained in part by an observation made bv the CIA Inspector General that, "the knowledge that the Agency is engaging in unethical and illicit activi1 Senate Resolution 21 dir~cts the Senate Select Committee on Intelligence Activities to investigate a number of issues: "(a) Whether agencies within the intelllgence community conducted megal domestic act,lvities (Section 2 (l) and (2» ; "(b) .Tbe extent to which agencies witIl1n the intelligence community cooperate (Section 2(4) and (8» ; . . "Cc) Tbe adequacy of uecutlvebranch and Congressional oversight of intelligence actlvittes(Section 2(7) o.nd (11» i "(d) Tbeadequacy' of existing laws to safeguard the rights of American citizens (Section 2 (13»." . ' .• The details of these programs may neve: be known. The programs "'ere highly compartmented. Few records were kept. What little documentation existed for the CIA's principal program was destroyed early in 1973. (385) (M) . 66 386 ties would have serious repercussions in political and diplomatic circles and would be detrimental to the accomplishment of its missions." 3 The research and development program, and particularly the covert testing programs, resulted in massive abridgments of the rights of American citizens, sometimes with tragic consequences. The deaths of two Americans 31l can be attributed to these programs; other participants in the testing programs may still suffer from the residual effects. '\V'hile some controlled testing of these substances might be defended, the nature of the tests, their scale, and the fact that they were continued for years after the danger of surreptitious administration of LSD to unwitting individuals was known, demonstrate a funda. . mental disregard for the value of hu.rnan lite. The Select Committee's investigation of the testing and use of chemical and biologic<"1..l agents :lIso raise serious questions about the adequacy of command and control procedures ""ithin the Central Intelligence Agency and military intelligence, and about the relationships among the intelligence agencies, other governmental agencies, and private institutions and individuals. The CIA's normal administrath'e controls were waived for programs inYoh-ing chemical and biological agents to protect. their seCUrlty. According to the head of the Audit Branch 01 the CI.:\.. these' waivers produced "gross administrative failures." They pr(":~'nted the CL<\.'s internal review mechanisms (the Officeaf General Cuunsel, the Inspector GeneI'd, and the Audit Staff) from adequately supervising the programs. In general, the waivers had the paradoxical effect of providing less .restricti\"e administrative controls and less effective internal r<;vie:- for controve~sial and highly sensitive projects than those governing normal Agency activities. The security of the programs was protected not only by waivers of normal administrative controls, but also by a high degree of compartmentation within the CIA. This compartmentation excluded the CIA's j\fedical Staff from the prindpal research and testing program employing chemical and biologlcal agents. It also may have led to agency policymakers receiving differing and inconsistent responses when they posed questions to the CIA compon.ent involved. . . Jurisdictional uncertainty within the CIA was matched by jurisdictional conflict among the various intelligence agencies. A spirit of cooperation and reciprocal exchanges of informatlon which initially characterized the programs disappeared. },filitary testers withheld inIormation from the CIA, ignoring suggestions for coordination fro~ their superiors. The CIA similarly failed to provide information to the military on the CIA's testing program. This failure to cooperate was conspicuously ~anifested in an attempt by the Army to conceal a CIA Inspector Gen~re1'8 Survey of TSD, 1951: p. 217. On January 8, 1953. Mr. Harold Blauer died of cIrculatory collapse and heart fallure following an intrave~()tis injection of a synthetic mescaUne derIvative while a subject of tests·r.onducted by New York State PsychIatric Institute under a contract let by the U.S. Army Chemical Corps. The Committee's investigation into drug testing by U.S. Intelligence agencies f<>eused on the testing of LSD, however, the committee did receive a copy of the U.S. Army Inspector General's RepOrt, issued on October 1975, on the events and circumstances ot Mr. Blaner's death. His death was directl;r atribut:able to the administration of the synthetIc mescaline derivative. k • " 11 , , '~ -~ ... f I,: :1 ; ;J" 67 ,._; 387 , • their overseas testing prograin, which inciuded surreptitious administration of LSD, from the CIA. Learning of the Army~s program, the Agency surreptitiously attempted to obta~ll details of it. , The-<.1ecision to instit~te one of t~he Armis ~SD field testing proje?ts had been based, atleust m part, on the findmg that no long-term reSIdual effects had ever resulted from the drug's administration. The CIA's failure to inform the Army of a death which resulted from the surreptitious administration of LSD to unwitting Americans, may well have resulted in the institution of an unnecessary and potentially lethal pr~m. " '. . . The development, testin~, and use of chc:nical and biological agents by intelligence agencies raIses serious questions about the relationship between the intellicrence community and foreign governments, other a~encies of the Federal Government, and other institutions and indIviduals. The questions raised range from the le~itimacy of American complicity in actions abroad which violate AmerIcan and foreign laws to tIie possible compromise of the integrity of public and private institutions used as cover by intelligence agencIes. A. • ... • THE PROGRAMS I~vESTIGATED 1. Project OHATTER Project CHATTER was a Navy program that began in the fall of 1947. Respoilding to reports of "amazing results" achieved by the Soviets in using ".truth drugs," the program focused on the identification and testing of. snch drugs for use in interrogatiorts and in the recruitmenLof agents. The research included laboratory eXIleriments on animo!s and hum:· ~ subjects involving Anabasis aphylla, scopolamine, und mescaline ill ')rder to determine their speech-inducing qualities. Overseas experiments were conducted as part. of .the project. The project expanded substantially during the Korean 'Var, and ended shortly after the war, in 1953.. _ fiJ. Project BLUEBIRD/ARTIOHOKE"' The' earliest of the CIA's major programs involving the use of chemical and biological agents, Project BLUEBIRD, was approved by the Director in 1950. Its objectives were: . '(a) discovering means of conditioning personnel to··prevent unauthorized extraction of information from them by known means, (b) in\'estigating the possibility of control of an individual by application of special interrog~ti<?n te~hniq·:es, (c) memory enhancement, and (d) estaohshmg defensIve . means: for preventing hostile control" orAgency personne1. 4 a result of interrogati~nscond,,!cted overse8:s during the project, %l110ther goal wasadded-theevaluatlon of offenSIve uses of unconventl()llal interrogation techniques, including hypnosis ILnd drugs. In '. ·_-\.ugust 1951, the project was renamed ARTICHOKE. Project ARTICHOKE includea in-house experiments on interrogation. techniques, cop.ducted"under. m~.dica.land security ~Qntrols which ~ould ensure As •. _j --.....;... ' CIA·memorandum to the Select Committee, "Behavioral Drugs and Testing," . ' 2/11/15. t> ... - : . ' . ' .. . . . . . . .. ... . ' . 1 I 68 , ~ 388 .0;:'"" that no damage was done to individuals who volunteer for the experi- . ments." I Overseas interrogations utilizing a combination of sodium pentoth?-l und hypnosis after physical and psychiatric examinations of the subJects were also part of ARTICHOKE. . The Office of Scientific Intelligence (OSI), which studied scientific advances by 'hostile powers, initially led BLUE-BIRD/ARTICHOKE efforts. In 1952, overall responsibility for ARTICHOKE was transferred from OSI to the Inspection and Security Office (I&SO), predecessor to the present Office of Security. The CIA's Technical Services and Medical Staffs were to be called upon as needed; OSI would retain liaison function with other government agencies. 6 The change in leadership from an intelligence u.nit to an operating unit apparently reflected a change' in emphasis; from the study of actions by hostile powers to the use, both for offensive and defensive purposes, of special interrogation techniques-primarily hypnosis and truth serums. Representatives.from each Agency unit involved in ARTICHOKE met almost monthly to discus.s theIr progress. These discussions included the plannin~ of overseas interrogations 8 as well as further experimentation in the U.S. . Infonnation about project ARTICHOKE after the faU of 1953 is scarce. The CIA maintains that the project ended in 1956, but evidence suggests thaJt Office of Security and Office of ~redical Services use of "special interrogation" techniques continued for several YC:lrs thereafter. 1 ~ ~ ;..':""11 ." .~ ~ .~ J • <' d 3.1rlKNAOMI MKNAOMI was. another major CIA pI'Of!l'am in this area. In 1967, the CIA summarized the purposes of ~IKNAO~II : (a) To provide for a covelt support base to meet clandes. tine operational requirements. (b) To stockpile severely incapacitating and lethal matenals for t~le specific use of TSD [Technical Services Division]. ' (c) To maintain in operational readiness special and unique items for the dissemina.tion of biological and chemical materials.. . .., . (d)' To 'provide for the required surveillance, testin/Z, upgradin~, 'and evalua:Holl of materials and i~ms i.n. order to assure absence of, defects ·and comploce predlctabIlIty' of re,suIts to·oo expect.e~f under opemtional conditions.s '" Under an agreement 'reaChed with :the Army in 1952, the Snecial Operations Division (SOD) ,at Fort Detrick was ,to assist CIA. in d~veloping, testing, and maintaining biological agents and delivery ---_. • Memorandum ,from Rohprt ,Tavl()r, O';nDIP to thp. A~slstant :Qeputy ' ., (Inspectlo,n,llnd Security) and Chief of the ~redlcal Staft',3/22152.: .. • Memorandum from H. Marshall ChadwE'11. Al;ll:(stant Dlret'tor. SclentltlclntelUgence, to the Deptity Dfrector/P]an~ (nnp) ·!p~iect ARTICHOKE," 8/29/52. • "ProgTess'RePf)rt, ProjeCt ARTICHOKE." 1/12/53. . '. . • Memorandum from·Cbief. TSD/Blolog1cal Brallf"ll to Chief. TSD ")lKNAOMI : FundlnJr. Ohfeettvps. pnftAceomn]leh"""nt.,." 10/18/R7. 'P. 1. Fo!' a tuller description ot. )IKNAO~II and _the relatfonslilpbetween CIA and SOD. see p. 860 ft. . '. ~ ~ • ,. 69 ~~9 • systems. By this agi-eement, CIA acquired the knowled~e, skill, and f&..cilities of the Army to deveiop biological weapons sUlwd for CIA use. SOD developed darts coated with biological agents and J?ills containing several ditr~rent biological agents which could remam ~te~t for weeks or months. SOD also developed '8. special gun for firing darts coated with a chemical which could allow CIA agents to incapacitate a guard dog, enter an installation secretly, and return the dog to conscicusness when leaving. SOD scientists were unable to develop a similar incapacitant for humans. SOD also phJsically transferred to CIA personnel biological agents in "bulk" form, and delivery devices, including some containing biological agents. In addition to the CIA,'s interest in biological weapons for use against humans, it also asked SOD to study use of bioloaical agents against crops and animals. In its 1967 memorandum, the 6IA stated: Three methods end systems for carrying out n covert attack against crops and causing severe crop loss ha\·e been developed and evaluated under field conditions. This was accomplished in anticip~tion of a req·uirement which was later deYeloped .but was subsequentljO scrubbed just prior to putting into action. o. l\fKNAO~II was terminated in 1970. On November 25, 1969, President Nixon renounced the use of anv form of biological weapons that kill or incapacitate and ordered the"disposal ot existing stocks of bacteriological weapons. On February 14, 1970, the President clarified the extent of his enclicr order and hidicated that toxlrls~hcmicalsthat are not IhrinS organisms but are produced by 1ivin~'or~nisms-~ere considered bIOlogical weapons subject to hIS preYIOUS directive and were to be destroyed. Although instructed to relinquish control of material held for the CIA by SOD, a CIA scientist acquired approximately 11 grams of shellfish toxin from SOD personnel at Fort Detrick whicli were stored in a little-used CIA laboratory where it went undetected for five years. 10 0> .. 4-. MK17LTRA • p .- • . 1\IKlJLTRA was the principal CIA program involving the .research and development' of chemical· and biological agents. It was "concerned \vith the research and development of chemical,.biological, and ra?iological materIals. capable of employment _in clandestine operations to control humah behavior." 1 1 ' . In January 1973, l\IKUIJTRA records w~re destroyed by Technical Servicf$ Division personnel actinrr on the verbal orders of Dr. Sidney Gottlieb, Chief of TSD. Dr. Gottlieb has testified, and former Director Helffi$' has confirmed, that in orderinO" the records destroyed, Dr. Gottlieb was. carrying out the verbal order of then DCI Helms. :MKULTRA .began with a. proposal from the Assistant·· Deputy Director for Plans, Richard Helms, to the. DCI, outlining a specilil b , .;.. Ibid. p.2. ." ".- Senate Se~ect Committee, 9/16/15; Hearings, Ve.1. ,U Memorandum trom tbe CIA Inspector General to tbe Director, . . . M . ' 7/26/6S~ 70 390 " ..... "... funding mechanism for highly sensitive CIA research and devel.opment projects that studied thellseof biological and chemical materIals in altering hpman behavior. The projects involved : Research to develop a cap~gility i~Jhe covert use of biological and chemical material~'Thisnr:e.'\ involves the production of various physiological conditions which could support present or future clandestine operations. Aside from the offensh'e potential. the developme.nt of a comprehensive capability in this field of covert chemical and biological warfare gives us a thorough kno"led~e of the enemy's theoretical potential. thus enabling us to defend ourseh'es against a foe who might not be as restrained in the use of these techniques as we are. n , ~naJLTRA '"as approved by the DCI on April 13, 1953' along the lmes proposed by ADDP Helms. Part of the rationale for the establishment of this special funding mechanism was its extreme sensitivity. The Inspector General's survey of ~IKl'LTRA in 1963 noted the following reasons for this sensitivity: . '. . a. T~i':-'earch ill th~ maliipulation of human behavior is con- . sidel'ed bv mo.:, ~'. :ldhorities in medicine and related fields to be 'profession:tily unethical, therefore the'reputation of professional participants in the ~IKlJLTRA.PI'Qgramare on . . occasion in jeopardy. b. Some :MKULTRA activities raise questions of iege.1ity , . implicit -in the original charter. . c. .A. finalphase of the testing of l\fKULTRA products places the ri,g-hts and inte,rests of U.S. citi7.(·n~ in jeopardy. , d. Publk disclosure of some aspects of ~fKULTRA activity could induce seriol1~ ad,~erse reaction in U.S..·public opinion. as well as stimulate offensi\·e and defensive action in this field on the part of. foreign intelligence services. 13 O\~er tIle ten~:rear life of the proO'ram. many "additional avenues to the contrOl of human beha"ior" ,~re designated as appropriate for investig-ation under thel'fKULTRA charter. Thpse include "rRdiation. electroshock, various fields ofps'ycholoJtY~' psychiatry, sociology. and ant~rop()lo~·~$trapholog-y,ha.rnssment, substances,and 'paramilitary nc.., ces and materials." a ' ." '.' . . The res('arch and development of mateHalsto be used tor altering . . human be,haYior consisted of' threenhases: first; the search forma. teri~ls suitable-. for shid,,: second. laboratory,testing- on'lolnnt.arv humfu:, snhieds in varions types of in~titntions;third, the a.pplication of ?tfKULTRA materials in nonnallife. settin1!S. . . . . The S('arc.h" for suitable matE--rials was conducted through standing ,nrrn~!!pm('nts \vith' snE>Cinlists in unh'ersities, phn.nnaceuticnl houses, . hospltn.1~~ state ,and federal institutions, and priyate research organi· u~rE'mornnd\1m from ADDP Hplms to DCI DulleS, 4/3/53. Tab A, pp.1-2. : I.G. Report on ){KULTRA,l983, pp.1-2. . " . ' , [bU, p. 4. ..' :"-<":":." "--~ .~ '. '.i. ..'O"~ ,:di • ~ 71 391 . • .. • zations. The annual grants of funds to these specialists were made undfr ostensible l'€'search foundation auspic{!6, t.hereby concea.ling tho CIA's interest from the sppciali~t's institution. The next pha..c;e of the :MK1TLTRA program involved physicians, toxicologists, and other specialists in mental, narcotics, and general hospitals, and in prisons. Utilizing the products and findings of the basIc researc.h phase, they conducted intensive tests on human subjects. , One of the first studies was conducted by the National Institute of :Uental Health. This study WllS intendPd to test various dn1lIs. incll1d~ng hallucinogenics. llt the NIMH Addiction Research Center in LexIngton, Kentucky. The "Lexin~ton Rehabilitation Center," as it. was t~en ~alled, was a prison for drug addicts serving sentences for dnlg nolatIOns. The test subiects were \'olunteer prisoners who, nfter taking a brief physiral examination and signing a genera 1consent form, were administered hallucinogenic drugs. As a reward for participation in the prog'ram~ t he addicts were provided with the drul! of their addiction. LSD was one of the materials testcd in the ~iKULTRA program. The final phase. of LSD testing im'olved surreptitious administration to unwitting nonvolllnteer subjeCts in nonnal'life settings by undercover officers of the Bureau of Narc.otics acting for the CIA. The rationale for such testing was "that tE-sting of materials under accepted scientific procedures fails to disclose the full patt.ern of reactions and attributions that may occur in operational situations." 15 Aecordina to the. CIA, the ach'antage of the relationship with the. Bureau was that test subjects could be sOught and culti\'ated within the setting of narcotics control. Some subiects have been informers or members of suspect criminal elements from whom the [Bureau of .Narcot.icsl has obtained rE'Sl1}tR of onprational "alne through the tests. On the other hand, the effeCUl)eneSS of the substances on indhofduals G.t all social levels, high arnd low, na.tivP- American and l(Yreign, is of great s(qnificance and testi71,q has been performed on a 'l.·artety Qj individual8 within these ca.teg07ies. [Emphnsis added.] 18 A special procedure. dpsilmnted ~{l{DELTA. was es~nblished to gm'ern t.he use of l\IKULTRA materials abroMl. Sl1f'h mnterials were used on a number of occasions. Because ~IKULTRA records were dr#rovp.n. it is imnossible· to reconstnlet the operational use of ~n{ULTRA materials by the "CIA overseas; it has been dctermined that the use of thesc II~n.terials abroad began in 1953, and possibly as earlv as 1950.· ' . . . . Di·uS!"S were nsen primarily as an aid to interrogations. but ~IKULTRA.;:\IKDEr..TAmaterials were also used for harassment, discreditinp:. or disabling- pnrposes. According to an Inspector General Sttrvev of the Technical Services Division of the CIA. in 1957-nn inspect.ion which did not discover the ~n\:t.JLTRA nroject inyolving the surreptit.ious administration of LSD t~ unwitting, nonvohmteer J5 '. . ,. Ja Ibid. p. 21. Ibid:-. pp. 11':'12• 72 392 subjects-the CIA had developed six drugs for 'operational use and they had been used in six differentoperations on a total of thirty-three subjects. 17 By 1963 the humber of operations and subjects had increased substantially. In the spring of 1963, during a wide-ranging Inspector General survey of the Technical Services Division, a. member of the Inspector General's staff, John Vance, learned about ~fKULTRA a,nd about the project involving the surreptitious "administration of LSD to unwitting, nonvoluntary hwnan subjects. As a result of the discovery and the InsJ2ector General's subsequent report, this testing was halted and much tIghter administrative controls were imposed on the program. According to the CIA, the project was decreased significantly each budget year until its complete termination in the late 19605. 5. The Te8iing 01 LSD by the Army There were three major phases in the Army!s testing of LSD. In the first, LSD was administered to more than 1,000 AmeriC<'ln soldiers who volunteered to be subjects in chemical warfare experiments. In the second phase, ~raterial Testin¥ Progr9..ffi EA 1729, 95 volunteers received LSD in clinical expenments designed to evaluate potential intelligence uses of the dnlg. In the third phase, Projects THIRD CHAXCE and DERBY HAT, 16 unwitting nonvolunteer subjects were interrogated after receiving LSD as part of operational field tests. -"• B. CIA . . DRC"G TESTING PROGRAMS 1. The Rationale for the Te8ting Program8 The late 19405 and· early 19505 were marked by concern over the threat posed by the activities of the Soviet Union, the People's Republic of China, and other Communist bloc countries. United States concern over the use of chemical and biological agents by these powers was acute. The belief that hostih... nowers had used chemical and biological agents in interrogations, brainwashing, and in attacks designed to harass, disable, or km Allied ~rsonnel created considerable pressure for a "defensive" program to investigate chemical and biological agents so that the intelligence {'.ommunity could understand the mechanisms by which these substan~ worked and how their effects could be defeated. 18 Of particular concern was the drug LSD. The CIA had r~ived reports that.the Soviet Union was engaged in intensive efforts to produce LSD; and that the Soviet Union liaa attempted to purchase the world's supply of the chemical. As one CIA. officer who was deeply involved in work with this drug described the climate of the times: "[It] is awfully hard in this day and age to reproduce how frightening all of this was to us at the time, particularly after the drug scene has become as widespread and as knowledgeable in this count-~j' as it did. But we were literally terrified, because this was the oue material that we Ibid, 1957, p. 201. -: ': .. . Thus offiCer In'the O1ftce ot security ot the OIA stress£"d the "urgency ot the discot'ery ot techniques nnd method that would permit our personnel, in the . event ot their C4pture vy the enemy, to resist or deteat enemy iIiterrogation." IT 11 "" an (~l1nutes ot .. the ARTICHOKE conference ot 10/22/53.) . • ;; 73 393 '" o • had ever been able t.o locate that. rea.lly had potential fantastic possibilities if used wrongly." 19 . But the defensive orientation soon became secondary. Chemical and biological agents were to be studied in order "to perfect techniques .•• for the abstraction of information from individuals whether willing or not" and in order to "develop means for the control of the activities and mental capacities of individuals whether willing or not." 20 'One Agency official noted that drugs would be useful in order to "gain control of bodies whether they were ,villing or not" in the process of removing personnel from Europe in the event of a Soviet attack. 21 In other programs, the CIA began to develop, produce, stockpile, and maintain in operational readiness materials which could be used to harass, disable, or kill specific targets. 22 Reports of research and development in the Soviet Union, the People's Republic of China, and the Communist Bloc countries provided the basis for the transmutation of American programs from a defensive to an C'ffensive orientation. As the Chief of the :Medical Staff of the Central Intelligence Agency wrote in 1952 : There is ample evidence in the reports of mnumerable interrogations that the Communists were utilizing drugs, physical duress, electric shock, and possibly hypnosis against their enemies. 'Vithsuch evidence it is difficult not to keep from becoming rabid about our apparent laxity. 'Ve are forced by this mountmg evidence to assume a more aggressive role in the development of these techniques, but must be cautious to maintain strict inviolable control because of the havoc that. could be wrought by such techniques in unscrupulous hands. 23 In'order to meet the perceived threat to the national security, substantial programs fo: the testing and use of chemical and biological agents-including projects involving the surreptitious administration of I~D to unwitting nonvolunteer subjects "at all social levels, high and low, native American and foreigll"-were conceived, and implemented. These programs resulted in substantial viola.tions of the rights of indi vidual:; within the United States• Testimony of CIA officer, 11/21/75, p. 33. Memorandum from. the DIrector ot Security' to ARTICHOKE representati"es, Subject: "ARTICHOKE Restatement ot Program." n ARTICHOKE memorandum, 7/30/53. II The Inspector General's Report of 1951 on the Technical Ser"ices DIvIsion noted that "Six specific products have been developed and are a\'allable for operational use. Three ot them are discrediting and disabliug materIals which can be admInistered unwittingly and permit the exercise ot a measure ot control over the actions of the subject." " . A memorandum, for the Chief, TSD, Biological Branch to the Chief, TSD, 10/18/61, descrIbed two ot the objectives of the CIA's Project ::\IIOiAO::\II as: "to stockpile severely Incapacitating and lethal materials ter tbe specific use of TSD" and "to maintain in operational readiness special and unique Items for the dissemination of biologIcal and chemical materals," . II Memorandum fr;om the Ch~ef' of the Medical Statr. 1/25/52. III 1IO • ~ ",' 74 394 Although the CIA recognized these effects of LSD to unwitting individuals ~vithin the United States, the project continued. 2 • ·A~ the Deputy Director for Plans, Richard Helms, wrote the Deputy Director of Central Intelligence during discussions which led to the cessation of unwitting testing: While t share your uneasiness and distaste for any program which tends to intrude upon an individual's private and legal :prerogatives, I believe it is necessary that the Agency maIntain a central role in this activity, keep current on enemy capabilities the manipulation of human behavior, a~d maintain an offensive capability.lIs .. There were no attempts to secure approval for the most controversial aspects of these programs from the executive branch or Congress. The nature llnd extent of the programs were closely held secrets; even DCI :McCone was not briefed on all the details of the program involving the surreptitious administration of LSD until 1!>63. It was deemed imperative that these programs be concealed from the American people. As the CIA's Inspector General wrote in 1957: Precautions must be taken not only to protect operations from exposure to enemy forces but also to conceal these activities from the American public in general. The knowledge that the Agency is engaging in unethical and illicit activities would have serious repercussions in political and diplomatic circles and would be detrimental to the accomplishment of its mission. 26 f. The Death 01 Dr. Frank Olson The most tragic result of the testing of LSD by the CIA was the death of Dr. Frank Olson, a civilian employee of the Army, who died. on November 27, 1953. His death followed his participation in a CIA experiment with LSD. As part of this experiment, Olson unwittingly received approximately 70 micrograms of LSD in a glass of Cointreau he drank on November 10, 1953. The drug had been placed in the bottle by a CIA officer, Dr. Robert Lashbrook, as part of an experiment he nnd Dr. Sidney Gottlieb performed at a meeting of Army and CIA. scientists. Shortly after this experiment, Olson exhibited symptoms of paranoia and schizophrenia. Accompanied by Dr. Lashbrook, Olson sought psychintric assistance in New York City from a physician, Dr. Harold Abramson. whose research on LSD had been funded indirectly by the CIA. lVhilein New York for 'treatment, Olson fell to his death from a tenth.st0rY window in the Statler Hotel. . ," ... • '14 Even.;.durfng the: discussions which led to the termination ot the unwitting testing, .the DDP turned down the option ofhRltlng such tests within the U.S. and continuing th£>m abroad despite the tact that the TechnIcal Services DIv!. slon had conducted numerous operations abroad making use of J,.SD. The DDP made this decision· on the basis ot security noUng that the past etrorts overseas· had resulted In "maklng an inordinate number of foreign nationals wltUng of our rol¢,"ln the very sensitive acU\,fty."(MerilornnduDl for the Deputy Director of Cenfral Intellfgence trom the Deputy Director tor Plans, 12/17/63, p. 2.) ~.; -lbid;,pp.2-3. . • I.G. survey ot TSD, 1957, p. 211. . '-, ..•. 11 "I cl . iJ • OJ • . .J ? . !l >• "" 75 395 .. • ,. . " ". -.- ':., .t,"·' • . "' ... a.. Background.-Olson, an expert in aerobiolog)' who was assigned to the Special Operations Division (SOD) of the U.S. Army Biologic~l Center at, Camp Detrick, Maryland. This Division had three prImary functIons:'. . (1) assessing the vulnerability of American installations to biological attack; (2) developing techniques for offensive use of biological weapons; and (3) biological research for the CI...-\...21' Professionally, Olson was well respected by his colleagues in both the Anny and the CIA. Colonel Vincent Ruwet, Olson~s immediate superior at the time of his death, was in almost daily contact with Olson. According to Colonel R~ wet: "As a professional man ... his ability . . . was outstanding." 28 Colonel Ruwet stated that "during the period prior to the experiment . . . I noticed nothing 'whicn would lead me to believe that he was of unsound mind." 29 Dr. Lash.. brook, ,vho had monthl)' contacts with Olson from early 1952 until the time of his death, stated publicly that before Olson received LSD, ' "as far as I know, he was perfectly normal." 30 This assessment is in direct contradiction to certain statements evaluating Olson's emotional stability :made in CIA internal memoranda written after Olson's death. ' b. The Experiment.-On ~o\~ember 18, 1953, a group of ten scientists ,from the CIA and Camp Detrick attended a semi-annual review and analysis conference at a cabin located at Deep Creek Lake, ~Iar)" land. Three of the participants were from the CIA's Technical Services Staff. The Detrick representatives ,vere all from the Special Operations Division. ' . According to one CIA official, the Special Operations Division participants "agreed that an unwitting experiment ,vould be desirable." 31 This account directly contradicts Vincent Rmvet's recollection. Rm",et recalls no'such discussion, and has asserted that he would l'em~mber any such discussion becau~ the SOD participants would have strenuously objected to testing on unwitting subjects. 32 In l\fay, 1953, Richard Helms, Assistant DDP; held a stnffmeeting which the Chief of Technical Services Staff attended. At this meeting Helms "indicated that the drug [LSD] was dynamite and that he should be advised at all times when it was intended to use it." 33 In addition, the then DDP, Frank 'Visner, sent a memorandum to TSS sta~ing .the requirement that the DDP personally appro,·e the use of ,LSD. ,Gottlieb went ahead with the experiment,at secur~g the ap: Staff 'summary of VIncent Ruwet IntervIew, 8/13/75. p. 3. ", ' . ,,' Memora,ndu,mof Col. Vil1centRuwet, 'roWbom It May Concern, no date, p.2. ,.'.' ", -.",'.-, , • .' ., . :s;. ' ,. Ruwet Memorandum, p. 3. '" ' \\'>, . .. JosephB. Treaster, New,York Time" 7/19/75;'~p. 1.' 11 :\Iemot,llndpm for the Record from Lyman Kirkpatrick,. 12/1/53, p. 1. Zl Ruwet,(staft' SUDlmary), 81lSn5; p. 6. " ',', • Inspector General DIarY,12/2/53. '. ,'.' " ' , '~Ibid.. Dl'. Gottleillbas testltle11,tbat h.e~~ties not remember either the me'etlng with Helms nor "the WIsner memo!andum;' (Gottlleb. 10/18/15, p.16.) , . .;~::';;;"~*'. .. . .. . 76 396 proval of his immediate supervisor. Neither the Chief of TSS nor the ppp specifically autho!"~ze4the ,f:x~r.i~ent in which Dr. Olson partlcIpated. as According to Gottlieb.as a "very small dose" of LSD was placed in a bottle of Cointreau which was served after dinner on Thursday, November 19. The drug was placed in the liqueur by Robert Las~ brook. All but two of the SOD participants received LSD. One dId not drink; the other had a heart c'ondition. 37 About twenty minutes after they finished their Cointreau, Gottlieb informed the other participantsthat they had received LSD. Dr. Gottlieb stated that "up to the time of the experiment," he observed nothin"g tmusual in Olson~s behavior. 3T Once the experiment was underway, tiottlieb recalled that "the drug had a definite effect on the group to the point that they were boisterous and laughing and the.}: could not continue the meeting or engage in sensible conversation. ' The meeting continued until about 1.: 00 a.m., when the participants retired for the evening. Gottlieb recalled that Olson, among others, complained of "wakefulness" during the night. 3s According to Gottlieb on ,l1'ridav mornine- "aside from some evidence of fatigue,.! observed nothing unusual in [Olson's] actions, conversation, or general behavior." 39 Ruwet recalls that Olson "appeared to be agitated" at breakfast, but that he "did not consider this to be abnormal under the circumstances." 40 c. The Treatment.-The following :Monda,y, November 23~ Olson was waiting for Ruwet when he came in to work at 7 :30 a.m. For ~he next two days Olson~s friends and family attempted to reassure hurr and help him "snap out" of what appeared to be a serious depression. On Tuesday, Olson again came to Ruwet and, after an hour long co,n- '. & ".' . '., -". .. " .. Dr. Gottueb testified that "gi~en the Information we knew up to this time, and ,based on a lot of our OVl"Il self·administration, we thought it was a fairly benign substance In terms ot potential harm." This Is in confiict not only with ~r. aelms' statement but also with material which had been supplied to the Technical Ser\'lces Stair. In one long memorandum on current research with LSD which was supplled to TSD, HenrY Beecher described the dangers Invol~ed with such research in a prophetic manner. "The second reason to doubt Professor Rothland came when I raised the ,question as to any accidents which had arisen from the use of LSD-25. He said in a very positive way, 'none.' As it turned out this answer could be called overly pOSitive, for later on In the e~ening 1" was discussing the matter with Dr. W. A. Stohl" Jr., a psychiatrist hi Bleulera's Cllnlc In Zurich where I had gone at Rothland's insistence. Stohl, when asked the same question, replied, 'yes,' and added spontaneously" 'there is a case Professor Rothland knows about. In Geneva a woman physician who bad been subject to 'd,epresslon to BOme extent took LSD-25 'In an experiment and became severely arid suddenly depressed and committed suicide three weeks later. While the connection Is not definite, common knowledge of this could hardly have allowed the posltivestatement Rothland permitted himself. This easels a warning to us to avoid engaglng,subjecl:.$ ",-ho are depressed, orwhoba\'e been subject to depression;''' Dr. Gottlleb testified th'at he had no'recollection ot either the report or that particular section of it. (Sidney Gottlieb testimony, 10/19/75, p.78.) " '.' ":\Iemorandum of Sheffield Edwards for the record, 11/28/53, .p. ,2. n Lashbrook (statf summary), 7/19/75, p.3; , 17& Gotttleb Memorandum, 12/7/53. p. 2. III Edwards memorandum, 11/28/53, p.3. , • Gottlieb memorandum, 12/7/53, p.3. to Ruwet memorandum, p. S. • . ,", ,j " :J- 1 j : ~ l .~ j ,.J" ~ :, : " ..1 77 397 versation, it was decided th3.t, medical assistance for Dr. Olson was de.si rable. <11 Ruwet then called Lashbrook and infonned him that "Dr. Olson was in serious trouble and needed immediate professional attention."<l2 Lashbrook agreed to make appropriate arrangements and told Ruwet to bring Olson to Washington, D.C. Ruwet and Olson proceeded to Washington to meet with Lashbrook, and the three left for New York at about 2: 30 p.m. to meet with Dr. Harold Abramson. At that time Dr. Abramson was an allergist and ill'l111unologist practicing medicine in New York City. He held no degree in pS>'cniatry, but wa.c::. associated with research projects supported indIrectly by the CIA. Gottlieb and Dr. Lashbrook both followed his work closely in the early 19505. 43 Since Olson needed medical help, they turned to Dr. Ab~amson as the doctor closest to 1Vashingtol1 who was experienced with LSD and cleared by the CIA. Ruwet. Lashbrook, and Olson remained in New York for two days of consultations with Abramson. On Thursday, November 26, 1953, the three flew ba~k to 'Vashin~ton so that Olson could spend Thanksgiving with his family. En route from the airport Obon told Ruwet that he was e.fcaid to face his family. After a lengthy discussion. it was decided that Oison and Lashbrook would return to New York, Rl1d t.hat Ruwet would go to Frederick to explain these events to )I~. Olson.<I<I Lashbrook and Olson flew back to New York. the ::lame dny,ag-ain for consultations with Abramson. They spent Thursday night m a Long Island hotel and the next morning returned to the city with Abramson. In further discussions with Abram~on, it was agreed that Olson should be placed under regular psychiatric care at an institution closer to his home. <I~ d. The Death;-Because they could not obtain air tra,nsportat.ion for a return trip on Friday night, Lashbrook and Olson made reservations for Saturday morning and checked inlo the Statler Hotel. Between the time they checked °in and 10 :00 p.m.; they watched television, visited the cocktail lounge, where each had two martinis, and dinner. According to Lashbrook, Olson "was cheerful and appeared to enjoy the entertainment." He "appeared no longer particulary depressed, and almost the Dr. Olson I knew prior to the experiment." <1& After dinner La~hbrook and Olson watched television for about an hour, and at 11 :00, Olson suggested that they go to bed, saying that "he ~elt more relaxed °and contented th3,n ·he had since [they] came to New York." 41 Olsdn then left a call ldth the hotel operator to wake them in the morning. At approximately 2 :30 a~m~ Satu,rday, Novemher 28, Lashbrook was awakened by a. loucl "crash of glass." In his report on theincident, he stated only that Olson "had crashed through the closed window blind and the cloSed °window and- he fell to his death from the window of our room on the 10th floor." <1& O 'I Ibid., pAy 0 0 Lashbrook memorandum, 12/7/53, p. 1. .. Statr summary of Dr, Harold Abramson interview, 7/29/75, p. 2. "Lashbrook memorandum, 12/7/53, p.3. 0 .. Abramson memorandum. 12/4/53. .. Lashbrook memorandum,012/7/53, p. 3. u n Ibid., p. 4. "Il?id. .: " 78 398 Immediately after finding that Olson had leapt to 'his death, Lashbrook telephoned Gottlieb at his home and informed him of the incident. 4D Gottlieb called Ruwet and informed him of Olson 1s death at approximately 2 :45 a.m. 50 Lashbrook then called the hotel desk and reported the incident to the operator there. 'Lashbrook called Abramson and infonned him of the occurrence. Abramson told Lashbrook he "wanted to be kept out of the thing completely," but later changed his mind and a~reed to assist Lashbrook. 51 Shortly thereafter, umformed police officers and s0IIl;e hotel. e~ ployees came to Lashbrook!s room. Lashbrook told the pollee he dIdn t know why Olson had corrunitted suicide, but he did luiO\v that Olson "suffered from ulcers." 52 e. The Aftermath.-Followinb Dr. Olson's death, the CIA made a substantial effort to ensure that his family received death benefits, but did not notify the Olsons of the circumstances surrounding his demise. The .Agency also made considerable efforts to prevent the death being connected with the CIA, and supplied complete cover for Lashbrook so that his association with the CIA would remain a secret. After Dr. Olson's death the CIA conducted an internal investigation of the incident. As part of his responsibilities in this in\-estigation, the General Couns~l wrote the Inspector General, stating: I'm not happy with what seems to be a very casual attitude on the part of TSS representatives to the way this experiment was conducted and the remarks that this is just one of the risks running with scientific experimentation. I do not eliminate the need for taking risks, but I do believe, especially when human health or life is at stake, that at least the prudent, reasonable measures which can be taken to minimize the risk must be taken and failure to do so was culpable negligence. The actions of the various individuals concerned d after effects of the experiment on Dr. Olson became manifest also revealed the· failure to observe normal and reasonable precautions. 53 . ;"'::.: As a result of the investi~tion DCI Allen Dulles sent a personal 1etter to the Chief of Technical Onerations of the Technical Services 'Staff who had approved the exp"eriment criticizing him for "poor .judgment ... in authorizing the use of this drug on such an unwittinl?: ,pbnsis and without p:oximn~e medical safeg~lards.~' ~-& .Dulles also sent '::fia letter to Dr. GottlIeb, Chlef of the ChemIcal DIVISIon of the Tech'. ·di'lcal Services Staff, cri.tici~ing him for recommending the "unwitting '". ~pplication of the drug" in that the proposal "did not give suffic.ient emphasis for medical collaboration and tor the proper consideration .':;:'of the righ.ts of the individual to whom it 'was being-administered." 55 • . ~ ~~. .. .;, ';.7 .. CIA Field Office Report, 12/3/53, p. 3. .' ' . ,.... 10 Ruwet )Iemorandum, p. 11. '- ... ' ·...:.,,11 CIA Field Office·Report, 12/3/53, p. 3. '.' >._~i.~~;:~~o~andum from t~e General Counsel to t.he• ·..;."'·.tor . Gener~i, 1/4/54. Memorandum from DCI to Chief, Te<'hnical tlons. '.DSS, 2/12/54. ," .;<. ~ " '~~: .> -J. :\[emorandum '}. . ~. .' . "l .- ..... .... '. - from DCI to Sidney Gottlieb,' -2/54. : . '. - . . ., 79 399 • ... • • The lett.ers were hand carried to the individuals to be read and returned. Although the letters were critical, a note from the Deputy Director of Central Intelligence to ~fr. Helms instructed him to in.form the individuals that: ·'These are not reprimands and no personnel file notation are being made." S8 Thus, although the Rockefeller Commission has characterized them as such, these notes 'Were explicitly not reprimands. Nor did participation in the events which led to Dr. Olson's death have any apparent effect on the advancement within the CIA of the individuals iln-olved. 3. The SurreptitiQu8 Administration of LSD to Unwitting NonVolunteer Human Subjects by the OIA After the Death of Dr. Olson The death of Dr. Olson could be viewed, as some argued at the time, as a tragic accident, one of the risks inherent in the testing of new substances. It might be argued. that LSD was thought to be beni~. After the death of Dr. Olson the dangers of the surreptitious admmistration of LSD were clear, yet the CIA continued or initiated Sl a project involving the sUl'l'eptitious administration of LSD to nonyolunteer human subjects. This program exposed numerous individuals in the United States to the risk of death or serious injury without their informed consent, without medical supervision, and without necessary follow-up to determine any long-term effects. . . Prior to the Olson experiment, the Direc~Gr of Central IntelligenCd had approved MKULTRA, a research program designed to develop a "capability in the covert use of biological and chemical agent matenals." In the proposal describing ~lKULTRA :Mr. Helms, then ADDP, wrote the Directorthat: 'We intend to investigate the development of a chemical material which causes a reversible non-toxic aberrant mental state, the specific nature of which can be reasonably well predicted for each individual. This material ·could potentially aid in discrediting individuals, eliciting information, and lmplanting suggestions and other f?rms of mental control." On February 12, 1954, the Director of the Central Intelligence Agency wrote TSS officials .;riticizing them for "poor judgment" in adminIstering LSD on "an unwitting basis and without proximate medical saf~ards" to Dr. Olson and for the lack of "proper consideration of the rights of the indhridual to whom it was bemg administered." S9 On the same day, the Inspector General reviewed a report on Subproject NUlnber 3 of lllCULTRA, in which the same TSS officers. wh<? had just received letters from the Director 'were quoted as st.atmg that one of the purposes of Subproject N ~ber 3 was to Xote from DDCHo Richard Helms, 2/13/54. . The 1963 IGReport, which described the project involving the surreptitious administration. of LSD, placed the project beginning In 1955. Other CIA documents reveal that it was In existence I1S early as February 1954. ,The CrA ha~ told the Committee that the project began in 1953 and that the e~riment which led to Dr. Olson's death was part ot the project. . .,. , . .. ~Iemorandum from A'DDP items to DOl Dalles. 4/3/53, tab A, p.2. .. :Memorandum from DcI to Sidney Gottlieb, 2/12/54; and memorandum from . DCI to Chief ot·Operations, TSS, 2/12/54. Ie 11 "', .:.:... :. 80 400 .... :i. "observe the behavior of unwitting persons being questioned after having been given a drug." eo There is no evidence that Subproject Number 3 was terminated even tl10ugh these officers were uneqUIvocally aware of the dangers of the surreptitious administration of LSD and the necessity of obtaining informed consent and providing medical safeguards. Subproject Number 3, in fact, used methods which showed even less concern than did the OLSON experiment for the safety and security of the participants. Yet the evidence indicates the project continued until 1963.61 In the project, the individual conducting the test might make initial contact with a prospecti ve subject selected at random in a bar. lIe wouid then invite the person to a "safehouse" where the test drug was administered to the subject through drink or in food. CIA personnel might debrief the indindual conducting the test, or observe the test by using a on:;-way mirror and tape recorder in an adjoining room. Prior consent wa~ obviously not obtained from any of the subjects. There was also, obviously, no medical prescl'eening. In addition, the t~ts were conducted by indh~duals who were not qualified scientific obsen--ers. There were no medical personnel on hand eit.her to administer the drugs or to 'Observe their effects, and no follow-up was conducted on the test subjects. As the Inspector General noted in 1963 : A significant limitation on the effectiveness of such testing is the infeasibility of performing scienti.fic observation of results. The [indnriduals oonducting the test] are not qualified scientific observers. Their subjects are seldom accessible beyond the first hours of th~ test. The testing may be useful in perfectin~ delivery techniques, and in identifying surface characterlstics of onset, reaction, attribution, and side-effect. 62 This was particularly trouble.c;;ome as in a number of instances~ ... the. test subject. has become ill for hours or days, including hospitalization in at least one case, and the agent could only follow up by guarded inquiry after tthe test subject's return to normal life. Possible sickness and attendant economic loss are inherent ~ontingent effects of the testing. 63 Paradoxically, greater care seems to have been taken for the safety of foreigIl nationals against whom LSD was used ahroad. In several cases medical examinations were performed prior to the use of LSD.a. " ~. :. ~ . .,, 1 J .. Memorandum to Inspector General from Chief, Inspection and Review, on Subproject #3 of MKULTRA, 2/10/54. II. IG Report on MKULTRA, 1963a Ibid., p. 12. . tIIIbi~. According to the IG's survey In 1963, physicians assocIated with MKULTRA could be made available In an emergency. H The Technice,l services Division which was responsible for the operational use of LSD abroad took the position that "no physical examination ot the subject Is required prior to administration of "[LSD] by TSS traJ~ed personnel. A physl- • 1 .I 81 401 ~foreover, • • • • the administration 8.Jbroad was marked by constant observation made possible because the material was heing used. Re0'8.inst prisoners of foreign intelligence or security organizations. Finally, during certain of the LSD interrogations abroad, local physicians wero on call, though these physicianshad h"ad no experience with LSD and would not 00 told that hallucinogens h;d ooen administered. 6s . The CIA's project involving the surrept1:tOUS administration of LSD to unwitting human subjects in the United States was finally halted in 1963, as a result of its discovery during the course of an Inspootor General suryey of the Technical Sen":ices Division. 'Vhen the Inspector General learned of the project, he spoke to the Deputy Director for Plans, who agreed that the Director should be briefed. The DDP made it clear that the DCI and his Deputy were generally familiar w.it.h MKULTR.\. He indicated, however, that he. was not sure it was necessary to brief the DDCI at that point. On l\fllY 24,1963, the DDP advised the Inspector General that he had briefed the Director on the ~IKULTRA program and in particular had coV'~reJ the question of the surreptitious administration of LSD to unwitting humull subjects. According to the Inspector General, the DDP said that Hthe Diredor indiC'.ated no disagreement and therefore the 'testing' will continue." lIIJ One copy of an UEyes Only" draft report on MKULTRA was prepared by the Inspector General who recommended the termination of the ~un'eptit'ious administration project. The p':vject was suspended follOWIng the Ins~ctor ilinernPs report. On December 17, 1963, Deput)' Director for Plans Helms wrote a memo to the nDct who with the Inspector General and the Executive Director-Comptroller had opposed the covert testing. He noted two Bl;PCCts of the problem: (1) 1'101' over a decade the Clandestine Services hIlS had the mission of maintaining a capabiHty for influencing human behavior;" and (2) Utesting arrangements in furtherance of this mission l\hould be as operationally realistic and yet as controllable as possible." Helms argued t.hat the mdividuals must be Uunwitting" as this was Uthe only realistic method of maintainin~ the capability, considering the intended operational use of materIals to influence human behavior as the operational targets will certainly be unwitting. Should the subjects of the testing not 00 unwitting, the progrom would only 00 "pro forma." resulting in u. ufalse sense of accomplishment and readiness." If Helms oontinum: clan 1If'f'd not be present. Tbtte II no danger medically In the use ot this material _It beacHed by TSS tl'31ned ~nonneL" The OftIce or ~Iedlcal ServIces had taken the posltlon that LSD .".8 "medIcaUy dangerous. Both the Omce of Security and the omee of Medical Services arcued that LSD "sbonld not be administered 1t unless preced~ b)' • mecUcsl t'GmllUldon ••• and .hould be o.dmlnlstered only lJ,)· or In tbe PrHene'e of a pb,f5lcll.D who bad studied it. and Its efrect." U1emo-- randum from J'amflft Ancletoa, Chief. CounterlntelUgence Sto.tr to Chief ot Operatlonl, 12/12/51. pp. 1-2Q Ph,tddaM might be called with the bope that they would make a diagnosIs of mental breakdown wbleb would be useful in dlsttedlting tbe lndlv!duo.l who ,,·u thE' subjeoct of the CIA interest. • 11emorandum. tor the Ra.'Ord prepared bl the Inspector General. 5/15/63, p. 1. ., /bIL. P. 2. ··1 l ;1 3 -1 82 ~ 402 11 If one grants the validity of the mission of maintaining this unusual capability and the necessity for unwitting testing, there is only then the question of how best to do it. Obviously, the testing should be conducted in such a manner as to permit the opportunity to observe the results of the administration on the target. It also goes without saying that what(lver testing arrangement we adopt must afford maximum safeguards for the protection of the A~ency's role in this activIt yo, <.\5 well as minimizing the possIbility of physical or emotIOnal damage ,,0 the individual tested. 68 In another memo to the Director of Central Intelligence in June, 1964-, Helms again raised the issue of unwitting testing. At ~hat time General Carter, then acting DCI, approved several changes in the ~IKULTRA program proposed by Mr. Helms as a result of negotiations between the Inspector General and the DDP. In a handwritten note, however, Director Carter added that "unwit.ting testing will be subject to a separate decision." 69 No specific decision was made then or soon after. The testing had been halted and, according to \-Valter Elder, Executive Assistant to DCI ~IcCone, the DCI was not inclined to take the positive step of authorizing a resumption of the testing. At least through the summer, the DDP did not press the issue. On November 9, 1964, the DDP, raised the issue again in a memo to the DCI, calling the Director's attention to what he described as "several other indications during the past year of an appar~.nt Soviet aggressiveness in the field of covertly administered chemicals which are, to say the least, inexplicable and disturbing." TO . Helms noted that because of the suspension of covert testing, the Agency's "positive operational capability to use drugs is diminishing, owing to a lack of realistic testing. '\Vith increasing knovdedge of the state of the art, we are less capable of staying up with Soviet adyances in this field. This in turn results in a lmninl! capability on our part to restrain others in the intelligence community (such as the Department of Defense) from pursuing operations in this area." 11 . IIelms attributed the cessation of the unwitting testing to the high risk of embarrassment to the Agency as well as the "moral problem." He noted that no better covert situation had been devised than that which had been· used, and that ~'wehave no answer to the moral issue." 72 Helms asked for either resumption of the testing project or its definitive cancpllation. He argued tha.t the status quo of a research and developnlent program without a realistic testing program was causing the Al!encv to live "with the illusion of a capability which is becoming minimal aild furtherm.ore is expensive." 73 Once again no formal action ,vas taken in response to the Helms' request. 0 )femorandum from DDP Helms to DODOI Carter, 12/11/63. )Iemorandtim trom DDP Helms to DCI, 6/9/64, p. 3. ~ Ibid., 11/9/64, p. 1. . n Ibid., pp. 1-2. . M ~ 11 'fa Ibid., p. 2. Ibid. ~l ;j ~ "] ~I E '1 ~ ] .~ '" :~ j :; . £ ;: . j • 83 403 " • • From its beginning in the early 1950's nntil its termination in 1963, the program of surreptitious administration of LSD to unwitting non~ volunteer human subjects demonstrates a failure of the CIA's leadership to pay adequate attention to the rights of individuals and to provide effective guidance to CIA employees. Though it was known that the testing was dangerous: the lives of subjects were placed in jeopardy and their rights were ignored during the ten years of tl~sting which followed Dr. Olson's death. Although it was clear that the laws of the United States were being violated, the testing continued. 'Vhile the individuals involved in the Olson experiment were admonished by the Director, at the same time they \vere also told that they were not being reprimanded and that their "bad judgment" would not be made part of their personnel records. When the covert testing project WP.s terminated in 1963, none of the individuals involved were subject to ~ny dl!"'ciplinary action. 4.. 11fonitoring and Oontrol of the Testing and Use Chemical and Biological Agents by the 01A The Select Committee found numerous failures in the monitoring and control of the testing and use of chemical and 'biological agents within the CIA.H An analvsis of the failures can be divided into four sections: (a) the \taiver c~f nor'.nal regulation~ or requirements; (b) t.he problems in authorization procedures; (c) the failure of internal review mechanisms such as the Office of General Counsel, the Inspector General, s,md the Audit Staff ~ and (d) the effect of compartmentation and competition within the CIA. a. The Waive?' of Administrative Oontrols.-The internal centrols within any agency rest on': (1) clear and coherent regulations; (2) clear lin!:.., of authority j and (3) clear rewards for those who conduct themseli;es in accord with agency regulations and understandable llnd immediate sanctions aga.inst those who do not. In the case of the testing and use of chemical and biolol1'ical llgents, normal CIA administrative controls were waived. The destruction of the documents on the largest CIA program in this area constituted a prominent example of the waiver of normal Agency procedures by the Director. These documents were destroyed in early 1973 at the order of then DCI Richard -Helms. According to Helms, Dr. Sidney Gottlieb, then Director of TSD: ••. came to me and said that he was retiring- and that r was retiring and he thought it would be a good Idea if these files were destroyed. And I also believe part of the reason for our thinking this was advisable was there had been relationships with outsiders in government agencies and other organizations and that these would be sensitive in this kind of a thing but that since the program was over and finished and done with, we thought we would just get rid of the files as or u Section 2{9) ot S. Res. 21 instructs the Committee to examIne: the "extent to whlch Unlted States intelllgence agencies are governed by Executive Order3, rules, or regulaUons either pubUshtl or secret." 84 404 well, so that anybody who assisted us in the past would not be subject to follow-up or questions, embarrassment,: if you will 7S The destruction was based on a waiver of an internal CIA regulation, CSI 70-10, which regulated the "retirement of inactive records." As Thomas Karamessines, then De!>uty Director of Plans, wrote in regulation C8I-70-10: "Retirement is not a matter of convenience 'or of storage but of con:5cious judgment in the 'appli('.ation of the rules modified by knowledge of individual component needs. The heart of this judgment is to ensure that the complete sto~7 can be reconstructed in later years and by people who may be unfamilIar with the events." 16 The destruction of the :MKULTRA documents made it impossible for the Select Committee to determine the full ran~e and extent of the largest CIA research program involving chemlcal and biological agents. The destruction also prevented the CIA from locating and proVIding medical assistance to the individuals who were subjects in the program. Finally, it prevented the Committee from determining the full eAt-ent of the operations which made use of materials developed in the 11KULTRA program. 17 From the inception of )fl{ULTRA normal Agency procedures were waived. In 1953, .Mr. Helms, then Assistant Deputy Director for Plans, proposed the establishment of i\IKULTRA. 'Under the proposal six percent of the research and development budget of TSD would be expended "without the establishment of formal contractual relations" ~cause contracts would reveal government interest. Helms also voted that qualified individuals in the field "are most reluctant to enter. into signed agreements of any sort which connect them with this activity since such a connection would jeopardize their professional reputs.n Richard Helms testimony, 9/11/75, p. 5. . 'Many Agency documents recording confidential relationships with Individuals and organizations are retained without public disclosure. )Ioreo~er. in the case of ZllKULTRA the CIA. had spent millions of dollars de~eloping both materials and deli~ery systems which could be used by the Clandestine Sen-ices; the reconstruction of the research and development program would be difficult if not Impossible, without the documents, and at least one assistant to Dr. Gottlieb protested against the document' destruction on those grounds, 75 Clandestine Servires Institution (CSI) 70-10. When asked by the Select Committee about the regularity of the procedure by which he authorized Dr_ Gottlieb to destroy the MKULTRA records, .Helms responded: "Well, that's hard to say whether it would be part of the regular proeedl.!re or not, because the record destruction program is conducted according to a certain pattern. There's a regular record destruction pattern in the Agency monitored by certain people and done a certain way. So that anything outside of that, I suppose, would ha"e been unusual. In other words, there were documents being destroyed because somebody had raised this specific issue rather. than because they were encompassed in the ~egular records destruction program. So I think the nuswel' to your question is prpbably yes." (Helms testimony, 9/11/75, p. 6.) '1'7 Even prior to the destruction of docum~nts, the ~IKULTRA records w~re tar from complete. As the Inspector General noted in 1963 : "F!les are notably incomplete, poorly organized, and lacking in eT'aluaU"e statements that might give perspecth'e to management policies o,'er time. A substantial portion of the )IKULTRA record appears to rest in the memories of the prin,cipaI officers and is therefore almost certain to be lost with theIr departures." (IG Report onlIKULTRA., p. 23.) ,> . ... . .:. . '\?' • 85 405 ~ions".1S Other Agency procedures, i.e., the forwarding of documents In support of invoices and the provision for regular audit procedures, • • were also to be waived. On April 13, 1953, then DCI Allen Dulles approved 1fKULTRA, noting that security considerations precluded handling the proj.ect th.rou~h usual contractual agreements. Ten years later lUvestlgatlOns of ~IKULTRA by both the Inspector General and the Audit Staff noted substantial deficiencies which resulted from the waivers. Because TSD had not reserved the right to audit the books of contractQrs in l\IKULTRA, the CIA had been unable to verify the use of Agency grants by a contractor. Another firm had failed to establish controls and sn.feguards which would assure "proper accountability" in use of government funds with the result that "funds ha\·e been used for pnrposes not contemplated by ~rants or a;lIowable under usual contract relationship." 19 The ent.ire ~IKULTRA o..rran~ement was condemned for ho..ving a.dministrative lines which were unclear, overly permissi . .-e co!~trols, and irresponsible supervision. The head of the Audit Branch noted that inspections and audits: led us to see )IKULTRA as frequently ha dng provided a device to escape normal administrative cOl:trols for research that is not espl'cially sensitive, as having allo',ed practices that produce gross administrative failures, as having permitted the establishment of special relationships with unreliable organizations on an unacceptable basis, and as having produced, on at least one oc~asiol1, a.cavalier treatment of a bona fide cont racting organization. 'Vhile admitting' that there may be a need for fpecial mechanisms for handling sensitive projects, the Chief of the Audit Branch wrote that 'fboth the terms of reference and the ground rules for handling such special projects should be spelled out in ad\rance so that dh-er':' sion from normal channels does not mean abandonment of Gontrols. Special procedures may be necessary to ensure the security oI highlS sensitive operations. To prevent the erosion of normal internal control mechanisms, such waivers should not be extended to less sensit.ive operations. ~foreon~r, only those re~ulntions which. would endanger security should be waived; to waive regulations generally would result in highlv sensitive and controversial projects havin~ looser rat-her than stricter ndmihistmtive controls. ~fKNAO)II, t.he Fort "Detl·ick CIA project for research and development of chemical and biological agents, provides another example where efforts to protect the security of agency activties overwhelmed administrath·e controls. .X'o written records of the transfer of agents such as anthrax or shell-" fish toxin were kept, "beeause of ·the sensitivity of the area and th~'· desire to keep any possible use of materials like this reoordless." 81 The Memorandum from ADDP Helms to DCI Dulles, 4/3/53, Tab. A, p. 2. Memorandum trom IG to Chief, TSD. 11/8/63, as quoted In memorandum from Chief. Audit Branch. • The memorandum RUggested that administrative exclusIons, ·because of tbe Importnnce ot such decIsions. should require the personal approvalot the Deputy Director of Central Intelllgence on an Indhidual case basis. Pre!ient CIA pollC1 is that onlytbeDCI.can a~thorlze certain exemptions trom regulationS'. n SIdney Gottlieb testimooy, 10/18/15, Hearings, Vol. I, p. 51. n '19 0]. 1 .. ~ 86 .. ~ 406 •. ~ .. .~ result was that the Agenc;y had no way of determining what materials were on hand, and could not be certain whether delIvery systems such as dart guns, or deadlv substances such as cobra venom had been . issued to the t i e l d . " b. Authorization.-The destruction of the documents regarding MKULTRA made it difficult to determine at what level specific projects in the program were authorized. This problem is not solely a result of the document destruction, however. Even at the height of ~!KULTRA the IG noted that, Rt least with respect to the surreptitious administration of LSD, the "present practice is to maintain no records of the planning and approval of test programs.~' 82 \Vhile it is clear that Allen Dulles authoriZed .\!Ku"LTRA, the record is unclear as to who authorized sl?ecific projects such as that involving the surreptitious administratlOn of LSD to ~nwitting nonvolunteer hwnan subjects. Even given the sensitive and controversial nature of the project, there is no evidence that when J olm ~IcCone replaced. Allen Dulles as the Director of the Central Intelligence Agency he was briefed on the details of this project and asked whether it should be continued. 53 Even during the 1963 discussions on the propriety of unwitting testing, the DDP questioned. whether it was "necessary to brief General Carter," the Deputy Director of Central Intelligence and the Director's "alter ago," because CIA officers felt it necessary to keep details of the project restricted to an absolute minimum number of people.a. In :May of 1963, DDP Helms told the Inspector General that the cO\'ert testing program was authorized because he had gone to the Director, briefed him on it and "the Director indicated no disagreement and therefore the t.esting will continue." 8~ Such authorization 13ven for noncontroversial matters is clearly less desirable than explicit authorization; in areas such as the surreptitious administration of drugs, it is particularly undesirable. Yet according to testimony IG Report on ~IKULTRA, 1963. p. 14. Acco!"ding to an assistant to Dr. GottlIeb. there l\'ere annual briefings ot the DCI and the DDP on MKULTRA by tbe Cbief of: TSD or bis deputy. However, a )Iay 15, 1963 :Uemorandum tor the Record trom tht> Inspector General noted that ~Ir. :\IcCone had not been briefed in detail about the yrogram. ~Ir. McCone's Executive Officer, Walter Elder, testified that It was "perte<~tly apparent to me" that neither :\1r. McCone nor General Carter, then the DDCr, was aware ot the sur· reptitious admInistration project '·or it they had ·been briefed they had not understood it." (Elder, 12/18/75, p. 13.) Mr. McCone testified that he "did not know" whether he talked to anyone about the project but that no one had told him about it in a way that "would ha\"e turned on all the Hghts." (John :\IcCone testimony, • t2 e • or. ~i3/76, p. 10.) . According to Elder's testimony, "no Deputy Director, to Dlj knOWledge, has e....er been briefed or ~'as it ever thought necessary to brief them to the extent to which you would brief the Director." Q 10 Memorandum tor the Record. ti/15/63. On the question of authorization ot the covert testing program, Elder testified as tollows: "But my reasonable judgment is that this was considered to be in the area of continuing approval, having once ~n appro,ed by the Director." The theory ot authorization carrying over from one administration to the next ~eems partlcularly inappropriate for less visible, highly sensitive operations which. unless brought to his attention by subordinates, would not come to the attention ot the Director. H .,;." .. ~ oj • J 87 407 " before the Committee, authorization through lnck of agreement ·is even more prevalent in sensitive situations.S6 The unauthorized retention of shellfish toxin by Dr. Nathan Go:rdon and his subordinates; in violation of a Presidential Directive, may have resulWd from the failure of the Director to issue written instructIons to Agency officials. The retention was not authorized by senior officials in the Agency. The Director, ~fr. Helms, hali instructed ~:Ir. Karamessines, the Dep"lty Director of Plans, and Dr. Gottlieb, the Chief of Teclmical Services Division, to relinquL~h control to the Army of any chemical or biological agents being retained for the CIA at Fort Detrick. Dr. Gottlieb passed this instruction on to Dr. Gordon. 'Vhile orders may be disregarded in any organization, one of the reasons that Dr. Gordon used to defend the retention was the fact that he had not receiyed written instructions forbidding it.87 . In some situations the existence of written instructions did not prevent unautho.rized actions. According to an irivestigation by the CIA's Inspector General TSD officers had been informed orally tluzt 1.111'. Helm.s was to be "advi~ed at all times" when LSD was to be used. In addition TSD had received a memo advising the staff that LSD ,vas not to be used without the pennission of the DDP, Frank 'Visner. The experiment invol ving Dr. Olson went ahead without notification of either 1\1r. l\Tisner or ~fi" .. Helms. The absence of clear and immediate punishment for that act must undercut the ·force of other internal instructions and regulations. One last, issue must be raised about authorizat.ion procedures within the Agency. Chemical agents were used abroad until 1959 for discreditmg or disabling operations, or for the pu:tpose of interrogations with the approval of the Chief of Operations of the DDP. Later the approval of the' Deputy Director for Plans was required for such operations. Although the medics.! staff sought to be/art of the approval process for these. operations, they were exclude because, as the Inspector General wrote in 1951 : Operational determinations are' the responsibility of, the DDjP and it is he who should advise the DCI in these respects just as it is he who is responsible for the results. It is completely unrealistic to consider assigning to the Chief, ::Medical Staff, (what, in effect, would be authority over dandes~ine operations.) 88 Ghren the expertise and training of physicians, participation of the 1\Iedical Staff might well have been useful. . . Questions about authorization a.lso exist in regard to those agencies whi~h. assisted. tl~e. CI~. For instance, th~ p,roject involving the surreptItIOuS admImstratlon of LSD to unwIttmg non-volunteer human subjects was conducted in coordination with the Bureau of Narcotics and Dangerous Drugs. There is .some.question as to the Commissioner of. NarcotICS' knowledge about the proJect. .. . . .. .". '" . ... ~Ir. Elder was asked whether the pl'OCess of brInging forward·a descrIption of actions by the Agency in getting approval through the absence ot disagreement was 11 common one. IJe responded, "It was not uncommon... ". The more sensitive the project the more likely 'it would lean toward being a common practict', based on the need to keep the wr'ltten record to a minimum." . 11 Nathan Gordan testimony; 9/16/15, HearIngs, Vol. 1. -1957 IG Reoort. 1 j "I '1 i 88 l ~~ j 408 In 1963, the Inspector General noted that the head of the BNDD had been briefed about the project, but the IG's report did not indicate the level of detail provIded to him. Dr. Gottlieb testified that "I remember meeting :Mr. Anslinger and had the general feeling that he was aware." 89 Another CIA officer did not recall any discussion of testing on un',"7itting subjects when he and Dr. Gottlieb met with Commissioner Anslinger. In a memorandum for the record in 1967 Dr. Gottlieb stated that Harry Giordano, who replaced ~Ir. Anslinger, told Dr. Gottlieb that when he became Commissioner he was "only generally briefed on the arrangements, gave it his general blessing, and said he didn't want to know the details." The same memorandum states, however;that there were several comments which indicated to Dr. Gottlieb that :Mr. Giordano was aware of the substance of the project. It is possible that the Commissioner provided a general authorlzation for the arrangement without understanding what it entailed or considering its' propriety. A reluctance to seek detailed information from the CIA, and the CIA's hesitancy to volunteer it, has been found in a nwnber of instances during the Select Committee's investigations..This problem is not confined to the executive branch but has also marked congres' sional relationships with the Agency. c. Inte1'1U1l Review.-The waiver of regulations and the absence of documentation make it difficult to determine now who authorized which activities. :More importantly, they made internal Agency review mechanisms much less eft'ective.90 Controversial and highly sensitive projects which should havebeen subject to the most rigorous inspection lacked effective internal review. Given the role of the ~neral Counsel and his reaction to the surreptitious administration of LSD to Dr. Olson, it would have seemed likely that he would be asked about the legality or propriety of any subsequent projects involving such administration. This was not done. He did not learn about this testing until the 1970's. Nor was the General Counsel's opinion sought 0]:1 other :MKULTRA projects, though these had been characterized by the Inspector General in the 1957 Report on TSD as "unethical and illicit." 91 There is no mention in the report of the 1957 Inspector General's survey of TSD of the project involving the surreptitIouS administration of LSD. That proJect was apparently not brought to the attention of the survey team. The Inspector who' discovered it during the IG's 1963 survey of TSD recalls coming upon evidence of it inadvertently, • Gottlieb, 10/18/75, p. 28. to ,The IG's !."eport on MKULTRA,in 1963 stated: "The'orJgInal charter documents sraecified that TSD maintain exacting control of MKULTRA actl'rities. In so doIng, howe\'er, TSD has pursued a phi· losophyof minimum documentation in keeping wIth the high sensitil"lty of some of the projects. Some files were found to present a reasonably complete record, including most sensitive matters, while others with parallel objectf.es contained little or no data at all. The lack of consistent records precluded use of routine inspection procedures and raised a variety of questions concerning manage· ment and fiscal controls. II . ' , •. n CIA, l:~ General's report on TSD, 1957, p. ~11. ~ iJ jj e:l i . 9 -~ .. j ;] .. :i, jJ ~ :!" :: , " ~, 1 ,\ n .." ~.j1j ., j ~ :C-~ 89 409 rather than its having been called to his attention as an especially sensitive project. 92 . ' Thus both the Geners.! Counsel and the Inspector General, the principal intelnal mechanisms for the control of possibly improper actions, ,,,ere excluded from regular reviews of the project. 'Vhen the project was discovered the Executive Director-Comptroller voiced strong opposition to it; it is possible that the project would have been terminated in 1957 if it had been called to his attention when he then served us Inspector General. The Audit Staff, which also serves an internal review function through the examination of Agency expenditures, a.}so encountered substantial difficulty with ~IKULTRA. "\Vhen ~IKULTRA was first proposed the Audit Staff was to be excluded from any function. This was soon changed. However, the waiver of normal "contractual procedures" in :\U{:T1LTRA increased the likelihood of '~irregular.ities~' as wen as the difficulty in detecting them. The head of the Audit Branch characterized the l\lKULTRA procedUl'cs as "'having allowed practices that produced gross administrative failures/, including a lack of controls within outside contractors which would "assure proper accountability in use of government funds." It also diminished the CIA~s capacity to verify the accountings provided by outside firms. d. Oompartmentation and Jurndictional Oonflict Within tke Agency.-As has been noted, the testing and use of chemical and biological agents ')"as treated as a highly sensitive activity within the CIA. This resulted in a hi~h degree of cC'mpartmelltation. At the same time substantial jurisdictIOnal conflict existed within the A~ency between the Tee-hnical Services Division, and the Office of lrledlCal Ser,,· ices and the Office of Security. . This compartmentation and jurisdictional conflict may well have led to du:phcation of effort within the CIA and to Agency policymakers bemg deprived of useful information. . During the early 1950's first the BLUEBIRD Committee and then the ARTICHOKE Committee were instituted to bring together representatives of the Agency components which had a legitimate inter~ est in the area of the alteration of human behavior. By 1957 both these committees had fallen into disuse. No information 'Tent to the Tech· nical Services Division (a component s~oSedly represented on the ARTICHOKE Committee) aDout ARTICHOKE operations being conducted ·by the Office of Security and the Office of Medical Services. The Technical Services Division whi~h was providing support to the Clandestine Services in the use of chemical and biological a~ents, but provided little or no information to either the Office of SecurIty or the Office of M:edical Services~" As one TSD officer involved in these programs testified: "Although we were acquainted, we certainly dian't share experiences.~'93 " "Even after the Inspector' came upon it the IG did not perform e. complete Investigation of it. It was discovered at the end of an e:!:tenslve sUl"V'ey of TSD . aDd the Inspector was in the process of being transferred to another post within " the Agency.". . . . . '." . . . ft TetitimoDr. of CIA officer, 11/21/75, p. 14. , .r- 90 410 9KHILLTOP, another group designed to coordinate researc,h in thIS area also had little success. The group met infrequently-onl) tv; ice a year-a~d little specific information was exchanged.S' Concern over security obviously played some role in the failure to share information,95 but this appears not to be the only reason. A TSD officer stated that the Office of ~ledical Services simply wasn't "particularly interested in what we were doing" and never sought such information. 96 On the other hand, a representative of the Office of :Medical Services consistently sought to have medical persoIUlel participate in the use of chemical and biological agents suggested that TSD did not inform the Office of l\Iedical Services in order to prevent their involvement. J urisdictionnl conflict was constant in this area. The Office of Security, which had been assigned responsibility for direction of ARTICHOKE, consistently sought to bring TSD operations involving psychochemicals under the ARTICHOKE umbrella. The Office of Medical Services sought to have OMS physicians advise and participate in the operational use of drugs. As the Inspector General described it in 1957, "the basic issue is concerned with the extent of authority that should be exercised by the Chief, Medical Staff, over the activities of TSD which encroach upon or enter into the medical field," and which are conducted by TSD "without seeking the prior approval of the Chief, :Medical Stu,ff, und often without info,rming him of their nature and extent." 97 As 'Was noted previously, because the projects and programs of TSD stemmed directly from operational needs controlled by the DDP, the IG recommended no further supervision of these activities by the :Medical Staff : It is completely unrealistic to consider assigning to the Chief, Medical Staff, what, in effect, would be authority over clandestine operations. Furth errMl'e, some of tlte activiti(!8 of Chemical Division are not only unorthodox bu,t unethical and-unnetimes illegal. 1'he DDP ia i-n a bette1' IJositio'n to evaluate the ju.'3tiji<:ati(m fol' 8Uah operatioils tlta.n the Olde!, llfedical Staff.os [Emphasis add,ed.] Bec.'\use the adyice· of. the Director of Security was needed for "evaluating the risks involved·' in the programs and because the knowledge that the CIA was "enga~ing in unethic.'l.l and illicit activities would have serious repercussIOns in political and diplomatic circlest the IG recommended that the Director of Security be full)' advised of TSD's actiyities in these areas. Even after t.he Inspector Genernl's Report of 1957, the compnrtmentation and jurisdictional conflict continued. They may have had a sub- : ~ , .,. :.1 ;,1 ,, , " ,1i ~ .~ 1J ~.,' .~ ~ i~ " '1 ·"-4 ~-J :1 J • , ~ ~ ~ LJ ] ~ ~' ., The one set·ot· minu.tes frolU n QKHIJ.LTOP mf>eting indit'atE'd that Indil'iclUllls In the Office ot :\Iedicnl Ser\1ces stressed the need for more contllct. B:I When nsked wby Intorwiltion 01.1 the surrel,tltlous ndmlnh;trntlon of LSI) wns not preselited to the ARTICHOKE committee, D~. Gottlieb re~pon<~f'd: "I hnllgflle th<.> onl)' .re3l:;on would M\'e been a COllct'rufor hroadening the awarelIess of Its exlstt!nce:' • CIA uffiN"r, 11/21/75. 1'. 1·1. ' 10: IG ~tlr\"('~' of 1.'~J). 1057, p. 217. I. c.e p' .-- . Ibid.' , ,;J ~ ~ ",:,,1 , .~ ~ ;,; ~....il 91 411 stantialnega.tive impact on policymaking in the Al5ency. As the Deputy Chief of the Counterintelligence Staff noted In 1958, due to the different positions taken by TSS, the Office of Security, and the Office of .Medical Services on the use of chemical or biological agents, it was possible that the individua.l who authorized the use of a chemical or biological agent could be presented with "incomplete facts upon which to make a decision relevant to its use." Even a committee set up by the DDP ill 1958 to attempt to rationalize Agenc)' policy did not have access to records of testin~ and use. This was due, in part, to excessive .compaltmentatiOll, and Jurisdictional conflict. " C. CovEnT TESTIXG o:s- Hu1\IAN SUBJECTS BY ~fILITARY INTELLIGENCE Gnoups: MATERIAL TESTING PROGRAM: EA 1729, PROJECT THIRD CHANGE, AND PROJECT DERBY HAT • ," ~ EA 1729 is the designator used in the Army drug testing program for IY~(>f~i(' acid diethylamide (LSD). Interest in LSD was originally aroused at the Army's Chemical 'Yarfnre Laborntories by open literature on the unusual effects of the compound. 99 The positive intelligence and counterintelligence potential envisioned for compounds like LSD, and suspected Soviet interest ill such materials,loo supported the d('n~lopment of an American military capability and resulted in experiments conducted jointly by the U.S. Army Intelligence Board and the Chemical '\Varfare Laboratories. These expe.{'iments, designed to evaluate potential intelligence uses of LSD. wcre known collectively as "M:aterial Testing Program EA 1729." Two projects of particular interest conducted as part of these experiments, "THIRD CHANCE" and "DERBY HAT", involved the administration of LSD to unwitting subjects in Europe and the Fai' East. In many respects, the Army's testing programs duplicated research which had alI'ead)1 been conducted by the CIA. They certainly involved th(' risks inhcrent in the early phases of dru:r testing. In the Army's tests, as with those of the CIA, individual rights wereelso subordi. natcd to national security considerations; informed consent and follownp examinations of subjects were neglected in efforts to maintain the secrccy of the tests~ Finally, the command and control problems which werC', apparC'nt. in the CIA's programs are paralleled bv n. lack of clear authorization and super,·ision in the Army's programs. "USAI~TC j:\taf'f ~tudy, "MaterIal TestfnJt Program, EA 1729," 10/15/59, p. 4. This l;nme U~ArXTC ~tudy cited "A 1952 (se"eral years prior to initial U.S. lnterE'j:\t in LSD-:-25) rE'portthat the SO"IE'ts purchased a large quantity of r..S0-25 from the" Sandoz Company in 1951, reputed to be sufficient for 50 mlIlion doses." (Ibid., p. ' 1 6 . ) " . Generally accepted Soviet-methods and counterintelligence concerns were also strong moth'aUng factors in the initiation of this research: "A Ilrlmnr;r justification for ftf'ld experlmE'ntntfori in intelUgE'nee with EA 1729 i~ thE> coulIt£>r-lntellig£>nce or c1ef£>nse lmpll<'atlon. We know that the enemy IlhiImmII1i~' condone!'! any kinc1 of co{'rclon or "iolE'nce for intelligence pUrIIO~E's. ThE>re lo:t proof that hIs Intellh~'E'ncf> ~(>rvlce JUts I1sed drn~ In the past. There is strong e"idence of keen interest in EA 1729 hy him. It for no other purpose than .to know what to exp(>ct from enemy intelliJ;'ence use or the materlnl llnd to. thl1~, be preImrE'<1 to cdimtE'r it. field .xperimelltntion.ls justifiE'd." (lbirl, p. 34) 100 9 ." ~ 92 412 1. Scope of Testing Between 1955 ancl1958 research was initiated by the Army Chemical Corps to evaluate the potential for LSD as a chemical warfare inca- ',' pamtating agent. In the course of this research, LSD was administered to more than 1.000 American \'olunteers ,...ho then participated in a series of tests designed to ascertain the effects of the drug on their ability to function as soldiers. ",Vith the exception of one set of tests at Fort Bragg, these and subsequent laboratory experiments to evaluate chemical warfare potential were conducted at the Army Chemical 'Varfare Laboratories, Edgewood, ~faryland. In 1958 a new se·nes of laboratory tests were initiated at Edgewood. These experiments were conducted as the initial phase of ~faterial Testing Program EA. 1729 to evaluate the intelligence potential of LSD, and included LSD tests on 95 volunteers. lOl As part of these tests, three structured experiments were conducted: 1. LSD was a.dministered surreptitiously at a simulated social reception to volunteer subjects who were una,vare of the purpose or nature of the tests in which they were participating; , . 2. LSD was administered to volu!ltenI'S who were subsequently polygraphed; and 3. LSD was administered to volunteers who were then confined to "isolation chambers". These structured experiments were designed to evaluate the validity of the traditional security trrdning n11 subjects had undergone in the face of unconventional, drug enhanced, interrogations. At the conclusion of the laboratory test phase of :Material Testing Program EA 1729 in 1960, the Army Assistant Chief of Staff ior Intelligence (ACSI) authorized operational field testing of LSD. l'he first field tests were conducted in Europe by an Army Special Purpose Team (8PT) during the period from ~fay to August of HJ6l. These tests were' known as Project THIRD CHANCE and iI1\'oln~d eJeyen separate interrogations of ten subj('cts, None of the s\tbje~ts were voh'llteers and none were aware that they n'ere to receIve LSD. All but one subject, n U.S. soldier implicated in the theft of clnssified documents, were alleged to be foreign intelligence sourc.es or agents. "''''hila interrogations of there individuals were only moderately sllccessful, at least one subject (the U.S. soldier) exhibited symptoms of severe parnnoia while under the influence of t.he drug. The second series of field tests, Project DERBY HAT, were conductrld b)' an Army SPT in the Far East during the period from Alll!llst to-NO"ember of H>G2. S(l"en subjects were interrogated under DERBY H~\T, all of whom were foreign nationals either S11Spect('dof dealing in narcotics or' implicated in foreign intelligence operntion~. The purpose of this second set of experiments was to coi, lect additional data 011 the utility of T.....';D in field interrogations, and to e,'nll1nte any differ(>nt effects tIl(' drug might hayc on "'Orientals.': -,---IQl .0.-, ,. InJ:lpector GE'nE'rnl of the Army neport. "rse of Volunteers in Chemical Agf'nt :VlO/7G. p. 138, n('~l'n rC'h," ,. , .1 j Cl ] . l! 93 413 f. Inadequate Ooordination A-m,eng Intelligence Agencle.'J On October 15, 1959, the U.S. Army Intelligence Center prepared lengthy staff study on :Material Testing Program EA.1729. The stared purpose of the staff study was: "to determine the desirability of EA 1729 on non-US subjects In selected actual operations under controlled conditions. 202 It was on the basis of this study that operational field tests were later conducted. After noting that the Chemical 'Varfare Laboratories began experiments with LSD on humans in 1955 and had administered the drug to over 1,000 volunteers, the "background" section of the study concluded: There has not been a single case of residual ill effect. Stndy of the prolific scientific lit{)rature on LSD-25 and personal communication between US Army Chemical Corps personnel and other researchers in this field have failed to disclose an authenticated instance of irreversible change being produced in normal humans by the drug. loa This conclusion was reached despite an awareness that there-vere inherent medical dangers in such experimentation. In the body of this snme study it is noted that: The view has been expressed that EA 1729 is a potentially dangerous drug, whose pharmuceutical actions are not fully understood and there has been ciled the possibility of the continual~~e of a chemically induced psychosis in chronic' form, particularly if a latent schizophrenic were a subject, with consequent claim or representation against the U.S. Government. 104 An attempt was made to minimize potential medical hazards by careful selection of subjects prior to field tests. Rejecting evidence that the dnlg might be haznrdous, the study continued: The claim of possible permanent damage cau~d by EA 1729 is an unproven hypothesis bnsed en the characteristic effect of the material.'Vhile the added stress of a real situntion may increase the probability of permanent adverse 'etrect, the resulting riJJk is deemed to be Blight by the medical research personnel of the Ohemical Warfare' La:Oora~orie.'!. To prevent even such 8. sli~ht risk, the proposed plan for field experimentation calls for overt, if possible, or contrived-. through-ruse, if necessary, physi<,al and mental examination of any reul situation subject prior to employment of the subject.105. . This c.onc1usion wns drawn six years after one d~th had occurred which could be attributed, at least in part., to -the effects of the verydnlg the Army was proposinito field test'! The. rSAINTC staff, howeve·i". \vas apparent.lv unaware of· the dre'umstances surroundir~- DI·. Olson's death. This lack of knowledge is indicative of t.he ' IS lT~AINTC Ibid., p. 4. ... Ibid •• p. 25. llri Ibid• UI ..... ,. . . '. 86-408 0 - " _ '7 flta'lf Rtud,r. "~rftt~rlal T~tinli1: Pr~~rnm EA 1729." 10/15/59, p..4. -. . 94 414 general tick of !nterngellcy communication on drug related r;.sear~h. A!=; the October 105n stu<ly not~d. "there has been no COOI'<illlntIon with other inteHigNlce figencit's l'p to the present." lOG On Dc-cclllber 7, 105n, the ArlllY Assistant Chief of Staff for lntelli· g-encl' (ACSI, apparently a General n"illems) WfiS briefc<l on the pl'Opose<l operntionalllsC'. of LSD by FSAINTC Project Officel' Jacob· SOil, in preparatioll for Pl'oj('ct. THIRD CHANCE. Genernl 'Yillellls (,xpl'esseel concem that. tIl(' project hnelnot been coordinated with the FBI and the CIA. He is qllotNl as sayillg "that if this project. is gointr to he worth all)ihillg it [LSD] should be used on higher types of non-l~.S. subjects'~ in othC'\' words "stl1lf<'l'S.!' He indicated thl!=; could be nccolllplishe<l if the CIA wcrE' bronght in. The summar)' of the bl'idillg' prepared by a )Injol' )Icho\"sky continues: "Of pal'ticular note is that .\CSI <lid 110t eEl'ect ,-'oorelination with CIA and the FBI but ollly 111eutiollc<1 it· for consideration by the plfinnel's.!~ 10. ..\. fter the bl"i('fi ng'. fOllr colonp.ls~ two I ieutC'nant colonc Is ane I :\Iaj 01' ~fC'ho\'sk\' \lIC't to discuss intel':1gencv coopC'ration with eTA and FBI. 1'h(' grOtll) consC'llSUS WfiS to PostI)One efforts to\Yfll·<1 coordination: Lt. Col. .Jacobson commented that before \YC' coordinate with ('1.\ WC' ShOlll<1 IHl\"(> ll1or~ fnctnal filldin~l"S from field experilllC'ntatioll with countcrintelligence' cases that will strenf,1'hen our position and proposal for cooperntion. This approach was agrced to by the ('onfer<;~s.lo~ I fad such coordination beell achi(>\,(>('l, th~ safety of thesc eXperilllE.'llts mig-ht ha\'o been viewcd differently and the tC'sts th('l\lseh'es might have been secn as unnecessary, .1. SUb01'dillation of Illdiridual Riqltts to .Yational Security Consid- eratio1ls .rust fiS many of tht>se eXIwriments lIlay hfi\Oe been llllllccessury, the of the operational tests (poly~rnph.assistcd intclTogations of drugged suspects) reflE.'cts n ba:;i(' disregard fOl' the fundallleutnl human rights of the subjects. The intC'rrogatioll of an .\.mcricfill soldier fiS part of the THIRD CH.\.XCE 19G1 tests is an eXlllllple of this disregard.. .' The. "trip report,!' for PI'oject THIRD CHAXCE, <luted Septemher fl, 1!lG!, l'(,cOlm~s th{,' circumstances SUlToIllHling and the results of the tests as foHo\,'s: . [The subject]wns n U.S. soldier who had confessed to theft of cIl1ssified documents. Com'entional methods hnd failed to ascertnin whether cspionnge intent was invol vea A significant llew nc1ll1ission by subject thnt he told n lellow soldier of tho theft while·he still hnd.the .documents in his possession was obtaiJ1ed durinO' the EA. 1729 interroWltion nloIl~ with otllei' '·llrintioJls.. of· Snbjl'cf'S' p~\'io~s nccount. The interrogut ion · results \\"ere .deemed by the local ope.rntiOlial authority 'satis· fudoljO e\'i~l~~lCC of Subject's cJnim of innoccnce. in regard to · espionngc iiltcmt. lo , Jllltlll"C , . -fWd.. po·6. . In 3.leho\'Rky Fnct Sh~t, 12/9/60. p. 1• Iell Ibid., p. 2. .• I_ . 8FT TrIo Renort.· Onerntlon THIRD CHANCE. Q/6/B1. D. 5. -1 $, ~. .~ .~ 95 415 '. ... i I The subject apparently reacted verv strongly to the drug, and the interrogatIOn, while productive, ,wnsdifficult. The trip report concluded: ' (1) This case demonstrated the ubility to interrogate a subject profitably throughout a highly sustained and almost incapacitating reaction to EA 1729. ' (2) The apparent value of bringing 0. subject into the EA 1729 situation in a highly stressed state was indicated. (3) The usefulness of employing as a duress factor the device of inviting the subject's attention to his EA 1729influenced state and threatening to extend this state indefinitely even to a permanent condition of insanity, or to bring it to an end at the discretion of the interrogators was shown to be effective. (4) The need for preplanned precautions against extreme paranoiac reaction to EA 1729 was indicated. (5) It was brought to attention by this case that where subject has undergone extended intensive interrogation prior to the EA 1729 episode and has persisted in a version repeatedly dm'ing conve:ational interrogation, adherence to the same version while under EA 1729 iJ1fiuenc~. howe\'(~r extreme the reaction, may not necessarily be evidence of truth but merely the ability to adhere to a well rehearsed story.u o This strong reaction to the drug and the accompanyin~ discomfort this individual suffered were exploited by the use of tradItional interroglltion techniques. 'Vhile there is no evidence that physical violence or torture were employed in connection with this interrogation, physical and psychological techniques ,vere used in the THIRD CHANCE experiments to exploit the subjects' altered mental state, and to maximIze the stress situation. Jacob~on described these methods in his trip report: ' Stl'essing' techniques employed included silent treatment before or after EA 1729 ndministL'ution, sustained conventional interrogation prior to EA 1729 interrogation, deprivation of food, drink, sleep or bodily evacuation, sustained, isolation prior to EA 1729 administration, llOt-cold switches in approach, duress "pitches", verbal degradation and bodily discomfort, or dramatized threats to subject's life or Ulental " ' health. l l l Another gross violution of an individual's fundamental rights occurred iIi September 1962 as part of the Anny's DERBY HAT tests in the Far East. A suspected Asian espionaO'e ng-ent was given 6 microg-rnms of LSD per kilogram of bodyweight. The administration of the drug was completed nt 1035 that morning: At 1120, sweating became evident, his pulse became thready. He was placed in n supine position. He began groaning with expiration and became semicomatose.112 Ibid., pp. 17-18. Ibid., p. 13. ns "DERBY HAT" Medical and Pharmacological Report: Case #1, 9/20/62, p. D 1 0 - 2 . · . 110 11\ 96 416 For the next 28 minutes, the sl:bject remained s~mi~omatose. At 1148, responses to painful stimuli w~re slightly improved.At 1155, he was helped to n sitting position.' " " . At 1200, he became shocky again and was returned to snpIne position. ' At 1212, he was more alert and able to sit up 'with help: 'At 1220, Subject was assisted to the i~teITogationtable. A~ 1230, he be~n moaning he 'Wanted to die and \~sually Ignored questIOns. Rarely he stated "he didn't know." }It 1250, hIS phasic alertness persisted. He frequently refocllse.d his eyes with eyelid assistance. He freqnently threw , his head back with eves closed. At 1330, he was sli~hti'y more alert. He was forced-walked for !) minutes..He physically would cooperate until he bCCallll'! " sho~ky agam (swf.>ating, thready pulse, pale).l1~ Fo~' the llrxt three hours the subject remained in about the same condition. Continued attempts at .interrogation yielded no relevant ans,Yers. Six honrs after. receivin,u- the drug, the subject began giving rclenLnt answers to questions. Eight and one-half hours after the initial dosage, the subject was polYgrnphed. The interrogation continued for seventeen arid one-half hours after the drug was admin istered. There ,ms some psychological and medical screening of' the indiyidllnls t<,ste<1 within the United States~ in Enrope, nnd in Asia. The proposal for the field experimentation in fact called for such ~xaminations. 'fhe fact of prescreellin~ did not eliminate the risk of injury; the availability of ~edical staff :did~ 'ho\vever, limit. inju.ry and may wen !laY<'. prevented the death of one or.more of th,e subjects. As the mechcnI corps member of the team whIch surreptIt.iously administered the LSD noted, "one subject ... did collapse after the interrog-ation and 'tIl(> presence of the medical officer was not only of yalue to the subject but to the interrogation team who were thus assured that an unnecessary untoward r('sult would not ocelli'.:" lU In the October 15, 19n9:USAINTC staff' study, moral and legal ramifications of COYeIt administrntion of LSD in field conditions were considered. . It was always n tenet of' Army Jnt~1lig-ence that the basic Alller'ican principle of the dignitv and welfare of the fndh'idllal will not be violated..•. A. more mt>ticul0l.1S regard for the prohibition ag-ainst viol('nce or duress is taken in practice when the suspect is a US citizen or ally as against' an adunl or pot<.'ntial enemy, in peace as a~ainst war, and in l'e~pect. to the nuture of the crime•.•• In inte']li~ence, the stake~ ·h1\'oh·ecl .and the int€'rcsts of nntional secnrity may permit a more toll'mnt interpretation of mornl-:-ethical yalues; but not· legal limits, thronp;h, necessit.y...• Any claim 1\.1 ns " ' .. ' lb;fl., p. D1G-3. . - RPT Trill RE'port, Orwratlon THIRn CHANCE. 7/2!'i/61. p.l. '"1 -, .~ r -:'I j .t 97 417 ... "- .. '9 :.. • " against the US' Go'"ernmentfor alleged injury due to ~A 1729 must be legally 5hown to ha,-e been due to the materIal. Proper security and appropriate operational techniques can protect the fact of employment of EA 1729pe On the basis of this evaluation, the stl!dy concluded that in view of "the stakes involved and the interests of national security," the propo~~d plnn for.fi~ld testin~~houl~ be approved. '.. '. .. lhe surreptItious admmlstrntlon of drugs to unwIttmg subJects by the Army rnises serious coiistitutional and legal issues. The consideration ~iv('n these issues by the: Army was wholly insufficient. The charncter of the Army's volunteer testing program and the possibility that drugs \\ere simplv substituted for other forms ofviolence or duress in field iJiterrogatioils raises serious doubts as to whether national security imperatives were properly interpreted. The "consent" forms which each American volunteer signed prior to the adHiinistr.ation of LSD are a cnse in point. These. forms contained no mention of the medical and psychological risks inherent in such testing, nor do they mention the nature of the psychotrophic drug to be administered:., The general nature of the experiments in which I have volun.teered. have been explained to me from the standpoint of pi,:;sib]~ haz:lrds to 'my he~lth. It t., my understandi1lg that the cxperIm£·::I..': nre so deslgned, based '011 the results of nnililnls and l'redous human experimentation, that the anticiZJated re8ult!1 'l.cill jU8tify tI,e performar..cc of tIle experiment. I understand further that experiments will be so conducted ns to a'"oid all unneces5ai'Y ph)'sicnl and 'medical suffering and intury, and thfLt f 'l.~i[l be at liberty to 'request . that tIle experiments be te1"lninated at any time if in my opinion 1 ha,·e renched the physical or mental stnte where continuation of the experiments 'becomes undesirable. I 1'ecognize tllOt in the pursuit of certnin experiments tramntory discomfort may occur. I recognize. also, that under these circumstances, I mu.~t'rely upon tIlt] akill and 'l.visdom of tlU! plll/sician supen.'ising the experiment to institute whatever medical or surg'icril measures arc indi·cnted. [Emphasis added.] 1111 . The exclusion of an)' specific discussion of the nature of LSD in these forms raises serious doubts as to their "alidity. An "uuderstandi.ng ..• that the nnticipated results will justjfy the pcrfonnnnce of - the experiment" without full know]ed~e of the nnture of the cxrerimelit is an incomplete "understanding." Similarly, the nature 0 the experiment limited the ability of both the subject to request its request. its termination.and the experimenter to implement sueh n. request. Finally, the euphemistic chnraderizntion of "transitory discomfort" nlld t.he a~rcement to "rely 011 the skin and wisdom of the physician" combine to cOllcenl inherent risks in the experimentation and mny be "icwed ns disolving the experiml"nter of personal responsibility for dnmnJtin~ aftereffects. In summary, n "volunteE'r" program in ,'\"hich subjects are not fully informed of potential hnzards to their persons is ""'olunteer~' in name only. .• . e. uc USAI~"TC 8bI.tr study. 11. "Material Testing Program EA 1729," 10/15/59, p. 26. Sample volunteer consent form. , '-'lI . i: 'Ji J " 98 <: "11 418 ]': This problem was compounded by the security statements signed by each volunteer before he pa.rticipated in the testing. As pa.rt ·of this statement, pot~ntial subjects agreed that they. would: •.. not divulge make available any information related to U.S. Army Intelligence Center interest-or partidpation in the Department of the Army :Medical Research Volunteer Program to any individua.l, nation, organization, business, association, or other group or entity, not officially authorized to receive such information. .. . I understand that any action contrary to the provisi,ons of this statement will render me liable to pWlishment under the provisions of the. Uniform Code of ~lilitary Justice. H9 Under these provisions; a volunteer expcriendn~ aftereffects of the test mi~ht have 'boon unable to Seek immediate. medIcal nssistance. This disreg~~rd for the well-being of subjects drug tcst-il~g is inexcusable, Further, the absence' of any comprehensive long-term medical assistance for the subjects of these experiments is not only unscientific; it is also unpL·ofesslOnal. 4. Lack of Nornial A'Utlwrization and SupervWon It is apparent from documents supplied to the Committee that the _~rmy's test~ng l'rograms often operated under inf?rmal and noniOUtme aut~orizatl0n, Potentudly dangerous operatIOns such as t.hese testing pro~rams are the very projeets which ought to be subject to the closest mternal scrutiny at the highest levels of thl'l militll,ry command structure. There are numerous I~xnmples of inadequate review, pa.rtial consideration, and incompletE'; approval in the administration of these programs." ' W1len the first Army program to use LSD on American soldiers in "field stations',' was authorized in 1tlny 1955, the Army violnted its own proccdures in obtll.ining approvaL., Under Army Chief of Staff 1t{emoran'dum 385, such prcposals were to be pel'SonalJjT approved by the Secretary of the Ann)'. Although the p'lan was submitted to him on April 26, 1056, the Secretary issued no, written authoriznti.oll fol' t.he project, and there is no eVIdence that he either reyiewed or approved the plan. Less than a month later, the Anny Chief of Staff issued a memorandum nuthol'izing the tests. no S\lbsequent ~sting of'LSD under ~{uterinl Testing Program EA 1729 opera~edgener~lly under this aut.horization, 'Vhen the plans for Ulis testing ~;e'~ originally discussed in ,e~rly 1958 by officials. of the Army IntellIgence Center at F~J;t HolabIrd and representah\'es of t.he Chemical 'Vnrfare Center n,t Edgewood Arsenal, an informal proposal was form~llated" This pro~l ,,"'as submitted to the ~Iedical ~e~earch, Dire~torate a~ ']:dgewOOd,by ~h~ ~resid~nt of the Army Intelhge.nce Boai;d on June 3, 1958. There'ls no eVIdencc that the pJnn wns appro,vcd at nny Jevel h~gher tha~ the P.residcntof the Intelligence ~9:ar4 .01' th~ Commanding G~lleral of Edgewood. ~he t1J?pl'O~'al .a.t' Edgewodq ~ppears to have been Iss~ed })y tlle Conull~nder's 'Ad] 11tanto The AIedicnl Research Lnboratol'lcS dId not submIt thE' plnn to the Sur~n General for nppro\-al' (a standard pl'ocedure.) liecause '] or ..:. ..• u. S;1mple Yolunt~r Security Stntement. .. ' uo In!lpector General of the Army Rt»port; "lU~ ot Al!pnt Rp_nrt-h." 3/10178. n. 109. ' ;01 I' ,1:" 'J i di "1 . ~j ~~ :i'. ] } j: .<J .', s; J! " 1 .2 '1 ,j "] )1 ~ "~ ~ ~ . ~ LJ d ~ ~ u'n ] LJ N Vol\1ntet"~ ·In Ch(>mlc.o.l ' 'I ~ ;J ~ 99 419 . . the new program was ostensibly covered by the authorizations granted in ]!ay 1956.121 _ The two projects -in70lving the operational use of LSD (THIRD CHANCE and DERBY HAT) were apparently approved by the, Anny Assistant Chief of Staff for Intelligence (General'Villems) on December 7, 1960.1: 2 This verbal approval came in the course of a briefin~ on previo}ls drug program~ and on the pIan.ned .field experimentatIon. There IS no record of wntten approval bemg Issued by the ACSI to authorize these specific projects Wltil January 1961, and . there is no record of any specific kriowledge or approval by the Secretary 01 the Army. On February 4, -1W3, ~fa.jor General C. F. Leonard, Army ACSI, forwarded 0. copy of the THIRD CHANCE Trip Report to Army Chief of Staff, General Earl 'Vheeler. us 'Vheeler had apparently requested- a copy on February 2. The-report was routed through a General Hamlett. 'Yhile this report included background on the origins of the LSD tests, it appears that General 'Vheelerms.y only have read the conclusion and recommendations.1U The office memorandum n.ccompanyin~ the Trip Report bears 'Vheeler's initials. us - 5. Termination of Testin.g - .. II. On April 10, 1963, a -briefing was held in the ACSI's office on the results of Projects THIRD CHANCE and DERBY HAT. Both 8PT's concluded that more field testing was required before LSD could be -utilized as an integral aid to counterintelligence interrogations. During the presentation of the DERBY HAT results, General Leonard (Deputy ACSI) dir/~..d th~t no further fieldtest-ing be undertaken. ue After this meeting the ACSI sent & letter to the Commanding General of the Anny Combat Deve.lopments Command (CDC) requesting that he review THIRD CHANCE and DERBY HAT and "make a net evaluation concerning the adoption of EA 1729 for future use as an effective and profitable aid in counterintelligence interrogations." U1 On the same day the ACSI requested. that the CDC Commander revise regulution FM 30-17 to read in part : . . . in no instance will drugs be used as an aid to interrogations in counterintelligence OT security operations without prio~ pernassion of the Department of the Army. Requests to use drngs 9.S an investigative aid will be forwa,Tded through intelli~('nce channels to the OACSI, DA, for approval. ... !.{edica.l ~arch has established that infonnation obtained through t}le use of these drugs is unreliable and invalid. _.. It 'is Considered that DA [Army] approval must be a prerequisite for use of such drugs because of the moral, legal, meClical and political problems inherent in their use for intelligence purposes. u,--~..-..o:_ In , Ibid•• pp. 135, 187, 138. Mehovsk,. Fact Sheet. 12/9/60. lIemoranduDl froDl I.eonard to Wheeler. 2/4/63. • 26 SGS memorandum to Wheeler through Hamlett, 2/5/63. I:. U:I .' J. Ibid ,. llaJ:F. Barn~tt, memorandum tor the record: 8/12/63. 127. Ynmakl memorandum for the record, 7/16/63.. . • Ibid; , - • 100 420 TI~e sl.!-bsequent adO~tiOll of thisreguJ~tion marked the effective termmatlon of field testmg of LSD by the Army. . The official termination date of these testing programs is rather ~clea.r, but a later ACSI memojndicates that it may hav~ occurred IlL September of 1963. On the 19th of that month a meeting was held between, Dr. Van Sims (Edgewood Arsenal), :M:ajor Clovis (Chemical Research Laboratory) , ~nd· ACSI representatives (General Deholm and Colonel Schn:Udt). "As a result of this confei'ence a determination was made to suspend the program and any further activity pending a more profitable and suitable use.." 1211 . "1j ~ . :1 j D. COOl.au-noN AND CoMPETITION AMONG THE INTELLIGENCE COM:MUNITY AGEXCIES AND BETWEEN THESE AGENCIES AXD OTHER . IXDIYIDu.U.5 AXD INSTITUTIONS , " 1. Relationships Among Agericies lVithin the Intelligence Oommunity Relationships among intelligence community agencies in this area varied considerably over time, ranging from full cooperntiQJ'l to intense and wasteful competition. The early period was marked by a high degree of cooperation among the agencies of the intelligence community. Although the military dominated research involving chemical and biologicn.l agents, the information de,-eloped wa's shared\\"ith the FBI and the CIA. But the spirit of cooperation did not continue. The failure by the military to share irlfonnation appa.rently breached the. spirit, if not the letter, of conunands from above. . As noted llbove, the Army Assistant Chief of Staff fOl' Intelligence was briefed on the proposed operational testing of LSD under Project THIRD CHANCE, and expressed concern' that the project had not been coordinated with FBI and CIA. Despite this request, no coordination was achieved between the Arm)' and either of these agencies. Had such cooperation been forthcoming, this project may ha\"e been. .' . . e,·aluated in a different-light. The competition between the agencies ill this area reached bizarre Je,·els. A military officer told a CIA. representative in confidence abont the military~s field testing of LSD in Europe under Project THIRD CHANCE, and t·he CIA promptly attempted to learn surreptitiously the nature nnd extent of the program. At roughly the. sar.ne time Mr. . Helms argued to the nneI that the unwitting testing program should be continued, as it contributed ·to the CIA's capability in the area and thus allowcd the CIA "to restrain others in t~e intelligencc community (such as the Departmcnt of Defcnse) from piirsuil1g opcrations.~~ 130 The )[KNAOlII program was filso marked by a IaHure to share illformatioli. The Army Special Forces' (the pl·illcipal customer of the SpeCinrOpe~~ioris.Di\'is}onat F?rt Dietri~k) and ~he qIA rather than attemptmg tocoordmnte thelr efforts pI'9l"nulgated dIfferent requirem('nts which varied only slightly. ThIS apparently resulted in sollie dupli('atio~ of effort. In order to insurc the . security 'of CIA operations, the Agency would request materials froUl SOD for 0peratIonnl nse without fully or accurately describing the operatloI~al requirements. This resulted in limitations on SOD's ability to assist the CIA. . Ut ~ Undated ASCI memomnduD't. ;po 2. Memorandum trom the DDP to the . ncI. 11/9/64. I). 2. • ....] .'·-1 J 101 421 ~. Relati~hi'P8 . ..... .. .... Between the .Intelligence Commu:nity A5/enciea and Foreign Liai8onService8 _ The sllujec.ts of the CIA's operationlll testing of chemical and biological ng('nts abroad Vi"ere generally being held for interrogation by foreign intelligence or security organizations. Although information about the use of drugs was generally withheld from these organizations, cooperation 'With them necessarily jeopardized the security of CIA interest in these materials. Cooperation also placed the American Government in a position of complicity in actions which violated the. rights of the subjects, and which may have violated the laws of the country in which the experiments took place. Cooperation between the intelligence agencies and organizations in foreign countries was not limited to relationship~ with the intelligence or internal security organizations. Some ~IK{;LTR.A research was conducted abroad. 'Vh ile this is; in itself,· not a questionable practice, it is important that such research abroad not be undertaken to evade Al)lel'ican laVi"s. That this was a possibility is suggested by an ARTICHOKE memorandum in which it is noted that working with the scientists of a foreign country ;:might be very advantageous" since that government "permitted c(:rtain activities which were not p~r mitt-ed by the United States government {i.e., experiments on anthrax, etc.)." 131 3. The Rela.tion8hips Between the Intelligence Com-munuy Agenc-ieJ and Other Agendes of the U.s. Government CE'rtain U.S. government agencies actively assi!:>ted the efforts of intE'l1igcnce agencies in this area. One form of assistance was to provide "cover" for research contracts let by intelligence agencies, in order to'disguhe intelligence community interest in chemical and Liologicalagents. . . Other forms of assista.ncc raise more seriQus questions. Although the CI.\"s project involving the surreptitious administration of LSD was conducted by Bureau of Narcotics personnel, there was no open connection between the Bureau personnel and the Agency. The Bureau was serving as a "cut-out" in order to make it difficult to trace A.gency. part.icipation. The cut-out arrangement, howeYer, reduced the CIA's ability ·t~ control the program. The. Agency could not control the process by which subjects were selected and cultivated, and could not regulate follow-up after the testing. ~Ioreover, as the CIA's Ins}1eCtor General noted: "the handlin~ of test subjects in the last analysis rests with the [Bureau of N"arcohcs] agent worJdng alone. Suppression of , h'l1owledgc:'of critical results from·the top CIA management is an inherent risK in th~ operations..." 132 The arrangement also made it impossible 'f9r the Agency to be certain that the decision to end the surl"eptitious a'dministrat-ion of LSD would be honored by the Bureau personnel'~ The arrn"hgeme~t with the. Bureau of Narcoticswas described as "informal;" 133. The infonllality of the arrangement compounded the problem isngpavated by the fact that the 40 Committee has had virARTICHOKE ~emorandum. 6/13/li2. 10 Rf>port on llKULTRA. 1963, p. 14. .. -Ibid. This ml8 taken by one Agency official to mean that tbere would be hO writtf'n contrnchind no fo·rmnl.mecbo.nism for parm.en~. (Elder, 12/18/75, p. 31.) J"& I: 102 422 apparent unwillingness on the part of the Bureau's leadership to .ask for details, and the CIA's hesitation in volunteering informa;tlO.n. These problems raise serious questions of command and control wltlun the Bureau. 4. Relationships Between the Intelligence Oommunity A.qcncies and Other Institutions and Individuals, P.ublic and Pri1Jate The Inspector.· General's 1963 . ..sun'ey of ~~KULTRA noted that "the research and development" phase was conducted through standing arrangements with "specialists in universities, pharmaceutical houses, hospitals, state and federal institutions, and private. research organizations!' in a manner which concealed "from the instItution the interests of the CIA." Only a few "key individuals" in each institution w~re "made witting- of Agency sponsorship." The research and de\'elopment phase was succeeded by n phase involving "physicians! toxIcologists, nnd other specialists in mf.mtal, narcotics, and general hospitals and prisons, who are provided the products and findings of the basic research projects and proceed with intensi,'e testing on human subjects." 134 . According to the Inspp-ctor Gp-lleral, the ~IKULTRA testing programs were "conduded under accepted scientific procedures ... where health permits, test subjects are voluntary participants in the programs." 135 This was clearly not true in the project involving the Rurreptitious administra.tion of LSD: which was marked by a com· plete lack of screening, medical supervision, opportunity to observe. or medical or psychological follow-up. The intelligence agencies allowed iudi ,'idual researchers to design their project. Experiments sponsored by these researchers (which included one where narcotics addicts were sent to Lexingtq.n, Kentucky, who werE.'- rewarded with the drug of their addidion in return for participation in experiments with LSD) call into question the decision by the agencies not tb fix guidelines for the experiments. ThE.' ~nCULTRA resen reh an(l development progmm raises other questions, as well. It is not clear whether individuals in prisons, mental, narcotics alld general hospitals can. provide "informed cQnsent" to participation in experiments snch asthese. There is doubt as to whether institutions should be unwittin,tr of the ultimate sponsor of research being done in their facilities. The nnture of the arrangements also mnde it impossible for the individuals who were liot awa~ofthe, sponsor of the research.to exercise any choice. Il.bout their participation based on the sponsoring organization. . :.. Although greater precautions are :now being ta,ken in reSe~lrch conductedon behalf of the intelligenc-ccoJJnnunity ngencies, the dilemma of clnssification remains. These ngC'ncies obviously .wisht:'d toconct>al ~h('ir int;rest in certain forms of resenrch in order to avoid stimulating mterest m the same areas b)f hORtilcgovernments. Insom~ cases today contrnrtors or resenrchers wish to conceal tht>ir cOnIlection with theSE" agencies. Yet the fnct of classification pre,·ents open· discussion and debate upon which schol.nrlY \\"ork dt>pends. . ~ Ibid. p. 9. ,'Ia.Ibid. p. 10, ·'1 j 1J P' ~ ., ~' '~ .' :. B 1Ir-' 103 APPENDIX B DOCU~1ENTS REFERRING TO DISCOVERY OF ADDITIONAL ~1KULTRA ~fATERIAL 22 ,June 19;7 'r ~ :, • : "10;. '. ~:~.~~ :~~ ::.".. .., ~,.. • "., - . • ~."":'" '. t ~ .~. -. . •* . ," ... ".' ... ". ':' .:. " i':..:'~.I ~~:: ~. 0"' ' . ' ". ", • • . .: ~• ". ::.' :.•::. ~: '.:• • • ~ ~ • ':. '.':. ; • " :';IEHOR.~"DIDI FOR: 'Deputy Qirec'tor'of C~~tral, Intelligenc.e .:, ,.' .'~~'~'- .• ~~''':'~''':' _:.'". ='.. ' THROUGH .. M ,~ ...;::.:." •• ;'; .. , '.: .::'.:", . :". SUBJECT ':. .",-!~~ : ::.'.:;:.:.:.:..·I· .. ·~~· ~ '"0 '.".'~ ;J':.:..':': :". '~J' '.. ~ ..... ;;...:,...... : . " , .... ~. ".: . -:" :::".0 '. : ,,. ~.~- .. :::; .. .;. ,' . Deputy Director for Science and Jechnolo,f;:'· : ::::''":": ..•.: ••." :}.",: -Request for ~uidance ~n Handling Recently Loca~ed )iKULTRA ~Iaterial .. ' .. . ; " "-1. (U!AIUO) This oenorandu::l is to advise you that additional ~1li:ULTRA doculOlents have been discovered and to obtain your approval for folloK-on ac~ions required. Paragraph 7 contains a recoo~ended course of action. ) 2. (U!AIUO) As a result of John Harks FOIA Tequest (F-76-374). all of the ~·IKl!LTRA J:latcrial in OTS Poss.ssion Kas revieKed for possible release to hilOl. 'FolloKing tha~ revieK. the OIS caterial in the Retired Records Center Kas searched, It K2S during that latter search that the subproject files Kere "locatedaJ:long the. retired records of the OTS Budget and Fiscal Section, These files "ere-not discovered earlier as the eaTlie~ sea,rches "ere lioi ted to the 'exar;lination of the..-active and retired records of those branches considered most likely to have generated or ha\'e had access t.P f-IKULTRA' documents, Those branches included: Che,mistT)'._ . Biological;' Beha\'ioral Activities. and Contract's J.lanagement. Because Dr. Gottlieb retrieved and des~royed all ,the "IKULTR.~ docul:\ents he ,~as abl:e to locate. it is not surprising that the earlier search for }!I(ULTR.O\ documents. directed. at areas ,..here the}' \,ere most likel:r to be found, "'as unsuccessful. The purpose of establ~shing the :-IKliLTR.-\ mechanism Kas'ta limit knoKled~e of the sensitive ~ork . . being performed to those ~ithan absolute nc~d to knoK., , If those precepts had been followed. the recently found • B&F files should h~ve 'contained,onlv financial and adrninistr3tive docu::lents. (In rctr~spect. I realize that . - . 05ef!U'if'~~'l'5-d:t9 ~ , '191 . _., -'---, .. '2 9 J\,l~ " " 104 s:n:.EZ:T: ! J RcquC'st for Guid~nl;e on H:;n~l in; Located ~~ULTRA ~2tcrial '. R~c,,:::::: " 11 ij ~ ...... j ~!erio~s error ~~s n~dc in not ba~in~ B5f file~ i=~ cth~~ ~e~~in~l: innocuous files s~~rched e2~ti~r.} ~~~:. ~~=-?~~; the~individu~l sub~rciect foJd~rs conta!: ;=cje:= :propos31~ 2r.~ *,e~oranda :or:the record, which i:'~~:~~~; .PO!t of . ;desre~s. ~i~e oTli:l:ial o ,,,,,,:" •. o.e- ,res :-: the a' ~ ~e;:or2ildu!: =·lr.·D~lie.s •. 0; t:'e reaso~ablv cOh.~lete oic~u~e .t'und~c· t~rou"~ .. -.1:.: ;;.. T"· " : ." se:-:!:!I: u, . :."',:, l="" .. -.- ~~e~~es ;·o'l;~'" -:~ ':_--00;.- .;--~.:-._ ·~11\.\JtlRA. Sl~=~':' =::: is also a::'lor.~ :he.sc do=u:~ents- ~ c.:-;:.- :: .. :.~ Decoran~u~ ii attached. . . ~ .. ,~, " ....... ". ......: _.. ...~. ,.. .. '. :: .,S~o_~~~~~u~~_~~~~t~;$.t~.:ln~~,:~c:~~ ~~::~~~.:~~_ that. t ....... __ a .. ~ . . ,..... .:- 1 •• .... \,;s. n •.. _~ lc __ ,"~_ .. _- ........ -- - "11 . It 1 j - -- - \.. . o~ld ~~:::..::l:e the :·j:~vLT?-~ ~::!·.·::.i!'~ \",·e:-E' Ot:.':-fo ';':-:':~::~.!\.;' nor~ ~~::~=ove~si~2 tl1~n i~di:atet by th~ S~~~:~ S~:~:~ (Ch~rc~) :c=~i~r~e ae~~or:. I~ a~~·:,hi~~~ t~~ r~~~~i~ i~ trt.:·~ t i. c., r.".C·S: th~'" ~:-::~·ly 1~·~ ~t.::'?:-cj:-=':= .a':'":- :':::-.:-:~..:;. Tht.;s J ~::'"' o"':~~·\""i~~",· :-'i:::"'~T~~ i~ c~5!';::i~1!~· u:::·:.. ~:-.;:-=. 1 or 0: ~i~~ t~~ 0: c~:e~:ions. the -~i~si~; i~t~!l: . rill~ iinJ in ~:~~ :! 'i -:h~ (.'·f"'n--io,c: i:- ;:... .. :l ••~ .. ••~:.;. :..·::.1· 't. . ,:.,:.~"\~'!.':;'; .. {~ ..-.~ .. ~: ..._ ... \1 .. : ...... S" ...· •• _ ... .. ".. TC-·"'--.:s.= ·. . -:, ..·'i n - . . . . " .... ·ol'\·-t C,.-t c 't:.:,;,,~ -~.=& :.:.~-.':.. :~;,::~~:..:".i:p:·· ·~~~t.' ·c···O);: _:: .. ~: :.~':;': \.:.;:.::-.::.::..,:. . ~ ..;... 2. k.... _ .... :. "'" ,. .. .... ,:.. t 1 ,-, ..1 \\ ... _ CO .... C' •.• ..:. .. <t..... .-. _,:. . . c:.•• _ _: : . c- - _.. 0:'. ca;:~c:- Tel'!'aich ;!: :1 r.:""io:· u~i\·ers::'-. It U =;-:.:.e·;C'~ .0:. ....._.,.. .. :l_1 ."'~._ .:; Ont:' pr~~ent .J Q~TU~·: ,:~",._~.;:~"-'. ""'l • • • • • _~,. _~ ~ 0:" CO,,~CTr:S .~.=&.::::~ ----:~.- ~ ~ 'that ::li; ~ 6;je~ti\"e :-.- .. t readin& .1 . _~ 1 o~ th::: p~oje'::::t- • .,,-"ou1£ ~ ::~:"".::::.~:.::-.:~ ..:.£ t?":.~- ~ez.:"'::~ fo:- ktockout ~~t.c:-ial~ ar:;: 3ne~thC?~ti.:s :,;~~ , cocpa:i~lc ~:~i~ities. Ho~cvcr. the re$~=rc~'?~:;=lzl ! sta-::cc t~:.~ "che:::i~~l :t~~nt$ ..... \..· ill be 5ubjectC':.:: ':li:1:=~:. s;:reeni?; .•. Q:-. 2.~\";:tnced CClnce:'" ;:'3 :.ie~~s··. ~: 5. ~C) --3:; . S-.:1;l~!"oic-::t ~ur.:1;l=" con:sb::: ::.::!.! :",::;il,r- of C"I"A'!" ::-::::-!hu:io~ of S375,(1(1(\ to 'the ~5'n-:"+' <e g;~;.~ ...... eo: rOC: j:Ji B~'luin" .FujO" The- .\"C'--" \....... • ""1'.- . .•: ..:.;.:-.C' •.~~ • • • • ~ : l"'" i: ~;""I-': ~:-: C' .. \\n~_ :.~-~ 1.... •• ~ \O.\~_ . . . . . . u .. re:-C'~.c •• l"r .. _r......• 1:O,.n' •• __ 4 > A.<....>S bni:lr CC''!'"'':''·--~·'·h'\· •. 9 __ . ' i ~ ~"S,..·.·-;-:-::-iC'~ ... .. «'"" , _ \" 110.: _ '.... ..., ~. -.-"". • _ _ .. _ .. • .. • ill:!.i".HI:itC·. in oro .... :· to l';l.:'ilit;ltC' -the- o:lcc-i::: 1'"c~~~":"::h.; ~\TO:;:-:!:: • it· \... ~$ dC'ci:J~.: to '('~:-:i,,;'!i t C' th-:- :-::: l..!rn~ P':'"O~T;:-:: .:... ~C'":-;:~. 'l'l~ in'" tc it ::~~1",].:!l :i. :::,,~C"!::L:1!~:-. '::::~~ 1~·;t:= al!'o bC'iH'-': u~cJ ~'~fui13 1""1:1c'" '!i.hc,' rC':r.~:I:;'::1 p:-:j~.;:!' •. I':CTC' lr ; I 'j 105 f\c-~ue~': fOT GuiduncC' on Handlins··Recentl)· L::-=:l t~::\ :·i!:ULT!~,\ ~1:J te r i:ll . SU;'"..1i';CT: . Th,· cent:-i:-:.::ic~ co~J.c be contro\'c:-~ial in ,th:lt it "as m:tdc thrc:.:;::: a :::cchanisr.:T.1:l1~:in~ it ajlpe3T to be a p-rinlte (lon:ni 0:1. F:-i':2~C don:Jtions qual i:icc!. for. and P;:'-T::g.<c::.0!b GG# W~ ':'!.'.:eh·e~. an ecu:ll :!.no~~Jt of Federal T.l3.L.chin& funds. ~ ~c::~~ fTO~ the 'Office'of GcneT:!l Counse1'~ate~ - 11 Febru3.:-y J;SJ attestin~ to the 1e:ality of this fundins . is in ~~e =i1~. ' . . . , . . . . : . ;....:.:. ' , . t•. ' • " I.'. . ~ ..... ; ,,~: ....,., .. .; .#.\'~~;'~"':~" .... "," . • ···6 ..·· -(:..: ';'=:':~j The Le~iS""1atiYc'Coun:sc1 he.:s been .. mace a"2:-:= c: :::e e:'dstc:lce of these additional ~IKULTR:\ docu:::en:s~;-.i~::' a:-e. still undeT re"ie', a;ld sa:li~i:atior.. The ~ARKS =a~~ is in 1iti~ation'an! we are c6mT.1itted to adyise ~:-~ ~~t~s of the existence of these files shortlYr and_~o c::;~=: ~::e r~1~as3ble ~st~rial his att?rneys by ~1 J~~? ~~e~:er XTO~ the In;or~3:1cn and Prlyacy. St~~f to ~:-. ~3~kF' a~torneys infor~in~ the~ of ~he . ex~s~en~~.~: :t~s~a:eria~ is in t~c coc:-cination process a~a ~s S~~f=~;~= to oe c311ed en ~J Jun~ •. ;0 ,. {:':':.:"I:;C J be take:l: ~ ~r. .' '::':le~sc O!,;1!'opTiatel~' s:l.:iiti=ec! mate • .inl to ~~r~.· ~tto~neY5 0$ TCG~ired by FaI:\ liti;~tion• .... ~. .'. !~~~rn ~he 5enat.·S~lcct Co~nittce of the ·e~is~~;l~~.C~ the recently locztcd records prior to in:c:-=!~; ~T. ~~rks' Jt: 3ttorn~rs. . 1.s re.:o::::::er:.1ec ~h3t. you appro\'e of beth of these:. actio::.;;. S# (~/.;!UC') I f adclitior.:tl detail$ on th~ contents of this 1:::te:-l:li 3rc d17sil'cd', the Ot5 o!ffcers ·rno.st f:l:r.ilia.:.,;itl~ it o:-c p~ep;lred to brief roc at roul' con\·enience. . .... : .... '. /~:=- ··',:6. /,~~~~.' .::-, ./..J-~..c::. ~ ... l~, . . ..... . D;l\'id S. Br3ndl\cin . Di r('ctor . • Office of TC'chnic:l.l Serdc~ 'r ... 106 The DirectorofCenldlnldllge~ • ~'\OC.2050S The Honorable Daniel K. Inouye. Chai~n Select Committee on Intelligence United States Senate Washington. D.C. 2051~ .' Dear Kr. Chainman: During the course of 1975 when the Senate Committee. cbair~d by Senator Church, was investi~a~ing intelligence activities. the . CIA was asked to produce documentation on a program of experimentation wi th tha effect of drugs. Under th is proj ect conducted from 1953 to 1964 and known as "HK~ULTRA.u tests were conducted on American citizens in some ~es without their knowledge. The CIA. after" searching for such documentation. reported that most of the documents on this matter have been destroyed. I find it my duty to report to you now that ".our continuing search for drilg related. ~s well as other documents, ~,s uncovered certain papers which bear on this ~tter. Let me hasten to add that I am persuaded that there was no previous attempt to conceal this· material in the original 1975· exploration.='- The mat~r.ial recently discovered was in the retired . . archives filed under f1ti~ncial accounts and only uncovered by using extraordinary and extensive search efforts. In this connection. inc1dentally, 1 have personally commended the employee whpse diligence produced this find. . Because the ne~ material now on hand is pri~arily of a financial nature, it does not present a complete p1ctul'e of the fi~ld of drug experimentation activity but it does prov1.de lIY..Jre detail than was previously available ·to us. For exalllJle,. the following ty~s of. activities were undertaken:. a. Possible additional cases of drugs being tested on Amer,can citizens. without their knowledge. b. Research was undertaken cn.surreptitious methods of administering drugs. c. Some of the persons chosen for experimenta.ticn were drug addicts or alcoholics. d. Research into the development at a knockout or "K" drug was performed in conjunction with being done to . develop pain killers for advanced canter patients, ~nd te$~S on such patients were ~arr,ed out• • J: . ..' . 107 z e. There is a possibility of an improper private institution. p~yment to a The drug related activities described in this new1~ located material began almost 25 years ago. I assure you they were discontinued over 10 years ago and ·do not take place today•. In keeping with the President's commitment to disclose any errors of the Intelligence Community which are uncovered, I would like to volunteer to testify before your Committee on the full details of this unfortunate series of events. I am in the process of reading the fairly voluminous material involved and do want to be certain that I have a complete picture when I talk with the Committee. I will be in touch.with you next week to discuss when hearings might be scheduled at the earliest opportunity. I regret having to bring this issue to your attention, but I know that it is essentia1 to your oiersight procedures that you be kept fUlly infonned in a tirrely manner•. Yours STANSFIELD TURNER .: ., -,,~ ~. 109 APPENDIX C DOCU~fENTS REFERRING TO SUBPROJECTS ~te ---.J6lZ.....J'IL.:/1"V...l12~Z147=-- 1. Msy 1953 Project M!OJI:IR.\,· S1.lbproJ e<: t 2 StlBJi:CT: ..... . DR.UT _ . . : -.' -..... .. . -. ~ a.. 1. 8Ul)l'roJe<:t 2 11 be1.cg set up to prov1de a lIe=o And eU1cieat 1:lS&UI to exploit ~~• 11:1 rega:'d to the Jm!L'I:!U. proe;nu:. . ., ." . . C . ~ ~ 2. US . 'S11 11 ~~i~~;syc¥~~·et.~6'e.;. am. a ta.eult)' ce=ber at the £ AS 1 1l1/r . ~aL tn.ll.k\~ Chief lieurapsychi:.trirt at__ ' _ ~Ch1ef a! tbe P.,-chatric See~1on at • ~~ . . . . . ard. OSS ~rienc" d~ World Var" II. JIe b&s bet:n or Talue 11:1 the general ~ field . . an overall ad'T1~OT am' . cOlIsultlU1t.· he·b&s been or value 11:1 coutactit18 1cd,1:rldualJl 11:1 the C---zd'I:SIH .a.rea ani ill settin8 up projects 1:here, s.M he bas done work !W:laelt 'Ihich baa contributed. tl) the HXm.'OA field • . n, ~eSlionaJ. eclhitiel a::d mown· cOI:.tlect1:ms \lith the " ..;..- 13 ( poll1tiOl1c bave c - Ai; ,LA 3. II .:.-: . . . . . ._.;: _ ~ M 13 Q t / .- __ . SubProject 2 voul.d. 1.."ellk1e: a. K1scell.a.:1eous resenreh e.od test1I:g se:-viees 1:1 t!le· ger.cral.tie14 or HKOI.'tllA. . . . b. SerTices as a eOlltact a.od. cut-out tor p:-oJeetll 11:1 t11e MKIlL'mA. tield, p:-i=rll;r those ·locClted. 1:1 th«tl :::::::. _~ ares.. . Hordtor..ng ot .:elected. projects 1:1 the HKUtTRA'iield. 1 ¥ area. e. Yl::eIl located 1%1 tho cent:ul:;S· e.. d • . SerTiees e.s a ge:lel-nl eonsultlU1t and e.dvisor 1:1 the MKOLTRA neld • • 4. Tb~ total cost or this p:-OJ~et is l10t to exceed $4,650.00" tor a period. at one :feU. : .. c ---- 5••'IJtII.aM.__ is basis • " eleued. tbrcu,;;h TOP ~ 011 a, eont.uet .. :] ., ;.. j gs-401 0 - 11 - e 110 .,-{ " ( .,10 • ..:, ~CCRAM ~ ••• &'PROVED AXDRECa~: . . .•...• '- At~~tlt:· . _ - - PropoIS&l. • -._.~ .... . i ~ ., .... .-. . . ..._2_.~ . < . . . .>: 111 ... ,. ... ~ ~ \. ~ , ~, 'J• PROr'OOAL•.: To .tudy the pos.ible synergistic actioo of drugs Objective: Vh1ch cay be apprept tate tor use ill abol1ahitlg cOt1Sciou.snesa. Then ia re&son to "t:elie"e that tvo or IIlOre drugs, Situation: • used in ccmb1naUon, are IlIOre d'!ectiv8 tbau' tiDgJ.e drugs, .. Tl:e =biued ettect of sace ~" .uch as ce=biat1OllS of . "bar~iturates, are,kneva. With other c~ications,_the ~eoree of syeergim 1.11 not ~0V'l1. U considerable synersi~... 15 ~oW)d to exist, tvo pouibUit1es must be cO:1S1dered: (1) t~t a p&rtic:ularly use:tal ccabicat10n -J" b«1 tound, acd. (2) ·thAt & pe.r1:icul&r eanb1.tlat1oa _7 be hazardous "bec&U.Se of its etteet .... oU%7sp1.nLtiot1 bA:.ard~, .".,. :: ~'. ~ .Clllle other vital tunc:tioa.. '. To minimize an1l::laJ.- expenments should prec:ede ht:%lZl1 experiments. ~ - -~ :i J Protlosal: Allocation dravn ~u e.s needed. B ... at ~V1thout & • or $1000 tor That ac1'ul e~r1:leuts, to be eXiler1:leI1... a be coaduc:ted spec:1t'ic graut, aud V1th " . .. .:~ 1ct'cmcallY appr~ste cover. 112 , .. .~ . Obj~~: . ,!,~.~~t!:dy Cl!thotis. '''1;t;hcu.t the bl.ovledge d Method: A S\lr'f'q tor t1:.e s.dm:!nistraUon t.l:.e ~tien~. ~ drut;s Pi-e~rst1{)n c;! 4\ mau\U!Ll. ,., of metho:d$ 'ilhic:i1 !:lave heell tU~ b'y ....j er1minalJl , for mrrepUtiClU.lll adtlin1stnAtion of drugs •.. A.r.Al7s11; oZ the P5Ye~od.j''l:lJ!!tii~:I\ ... . of situations of this mtTJ:1"e. ~J'("'"'" ~:?Eo~l: 'P...s.t $1000 be 81_1oc:t...t~ for thill parpose r fu...'"<illl to am "ee reqw:stea ue~e-d. { 1;: . •• j. .,~ ! , ., ,. .. ~. -J ". -.::. ._...:.-~. ::. . l ;J 113 .•:. C -- C~ • . . 1. ~j4tCt au be1::lc 1b.1t.1aW to ~.. a :.eecm"8 Q4 «t"t1cd eat -=a ~ cplc1t.iD1Q -.,. _ _ ~t.b..ftCU'l1 to tAe )CtIt:m A ~ • -- • " . - "a. • • " C c.. ~'~'~_tzoUt.1A tM_ .m4 ."hGaltJ-.-be of S. !lq bMIl ~ ft.1.De 1A the ItK!lC'IIl.L.MtmnU FO~ect, ~ u c &.I:trUar 'aM OOCftlt&At,- ~ 1JIdt~ 1ft ana, aDd ~ " 0l0rt. b1a ow ~ ~ hbproj~ 2i"~ 3. (a) in"'. t!wa' -G t~t H1.."......;~&D4~"~ U the ~ t1Alc1·ot J'E1IL1U. Scrtoee". C. oaata.ct cd ~ tor IX"OJe0t4 ~ tbo.-loc&W U c.. _ (0) W\ori1II c£ ~ proj~ 1A the ~ 1oc&t04 in to. ccntnJ. . (lI) c- (4) Scrr10tN u .. ~ 00CSlUt.a.at aD4 ~ 1A rcmm t1a14. * .c."- " ~act ~oal I4YUo%' aD! ~tclt to ~ ~bl1ab_ ; Co "r . ----_.-.. ..... ~ v1ll be ~M4 tor h1a 8C'T1oea m4 ap«IM8 11pCa noe1pt of Q izn'o1Olt at 1rz'qU1&r ~ WMD tnwl ~"a an ~ . ~ ~ at. ~ oaz:01ez', t.hq v1ll ~ d.ozlWtntec! ud n1.liIbca%lJI4 izl tbI ~ -=*'~ thI$ la, ~ v1t.b. ~ 00ftZ1lMat "'Cl!WMM. .~_ . . ._--.--_... _._._--... .. - , . ... "aN .: ... ::-. ~. I.. " .. 114 "1 :. OJ 1 ... 1 •. SUbprojec:~ 16 1. . . <:out:1nUat1on or'Subproject 3, which 1::lTOlved the eetabUahlIIent and z::a.1nte:lA11Ce or 'f&c1l1t1~. 'for ~. reaUat1.c tes'tag_~ cert31.n research and deTe1~nt01tema crt tnterest to CD/TSS aZll1 J:PJJ/TSS. '!be f&C1Ut1ea vere set up under SUbproject 3, &:ld- SUbproject 16 14 intended to provide for the cont1zNed aa1nteca.nc:e of' the t3C1l1t1e•• 2. ~ject 3 YU orlgjnal]:- 1ntende4 to proT14e :f"lmd.s far ~ the taclllt1ea far ODe ,-ear; but 110 tarn. out that the ~e or coatact ILlterat1OZl:', e~~t, e.t~ted 1%1 ~~ject benc:~ 3; 16 at th1.a :!. t1JlI£. am the 1n1t1Al ~e.. ~Ues YUe under- 1t7 to establish SUbproject # S'ft~~j~t 16 V1ll 'be eamUt:ted by _ !ZD'S ..... . . . . . Certa.1n support act1rtt1ea Y1ll be proT1ded b7 CD/TSS a.zxi An/1SS. . ~. '" 1'be est1=ated ~t 'far a peried crt ODe ;year.~ <1- .- ..~ I $7 "1~.OO. . .~ .' ~ .•. • ' - - ' A- "=Z=·:====__ D&te:;..' : il . o' -. '&-7.? . :-rOo:" '''_.Is:. •• _1. ~ . ... . All.,. ....J.~ ",,.,'Il<: 115 • ,J . -J .. J • 116 ~ 1"O!l 'I'::z M:CQ.'U> ~: t~ose P:-oJect UXUI... "'lU., Subpro~e(:t 23 aC~ 1..' 'rbe e.ctl-rit1u L~l at tMII pro.leet 1'5 Inten1.::iO eneCI!tpUs :111 .' - in b7 tee & F. . . :"\ 1:0. itD c::vn !Q.C';1Ut1u UDier t~ d.1ree~101l at CD/TS3L,Ltl J At the ~5ent .t1::e tbe V'3...-tcus !"%"'O~eets at tMII t'cc1Ut~· lao F em. •• are be~ eotldUl1d ~ it i. ~...ed. du1..-t1b1.e troc:l. the atD.:1:ipo1::t at secu:ti!;7 and ~t!1e1et:cy to npl3:'" tbese prOJe~ta '.r1~ a. s1J:Slt: project 1:000e ~etle:':l.l 1:1 1ta 11~. •• nO\/' llno-u...t:"ed (*. 2. ~ ,i-opoll~ ~rec. Dr. .. ~el1tes sttacbd. the 1.lrrutio-nttoes tbAt his ~ac!lllf;1es vtU 0110-1 hU1 to corry out on .the cater1:Us developed. 1:1 the t~ pr:l~eet3' :"'"'..!erred to Ul_.,e...-egrc.ph 1., lU ",jeU ns ee~:l!: other =ter1:l.ls at tn"::2!:'e:Jt to Cd./TS3.' Or. . ~o 3erves as 0. ~er:lJ. co:sul t:3.llf; to this ~o;-i3i.0Il" .. rov1:!.l!S cO'Ver ~ c~t...:lUt :~il1t1es to ths .o\c;en:;-. e:::te.nt at . ~e. (c, ~. . '!.'be to':.:11 eost tlC~ ~ed ~2, jOO.C<l. Dr.. ee at t~s ~j3c:t c:l.. .b.c.s tor a. :tetioi 'Jt one ;'eC': vill 't~ 4. been z:-=td :l. Sec:oot Cle:U-..:lce 'b:" the A....-e~cy e:ld. is :£''1.111:: I.::'P"o".Jle ~ ~l:ec"1~ tba se<:u:oit:.r cr tal!! Go":e~tlt '3 i:lte::'est in S'Uc!l :=.ttoers o.S this. .~ ~; :~ .J ~.O"';::D 01 rr.,,-:J);3: 10 O:l3!.I·::.;.r:IO= ... '0 ".': ..;j;i] .• jJ c 117 In • I!ltt~T8 1. - lot pruC1; ~ ~ 1M e=.<:u'DOd. od'!:b ~caJ. ~.....u vlUc.... ~ t:ba ~r ~ 1\m.;o:d.r.II\ of Ua4 c:.m.tnJ. ~ ~ , 'fl1Ioa 114 m- ig ~ to ~ & ftrietT of ~ ill. ~ ~cclop.C:IIJ. c.-JLu eM aDd. 1;0 ~.'dM.&i£. new chllIIl:J.t'Al I.(Cb 01" ~'md.i!Y tbaot &r1 1D. pnaea.i: "'" ~ WAIl U ~ ..,. dllll£Zlli. = =- Z - 'l:he ~ ~ qc~ ilrnl'ti;a~t4 ~we4 uill b4l ~ aw.la 't:Q ~rAl 't:bi.Ll:' e.=;ce aar:i ~ 'tCiX1d.tT. tbd.r' ~p.e&l ei.'t.etl'v.UJ, M r.:a.llad. lrT" ftrlsq ~ IlUlq ~.., '~,:!I. u 'b1ooc! FS-~ ~t:iClu, 'brancM.U dUll=.t1AlQ~, ~ ~!~~ O1:C. Cc:r:P p1Ire. aa:iJa&l tadllt:14s wl...1l "~ tflr =.u paz'POM aM. Pll:d:t.olc~ I't:Dr:iT v1ll b8:.ClI.rl"14i ~ .. dao &Utet:N ~ ~ ~ tlI:I1-.1s &"S MCrif1ce4. _ ..1 :s - ~ ellId~ 1Dwr~ c:hmcal aceU, _ Q.a ~~, ~ . 'II"...u 110 ea.rri.td CiIlIt ~te ~,. ~ GO. t:M 1IIfn"'J~. 'idU. k pa"fmaed, Ullch cbIr aiI!e ~i rtc. 1:0 ~.the d't~'l"lIII:ie'I!1Ad CJl ths Iir.7.p mtllI;' ~~Uc!B. . 4 - ~u ~rt:3 vUllwl W"..llml.t'tecl of 'tb8 1'.iIVi~ at ~l;y 1.tt~• ~ - hvpoMld baiptl ,~'!&S! !iyn1:brt!.a Cl. pw"te ~ $1,:::00.00 ~~u~ 5.500.00 ~1oa~' ::1.400.00 <"mlea] ~ f=,=:7D:J 1S2 5,500.00 ~~u-:i&ttI aa.1e,.,,1 u.&i8Cut 4,000.00 3,GOO.00 C ird col ':"<:!Ed d.m . .. 'llrt:!I.l u.1arl.ltlI " tin> ~ ~&1""!"tm.l kUmlJI l Il;fi..f.IIIJ. 17I1.in't~ (I ~CiJ, 6' ~UlrJ ~es , ~ eqgipsmt IlIIId.1e.lll~, tIt.C. X1... e-""'-.f Tnnl, f'&e1llt:f.u Total other ~l.6i 4,000.00 d,OOO.OO 2,000.00'" ,..L~ ... ~ ~~m"tt# $ 42,700.00 ---------_.. _--_. .. .. '.' ~ . .;" .' 118 '.1 JJ=:f-. 4 tlRAn' e . l€) . .' • Ou~ol>er l.~ . 1. INe ·~o ..,{ClDJl14erable 1Dereaae 1n the .cope at th8 V'01'k underb111111l, 2 at the ~t1ClZ1 at rrsslr::IJ \md.ezo Subproject 23, taken Project !mJt'nlA, ~ $42,700.00 I'\lII orlgf"'''7 obUpte4. tozo thi. YOrk 1. 1naut':1c1e.d to COTeZO tbe ,-.U'" cc.~. It 1e tberetore ~.1Ied to aM $15,000.00 to that a.l..""U4y obUgate4 1m!U' tl:t1. SUbproJect. ~. The tl,tal coat ~ We &1bproJect tar the paned 28 Jazm.arr 1954 to 28 J~ 1.955 riU thua uoant to $5'7,700.00. II 3. '!'he ~':n&" U1 aeope n~'ble tar tbi. ~ cona1st. ot tbA deTel~t Md. p-ut1al t ~ gt tvo MY .ouree. at 'b101ogieall)o acUTe e ~ at inUNS" in the prognm TSS/CD 1a_~ cut. .~. f J \_. . ••• .';" ., ' r·' .. p' , 1 d )' 119 '_.~' D ~ • • • • ' . . • • • • ~ . . . . II " 25 AllgU!t 1955 , ", ~0R.A.litUM FOR: .. SU~.m::'I' -::.:. .- : T:l:I:::REC CRD . .. ' Authorl.ut100. for Payment of Certain FJcpenses Uncler :':~'~ Pr:?ject ~ I SubproJect 23 . ," ,. 1.' In order try "., .; .. , '. cs.rr.r rothe York 'Of: the above Su"bI-rroject y '1. t ... vas nec:euary to test the ef'fee1;s of ::1':rt.a.1ii. eh~lll..tc:e.I:au'b8Um!.:es . 'lhen e.d:n1n1ate:t'l!ci to ~ bc:tni'1;s. Certain ,of. the s.ntie1pated et1"ectal involved rr.enta..l t\mctions vh1cl'1 predtuL.--d "the 'Use or .-a.ental ' dd'e c::ti VelS tr.:ir tM. ~ I'U'ti ,.::uJ,il,!" 115 tudy• . 2. Ir.1 v1ev' ~ tl:Ieae ci,~tanee$ the proj~et engineer: "'"'1th ver:a.l a.p-p:r.-'~ fraI;, h1s ~..h1d.'p authorize;! the contrt.ctor to pay "the bOBpi tal.t'l fl-XpeWUHt of certain, persons 8u.1'ferlng 1'::'om ineure.ble cancer for the l'rtviJ.ege of att.ld,ying the effect.a of these ehem1ull$ durl!ll.\ their te1"'llt1..u.al 1llne3se~. The tot.al 1'ur.Id.a e:.xpended. ill this fash10n amounted. to :$658.0,5 lind f'ull.va1".1$ YU reee1~. ;,:. _. , • • 0" ,~ _ :3. 'It is requested that t.be Chtef j ~ '1 -"4 ~te his ]mO\ofletlge and. apprc.-.-al of th!.s :pa.rl1cul8.r ~tld1tura tor ,,&ud1 t !'U%'Poses. . "1"" • TSsjChem.1cal Div:t81on IJ?l'ROYED: .. D1strtbut1on: 0l'1So - ;,'lSS/CD ~ "I5Mt'WW i·; I' ,i ! . i .it. .... '.'1.· -] 120 21 December 19;~ ," la:,lCRA1IDtm FeR: • Director of Central !.utlill1gence Project !.:-a.'L'tRA, SUbproject 35 1. "/hUe tlle Director's statuwr:: fl,uthor1ty to ~end funds for co~1dent1a1 purposes is not l~ted by laY, we believe that a gift of Goverr.::ent :f\.mds as such wuld exceed the intent of the Co::gress in grs.Ilt1ng ttat power. 1!O'...ever, wae:-e s girt is lIl:1de· for the ex!,re~s 'pu.t;tC:;e of ;produc:1r-.g s::lr:ethir..g of value to this M;,e:ncy ·...hieh ca."lI1ot ctbo-....ise be obtair.~.i end. tbel"e is a reasona.ble e-xpectation that the valt.e cay be rece1\'ed, the gift cay in effect 'be a~ ex:;> end i tl:.re for 'P1'0per off1c1~ ;;n.::'pos es • 2. In S~project 35, it is stated tha~,the,donation in q.uestioll would ach~eve cer~1n ends desired by TSS;- '!:"aeJ."'e seeiilS to be no question that those eLds Mvuld be ad'/Sn~eous, so the main questions appear to be wether they could cot be attained by core direc t, nor.::lal methods,: and" 1t' not, whether the return is necessary and reasonable in relntion·to the donation. 3. We ere in no position to re"fiew the require=ents ot TSS or to a.p!,:"O:\ise the 8.dva.ntazes that \..ould result from this project. We do Dot co:::nent, thereforeJon the value received i f :the project re&ult~ in the be~efits foreseen. We fee~ we should ~o~ent on factors affecting tbe probab1~it7 of achieving those enlis. In to lesal s~nse, there is little or no cO':1trol. ' Once the i'ur.ds ore dor~ied, the 1.ndividualJ his foundat10n J or the hospital cculd conceivab~y refuse to work for us or allow us the u::e of the f:lcil1ties. 4. Practically, the c~ntro~ see.':15 to be estab~1!hed e.s, ....ell a.s circ\:D~tances :per::lit. CertainlYJ as ~ong as ih~ indi\-1duaJ. is alive llr.d in bb pl'escnt position, we Mve every reaSon to eY.pect his cO::lplete cooperation 1:1 the' future as 1:l the past J unless tb..""Ougb sc;~C! act or fault. of our own he is a,l'ieno.ted. Even in the event ot his death or incapacity, there appears to be a re~sonQble .... • '. ly >.J . -y:.'-j ~ . . Copy 1# 1 of 1 copy ...?" 'J. ~, .. . ' . •....~ . j ...... J LA 121 f: ...... r.c. c~ .. c~n~1~.\'o:'~~ :.u.r::e:'c:n~ to:. ehe.i!.:1 U;o :,,:"C~ect. 11:1. a~eQ.~t.e e~~ b~ ~o 2e~ obj~e~1on ~: t.~e=e ;:ro\.:o.:c!li~1-=:'J er:~:nr re~'..:-~ £cr 't~e c:<;e~:11t~e, tl:~re to this G$F~ct o~ ~~~ p.cJQC~. ere It should. be r.oted t~t there t·..ro e1:'cu::sta.nce3 ':bich consideration in a fi~l det~inatico. As stated in Section V, ou: contribution, by ~ppear1ng to be troc a priv~te source, ~~uld·incre~se th~~tc~inz CoverT~en~ contribution by a si~il~ ~~o~t ~hicb VCtud not be the case if it were y~~~~ that this ~~s in fect a GO'le~~~Dt cor.~ribut1cn also. Secondly, it is th~ stated ~l1cy of the hosp:'tal cr~g~ the Cover.-.:ncn-:; e:.d co~erciel orc&~1zatic~5 SO ~er cent ove~heed on research contracts, vbere~s ncnprofit fO\L~~ntic~ P~J or~y ~1:'cct costs but no ov~r~ead • Dcc~use of t~e oste~s1blc so~ce, our projects 1r.Lll not be c~~ged o·..erhead. This could be construed ~s l:oreJ.ly Y.:"C~fu:!. to the hospi tu,· .as nor;:s.l.l:r we \lOuld ~ey the SO per cent oVeJ.'heed cbarg~ tor ~~oj~cts perfo~.ed ~1rectly !or ~S, but I ~r.11cve this can be offse<;, at le~st to tbe e:::o'u:lt o~ our do~tioc, end pe::.-~~s by the fu.."'"ther ~Ou:lt by wbic~ tt.e othe=· eo...-err..::er.t contributions are increased by our dcr-.s.tion. In o.."1y case, if th~ 5. r~~u1re to·' ... • 1z a ~rcp~ O~2 ~ ~~~ be ~e~fo~ei in t~is ~~~~~J sect.:.ri·:Y d1cta~e:; these circt=Ste.r.ces end the;,', therefore, Clo not ~~ese~t a le~al cbst~cle e.s s~ch. pro~cct 6 0 He ra~sed the qu"est1c:l' \-"hether f-~s 'for 'the bospital construction could ~ot be cb~.ined t=c~ otccr ~or--zl ~ha=1~ble sources. It 3P9~ared tt.at there was a'stroi~ poss~:ility th~t the 1nd1"/1d~ cocce~edcould raise adeq~tp. f~ds fr~ p~i~~te resources, but it vas the position of TSS that 1f this Yer~ t~e c~se ";'·e wtluld not obt3.1n the~o:I:!:1t:1ent ·from the indi vidl.:L'~ e.'1U the de..... 0< cont:<>l ,1>'ch thlO ,roy; h.e~"ii;.,ev~, ~~c.e ~ IAr~C::: ~~-{;I R. HOtiS'l'.:::t General COl1:lscl :::::1:: • ,- '\··::~.~':"~~ed to: c.:~:i:: ~".:'::~:" itj" ot: 18;'..75 - .i ."--...- •. .•: ..;:--: C:J ~ ~ • ;:~. :::: .._- DOl':'r.l:::"n~cd to: r;::~:~ ?y authority cr: lS7~i5 ,':tt:: .J::~!'j 1}i7 Copy f# 1 of 1 C;)py -.. 122 ~-H 8 April 15155 ...;:' ••.•r ':! ~'"'\n. - ".' ~~._lJ'TT'\_!~ ''''_ •.'. .. 0'0\. P~D ~u=:~t w, 1 C1ni,..1I> "'-.,. IP/T~~ _ . J .. for this ~cje~t. ~_ oj ~,~n re~ue:.t docz not arf~ct in a:lY Gen .• !ll C...uns __ , ~] . .. ~r::1£:r:ldod to: r;.;;ii~~l'.i. I! ~7 c~th~~1ty or: 187475 C:~t.,: .Tt~M 1~77 ~~ ~!PO~T; 1 ~ .'!'~' .CL D1 lS7475 . L· ;1 :j j § w "] Copy it 1 of 1 copy .J L I ) , ] "J J j 123 A p:>:-t1cn or th, Ro:~~ci:1 ~oll:r,.r~ I::.3.~icl:l e.!ld -I I • the c:!ci m,a'l;hoda: . 1. S'J.bsta:1ee~ lo1hich vill ~~i~~.!l99:J to ths pobt di3erediti!d in ~~e::t of \iiiJCOVerr or the , and,De7e1c.7-cnt TSS/Ci:.~c.sJ. Di-t.i=ic;n i~ d~oted. 0(,0' prc::ota 1llcGi~ th1nl:11lg rccip~Gnt \lould be ....harl3 tho ~ubllc. 2. Subllltances loibioh 1::cru:e the et!'ieicnC1' of' z::enta.tion acd perception. J 3. l-'-~t3rlal3 \:hiob .....i l l prcrwGtlt intcle9.t~ Gf'l'rJ;:t., of alcoi.lo1. . or COQtars.ct ~3 '- 4. l,~to!l'i::Us tect ot o.1co1101. \lhieh will prO::'Jta the intoxieatir..; a.~ . s. H9.torie.le w~ch vill. p:":):!uee the fJi~3 ~~ S7~t=zJ of' nco¢=acl lli~~G in a =evorsib1~ 'b-a.y eo that ~q r:::!.'¥ bEl w;,..-l 6. ::'0;;' me.l.iuger~, eta. . l·~ter..::UG "Mob \Iill :'C!lder t.he eaa!5:- or otharwi~~ ~ce its 1::auct1on ~ h~osiB ~e~ess. 7. £ub~e~ \;h!o.h Yill w..snea tho o.billt1' or il:M- .. rldU!U.s to \dth:::t.'lz:d p:-iv:?tion, tort':a and coercion C;;1J:'1;:l.'; interrco·lti~ ~ ~~J'sd l:b:-a.1n-\o-e.ahiDg~. 8. V.s.teriala llJ:.i phjr:.iw ::ethod:l llbich \lill 'proQ.u~e 8lm8sh tor ovanta procoi1::g ~ d'~ th~ u=o. _ 9. PlJy:iesl t:~tbods of precuc1r g cho~ e.:ld e~":Jion over c::tended peri0<i.3 ot t1::s &:lei earab1e ot GU.."TC?t1 tio~ u:::,s. • , _ as SUbSt.3nC3~ \-!h1ch prodtlce p~:J1eo.l. d1:sablw.ant 6'u.011 pe.raly~1S o~ the lOBs, -e.cute s.nem14J et.c. . 10.. -- -.: .:~~:,~;.:t:,f i Col: . .-- :.::~:-.1',·1 G~': .... - ~ .. I a. . . ~.";"':'/~ 1 124 --- -~ .. . . ll. S'.lb:)U:..ocoe G">1baeq,ueJ1t .le to-<:icvn.. S\\b5ts:'.ee~ 12. -----',----- - -:z~hioh 'Jill produoe lIFttt' e ll" euphor....a. .1.:t.h no \.'h1-:h uter por~nallt,. a "'"'3.1 ·:;~t the ~cl~m~ of tea racipiE::lt ~cn eJ::other pa],'~cn is cr~ccd•. struoture :1n wah ;.~1 to bacc::.e de;mlC!ent "j 13. L r..3t~r1~ \i~ch w-ll C:lU::le E~ntal ~o~.lSion of cuoh a. t]pv tbt tha i:::Urlc.t;!ll c::::d~ i"v" Wluc~c:s ...- ill !i.'"l.ii 1~ ditt1ccl.t to ms.inta.in Q, 1'.::.bdcatioIl. u:::ier q1:.~:;tio%Jing. 14. Sub3t&ncos 'othich vill. l=,...~ tho e.::lbitio an:i g~nsral ~v~~ e!fic1cn~J ur.dat~~ble aIW'Jnta. or :en "'~3n.ad~1n~~tared in "j.' ;:.-' , f . . 15. &.lb~C$:'J ...· h.ich pro=()ts ll~es:J or diDtortion OJ"e:::i;hi 0:' he:!.:'ing ic.cultie:l, Froi'e~h1.7 vit1lcut Fer:ar.~~t cl:ta:t3. ot th~ 16. A kno:kcut r-Ul 'Jhich c:m ~tit1~17 bo 8d~1n13tG:'~ in ~ink3, £ced, ol£arettcB, ~s en eerceol, etc~, uhich ,,-:.11 be s~o to WZ9, provide a r:x:1:::ul:1 t.=1G::i::., cr.::' ce ::t:.1~1~ !cr ~:~ bj ~=t t~'l-e~ C:1 e:1 ot Ad boo basj.s. 17. A ~t!.r1al uhich enn be crorroptiti~ly 3drn 1,,1a- t"red 117 t:.o neove routea c.nd vhich i%J vGrj ~ CO\:1ts \lill l::9..~e i t i:~x..:n:iblg for a =t1 to per!'o:'C e:.."7 p1;7oica.l 3.ctivit.-y \!Catover•. . ThG deve1orsn1o of a..ter1!.ls or this '"1on:s .follO"'.l! 1o~e et.?_"1dc.:od "'r~ctic3 of such ethicoJ. c....... !>' beu:c::I nD ~ _ )'" 4 ; 7 1; i~ 0. :'~l.a1o~..: o17 :rt'U't1%:o P;;cfiC.t:..'""O to d ~ . ~ to the );Xli.!lt or h~ t.e:::t1.~. C~·di.~, Cl3 ~ hcu:1~:; cope.nd u!l0~ tho :,:rrl.cos c~ privAto !'h:rcic1:l.ns ter ~., ti:al cJ.:.n~~..-l t~G1o~.. ~0l3 phy'c1oinns nrc v:U.l.iJ:s' to a::~o the ro~el".s1b1llt,. .of au·.:a t~'HltlJ in c:'dcr to t'.d-.u.ce tho sci~~e ot med1oi.!l!!l. It is dJ.:!'iC"ilt e::.d ~O:r.cti!:.9" 1l..-possible tor TSSjCD to of:£:::r euch r.n 11:61C:::::on1o ldth r.o~cct to Uti prcCW2h. I:1 ~et1~e, it hu been fO~s1b16 to US3' out.:oic.e olcal'er! contra.ct"rs tor the p:'aH ... ~ ~~::~::I 0'£ this \:o:ok. f:.:r..v vor. t~.:~t p:u-t w.,fCh ~volve3 hu--m ,toDt:l:ls at t'l'.t'zoU..e d03t9 levelD prasento e~co.tr1t,. prOblf;U vhich ~ot b" h.~c:U.$d bY' the ortUJ:&.-r ccntr&ctcr. . tiD,.,. j r.',-···.l.,. . ,] J ~O"':'I::::-:!,~t'J t,,:. .... o!': 'l:,7.r:s {~te: :~~: 1~77 . .-~. :.::'..l~.,r.1 t1' --------j:..: r: l~.•' D;. ~!I 1;\· 137.:7~ ...... J , . .. ' J." 125 • 11-401 0 - tt • i ] 126 ;'.'. ',;1 ··"··1·· ;.-. ---,,' ] 10 May 1955 SUBPROJECT 3S OF PROJECT ~ULTRA . . the". .. ' 1•. Subproject :!5 u approved by the DCI on IS January 1955 contemplated ;:. fi~nciu contribution of $lZS, 000 to ?ESa to partic:ipll.te in the construction of a new.re.. ea~ch wing to COlt $Z, 00 ,000 ~xclulive of furnilhingl &n4 eqwpment.· ";Agency fundI will be transmitted the . • • t~uOu:lh ul ixth M2 8'. • B 8 • $1.000.000 - Contributed b y . I 2 'S 250,000 - Donation from • 78 of which $IZS.000 to be supplied by CIA 1,250,000 - Matching fundi under Public Law 221 equ&1 to the amount of t:,e two above cont~ibution. . . " ..... ~: ' 500.000 • .. ~3: B I 2. At that time (IS JanUA~Y 19S51 I with CIA encolUagement indlcated a williogile .. to contrib~.te $SOO, 000 to the consuuction fund. The building fund wa. to have been ~:tiled as follows: I JJ IJ - JJ 000, 000 • 'TOTAL 3. Since it now appearl teat t.:,e expected contribution br • win n:>t be permission is requested to increase the Agency'l contribution by $250.000 which will ruult in a financial lituation as' follows:' I"rt~coming. bY.! 'S ! _.1 __ . - /38 $1.000. 000 ~ Contributed 500.900 • Donation from including $375,000 lupplied ';)y CIA 1.500,000 • Matchin:; {undl under Public La ....• 221 equal to the amount of the two above contributions $J, 000. 000 - 'TOTAL 4. T~e Agency's c:ontribution w0l11d ~us toW $375: 000. This in".restment, together with the eqUAl awn resulting {rom matchea tn.rIal. il fully justified i" the o?inion ot TSS for realonl which will be ex?h,il'.cd by Chid, 'TSS. a.nd Dr. Sic!.ney Cottlieb. Chief. TSS/Cilemic:~l Division. 'The Icope of lubproject 35 hal not changed since the Director ori;}inally .. approved a request by TSS for permiulon to spend $12.5,000 of aV:l.Uable <- ••lz8 " ,K,J ........ ~J ~ 1'1' .,' /v ',r" « ~ • .. / ~~-Y «,f~ .::: ._. .~Y-""""")~.4!:_ _ ? • .#. L. / - ' ~-e........-c.-:t_(;,.~ .,.~ ... ~/"" / '..... :..4".···..., t.,:-:" . / . /.. ) .·4 ~~.,-<- -."~.,.....,-.. 0..,. .• "'" .,." .... :tf: .... .......... ; .• ~.• I• • ~ •• . 1 ~·.-.·.·.· ~ XW j as in th e ne .... re.ear 2 vri ng"'bcu.t-out wdhich "QT"Cie'" Ipace eUlg ma e - reI t ln one-. .1 avaibble {or Agency-sponsGred r~lea.rch involving covert biologicu and chemical techniques of warfare. W1. I3 :."'" I 127 .. / H ~',r.• l~ !":' this ylU'pose throul:h the eoEltx'oh tlJ3.d p::ocechuell cllu,bU,;\ed t.~ :.~i.t:L.Til...... .o\t lh@ time I~l:>p::",iec~, 35 WAI u~ up wiiliil\ U:e Iicope of \.... ; .";s !u. n i,ro;;rOl.m, security eonsidera.tiolO.lB a.~d co...er :ll"rar.&eme~t• ... <"TC ",\rC::'~\ly .rc:.... i.~ ... ed, and the Office of Gener:&! CeuJ:i.jlel auillted in lCid .1.' h- nr,:n:ltiCl:ls. With tbe ~ception of !,W\ding &rrll.r.;:.emen~•• no chaniea in :':.~ ;,r0J;Z':Lm h'1.... e nince been made. ./11 II . .... F·.,,,d. to cover ;tfle previouitly il.?pro·.. e,d. IlUm. "'''\''in the TSS ~budget lor FY 55 a.nd !lave b en aet •• ide. Tbe "rSS t.."i :C't. bo.... e»·er. b.!=xa funde with which to co r the lupp1ement.&l .Uln of $l~O. oeo, m.nd it i, requested ~t the TSS'~ud6dbe increased by thia "mount. Su.pplementary fundi •. V1.ilable fOIr a:1~bp:ro~"ct 35 ca.n ddi.:c.itely be oblil:i3.ted by the ellc! of: FY 55. r.~;;n~rtl·l~c1 to,-.I . . :';' .:.::O:orHy of I lG7.~?5 l::I\e: J:::l(1 l!l71 • • .2.- J j 128 -------------- .. AMENDMENT TO SUB~On::CT .... . .- - ' 35. ~O.T£CT ""1 j MKULTRA For the Purpol·e aI EUablilhins .. Cover Orgl.rU&atlon Cor Highly Senlitive Projecu in the Field of Biologic&l, Chemical and Radiological W&rfare Y. Background of Subproject 35. ii.,.~n by the DCI tD Subproject 3S of Project MKULTRA. The documentl which lel.d to thil I.pprovd (inclu~ini com.menu of the OGC) .ne I.ttl.ched herewith &1 Tl.b. 2, A l!.nd 3. In Janu.a.ry 1955 I.pproval WI.ll Project MXULTRA h tl:.e frame .....ork of procedures &lid controla under which research projectl in certain biShly lensitive fields are carried out by TSS. A description of the background of Project MKULTRA may be {ound on pl.ge 10fT&bA. F~.".·l· d Subproject 35 utabUsbel cov"r 'under wbich the Chemical Division of DD IP lTSS -..ould conduct certAin le~sitive projectl in the liellis of biological ~nd chemical wadl.re 1.00 conlilltl of ... propoled arra.ngement whereoy the Agency covertly coo.tributea fundi to a .. ilt the I dB II F - 8 c • • in tbe co:utruction of I. new resel.rch wing. Contribution oC these' Cund. i~ 'to be ml.de U1.Z'ouJh the pi g ... - [j . . j . cut.out 10 that ~ _ ' ..... oul:1 re:o::a;" _ I; unwitting of Agency participl.tion in tbe buildin~ program. ProjecU would ll.ter be cl.rrie~ out by the ChemicAL Division using the Ca.cilitiea of the new r".euch wins, and Agency employees would be I.ble to participate in the work without the University or the HOlpital authorities being aWolre . of Aee:l.cy interest. Su.bproj~ct 3S contemplated the contribution oC Agency fund. to a ..ist in the construction oC Cacilitiel. Future releuch work would be carried out througb theM &II cut-out &lid would be - f!, lep,"!.rate1y funded Wlder exbtins procedures &nd controll. 1'.'" ~==;::::=:::~~~'~r~r~7~'~i~~~~ the backcround oC 'iIIJ! mltrp 7 • are delcribed on page 2and oC Tab A. On the - lame pace tbere will be Cound & flU'ther deacription of the • {J, '. • II. r_ • n IF B uilc!lng Fund.. The Unlveraity will require $3, ODD, 000 Cor tbe silt-Itory addition to the hO'pitAI exclusi'1e oC tbe cost oC l~d, heating and powe.r .upply ....hich are being provided by the Univerlity. Under Public l.aoar 221, Subap?ropr~&tlon . ··.·1.· ;."-;" . r ,":->.,...-egp~ ,j, r ~"!!n!F!?!* ~ • ~ .. :~~:.,rlli" 0:: lS":''';'3 .' ··r: :\.:n~ 1',7' '~ -"'-. • -J: ..•.. ,'. • , J ,. J cd 663, d~:cd 26 August 195", !u::.d. are this pu.rpoJe by the Univc:rsity. avail~ble to m ... e.:b !u:ld. raised lor • Wi:en Su!lproje.:t 35 was first prepared, it w,n hoped A.6>d expected that the . required ",ou~d t.e provi<!e<! ~. !ollo",",: The Uni,'(:r:lity ha.. allocated $1,000,000 to this project aM will assue.c u?keep z.."a .~...1!ir.i obU::a.tiOIU. agreed that II the Agdcy ",ould proYide ~~j.rr 0 '-,;;i.th a.gun.t ol 5125,000, the FUl:ld ,",ould rn.at<::b UiD a.lr.<>W!t and malte. toul donation oC $250,000 to the Uni...ersity Building ~·~d. At that tilne, d.cussion. with . ! $ ft> .i.. indicated that ~ Sf.i!i!lIJhvol11d contrib\1te $500,000 to the building project on the batis that rad~giCal re.ea.zch would be conducted in tbe new .ing ~cl t.hu the constru~.tion ol the new Cadlitics ....a. oC ineerest t:l that Al:ency. I.::1 1lU.-nm.a.ry, tl:i i:.na..c.c:ial si.tu.a.tion was to bave been ~. !ollo.... : 6 Cu.~d. n- <:. •. . . . . . n" • T;7 n, 000, coo."" ••• all' _. - f!, HO,OOO - Don.a.tion ! r o m . I M{o! which $125,000,",&1 supplied \)y CIA) 1,2 50,000 - Matched F=ds w:der Public La. 221 500.000 7 _ & $~. 000 - TOTAL coo. [J - 13 B It was rec0l:;lized that the Federd c:onn-ibution 1,250,000· Wlder Public La ... 221 would be .eemingly in!1atec! by re~. 01 ~e inc:lIuion o! the CI.A contribution in that o! 'Xl • It was Ielt that the value to the Agen;:y ""a' .ucb th.a.t thh inflation oC the Fc~eral contrib\1tiotl .... as more tha n justilicd by the importance ol the over-all proj"ct al:l.d that !urt:ermore, the inclu.ion of the CIA eOlltributiotl iJ2 t.ha.t o! was the but mun. oC maintaini.n. uC\:rity. ...... lJ W UI.. .- 8 ,/ (c.. /' P¥t ./ /3 The origil\.:l1 informal commitment cn,,~e o! .. at {irlt obtail:l.ed throu::h verbal di.cu.. iotlS with 1 which were !cllo.... ed up by .:In exch&l:l.gc ol eorrespoac!en.le"betweel:l. the-DCI a...d: _ t!nlortu=tely &( that time ~ & I Cully occupied with the col:l.t:'over'\" concerning the ~ and continued cOl:l.tact with _ 1f,!_5.:!~0Z:dilUtu ruu1t~ in a ~eiaion ~t eQu.ld ~ot or ....o"'lcI not contribute to the S'uilding ~d, but would !:If . inC.to 8.Jpport 3n ':'l\nll.:ll re.eueh pr0l:u.m amount; : to $50,000· to $75: 0 It il not i. . • f • • • • .• • •. I ' . . .. ". • "~:_." '. H·· Cepy I 1 o! 1 copy ·f a •. IJ .. , . Co C ~·l· 130 .. • kno ...·n .... he:ther thi. eha..nge: in policy was .uggested tp q ._ or whether it originate:d with him. Be: thu a. it may, whe:n the: change in policr be:came: appare:nt, it was evident that additi"r,al funds would be required to comi'lete the hospital construction. IV. c. Su:;:::cste:d Funding. 1j It h now IUl;gelted that the $3,000,000 required Cor the hospital wing be provided a. 10110wI: Ili!=.-••l~.(in~lUdin8 ° $1.05 °0 0 ,, °0°0 . .... -m ... . 0 0 -- DIS. onanon f r o ~ _ ~ $375.000 .upplied by CIA) 1,500,000 - Matched Funda from Public Law 7.Z1 $3,000,000 - TOTAL - & '. Thc donation from QiI a.lSilwould thua con.iU of the original $lZS, oon to be :lupplied by CIA plu. th-= sum of $1 Z5, 000 to be provided oy the: Fund and a aupplemental CIA contribution of $Z50, 000. Ori~in311y SUb"roject .35 requested permiuion to m~~;: a cO%ltribution of $lZ5, 000 to the uuilding fund and approval 'Rae give:ll, This approval ia enclo.ae:d herewith aa Tab Z, The purpoae: of thin unendrnent to Subproject 3S is to requcst permillion to contribute ~ ..dditional $Z50, 000 to the building construction fund through d fl.·• • d P It ahould be noted thoU IJ t:>c toUl Government contribution to the hOlpit&l tund ItUI re~ina unchansed u $1,875,000. The incl:"ea.;e in the aize of the contribution by Ihe Fund h noC out 0/ keepinr with other operationa of rUts and will - iJ Dot arouse undue comment becauae of ita magnitude, The origin&lly approved contd~ution has not aa yet been t"ranl>:nitted t o i _ . and neither the - 11 orisi~al contribution %lor the auppleml!nt lllIould be p.id to until ~ funds ",uec;.uOlte to complete the project are m;l.de available·, Thia condition VI . . . . . peciIicd by the DCI in approvini the original contribution. T: V. Source o! CIA Fundi. FU:\lJs to covc:r the initially approved 'um of $125; 000 Ilre a.vailable and have been ICsrC:l:ated for thia purpoae within the TSS FY 1955 Bud;et lor Reaearch lind Dc:vel0l'ment, Inau!!icient funda remain in the TSS budget to cover the aUl'l'l"mcnt~ry aurn of $ZSO. aDO, lUld it is therc!ore rc:quut.:d that the TSS but!:-:,·t be increased by thia amount Olnd that the inc,rea.ae ~e made: aVOlilab!e to SUbproject 3S of Project MKULT1tA, t'. -..-. ':..: tcr' ...... ••..• _ •• ~<~,~ ..~.. IiII.~.!I!'.. "'..111 .. ... . .. ~. :r: .1:':";'~7~ '''.; :':." ; ,.. ["'=. . I" , ... ·. .. Copy' I oC 1 coVy -3- Cj ,-~..J 131 ... ~~,!,~enu by La> the Of!ice of General C.:lul'Uel. Tab 3 iii & memorandum from the Genera.l Counllel to the DCI dated Zl December 1954, cornmenting on Subproject 35, a.cd etatinr in part that there ar'!! no fundamcnta! legal objectiono U the probable benefitll .arc considered a fai!" !return for this expenditi.!rc. The lunendment to t.he Subproject contempl_tu only an in<:.u:~se in funds and in no viay changea any other aspect of the project. Tb,~ pk·oject haa been referred back to the eGC even though no change in its structure ie contempla.ted, and Tab <4 contains his . I commentll. VU. Ju!tiCleati.m. The advantilgclI and benefits accruing to the .Agenr.y eutiined in Tab A are felt by TSS to· provide adequate and complete justification for the expenditure of the additional 8um her ein requel!ited which bdngs the total CIA contribution to $375. OllD. The mo~t imporunt of theGe advllntages atld benefitll may bl:: samniarizc:d 3;' !oUow.: (1:u\1o:1' e:ll:pianationa m.ay be round in TAb .'\). One-l!ixth of the total .pace In the new hClspital wing will be aVo\1i1able to the Chemical Di.."hion or 1:S:3, thereby pl;oviding h.bor3.tory and oHice sp ..c:e, technical ll.esiltants, equipment a.nd. experimental l>ni.malll. II. b. Agetlcy ipO!"1sorsbip of senlliti·"e rellOluch projects will be eompletdy denh.b\e. . c. Full pro{euional cover witl be provlded tar ''''p ta three biochemlcal.o:mployees of the Che:nic.:al Divillion. • d. Human pat!entll ~d vctuntoee:r. lor u:perimco.tal U'5e will be AVAilable under controlled clinical conditiont within the futi .upervl.ion of - II Subproject 35 W/U originally conceived in Octobu And November oK 1954, ami lhe ~f\'lling .Lv. months have indieated that increAlIing emphaail and iml'ort:\nce Are being placed on the Chemical Dl.vioion'lI work in tbls lleld. The (,'leIliUel of the hO'pital and the ability 'to conduct contro1lCld e"pelt'imenta under lip.(e clinical conditions u.ing l'I'l;,tcrlah with which ~ny.Agency •. t:onn~r:ti()n mUll~ b~ completely deniable ,"~ll aUGment and comph::mcnt other V'"°l;,":t.mlll ,"ccently takd!n ove? by TSS, !luch. Ii r~·,·: ~:,:,.! • .! to:~. - - - - - - -.... --. •. 1'" ... ::.:l·lt~· o~: ltr';"..~;5 Copy' I of I ecl'Y ,;. .:: : .••:" 1:"'77 ae,..,.... - .. I .J . . . .-_...-----=--_. .- -·.....:t: 1 .1 132 JP It was ori;;inally thought that at least 18 months wou1.d elap.se after the bUilciin:: funcis had been raised before the facilities would be !inished and could ~e occupied by TSS. This lengthy delay has now been overcome. When· . .~ l3' has railoed the $500,000 hich his FUZld will ostensibly contri:'ute,he will then be allowed to t\se existing space in the present hospital in order that he may build up the organization which will later occupy the new ,wing. This means that TS5 will be able to begin to take advanta:;e of this cover situation within a matter of months instead of waiting for a year and .. ... • ab~ VIII. J I S"c\lrity. Security matters. and details are being co-ordinated with the 1'55 Liaison and Security OUicer. Security of t:'Ulsmittal of the funds and cover arrangements are described in Tab.A and remain unchanged. LX. ,~ 'Ul • A!:reement with" va. . e. ~ ~ C The af!~eemcnt witl-. ill described in Tab A, and t.':.e extent of his co-operation and the conLrol ove-:- hill actions remain unchanged. X. R e ! .. ltant Financial Saving. The tot31 contributi.cn 'of $375,000 by CIA will result in an 3.dditional $375, 000 in matching f\L").ds provided under Public Law ZZl. It is felt that the expenditure o(these total funds is justified by the importance of the proj;ums which will be pursued at the new facility. Even though the CIA contribution is increa:;ed u.nder this &lnended project, the total of Federal funds remains unchanged. The use of this facility will allow work to proceed wHier conditions of coyer aDd security wbich would be impou\ble to obl~in elsewhere without an expenditure of equivalent or greater funds. tn addition. by funding indi'rid\U.l projects lo'l' this facility through the t1 no ch:1rBe will be incurred for overhead expense. U ruearch projects • I are oE'cnly sponsored by the u. S. Covernment, it is eustomllr}' to pay an ove"bead rate equivalent to 1l0'r. salaries._.Ho'!'lever, U a non-profit lund, luch al '8 ~ sponson research, the funda; granted for the wor~ are customarily uled .only to plly Cor .alazies, equipment and supplies, but not overhead• . " The I\~Cl'lc}' thus bUoY. considerably more research. through"" ........,3n ·.....ould be the cue if no cut~out ~erc u.ed. . t'.:.;::.::-.:,:.. t.! 1.0:;;= ,. I·· ;!.~~ .:..1:": ~.... c!': ... ·i~.'::;';.~·d. : .: :':.' 1 ":7 - ., Copy f 1 of 1 copy B- Pi • Dlr. n It 0' ::I a - ., !> sa -G n." . -_0 ... _.. ---..... ..... _--.::-:----r: ~.:~ ~:: .-.1. .·..-'j .cJ . . -5- ] ] .~ "'j r.;-.-,•. 133 v ! ~: ~, ~ :: : :: ~ t .. - _~ ;- 'w:1.: 1!~:!;··.:1 ~h t.~:~ f'i.l~ on :·:~t:::~A, S\~A '1· __ J IPI _ _ • ·Co._ ".,1 ~roj"'''''' J~') '9'i""1 0"'- c'f'"-"""'~lt"on t"'· .. sr....c ..","w. '" .!'\.. .. , e~ 1p.···-' "''''''''''''"roi g., _" _ r:.1.__ .t.l.__ re is "'0 .~.. -~ • .J;~'-J. ....... '\ "" 011; 4"'·...... ~ "A • • • .'-lIl - " -.. '-'" co __ • _ _ 0 Itl . ~-;""" ~ ·ae.WIo> ""'e ",,,.,.-r'"\.',,, ,.o..,-{..:l -.... ,.;• ........",_ ~c .... - I lou. _ _ ..:..r;, "nc-l"pn;--"l _ .. _w._ .,.:: '.14 y-. # •• \oo"r'" "s .... t ....... J., . .0 ,;.· • ' " .&. n;·""l ........ . .J.~ ',- A~-~ ... _. " "'1 .;:,~... 6-oi>~_~;.~..; ,..-:., .... v-4"""-10""' .• ·.... ·" ~. "' -"' .•"'.... ", •- ~d. p~o~nbl~ b~nefit~ ~~e con~i~~red ~ ~cirrety:n tor t:~iG -eh;}en1iture" (DATE) '._"''0_. _.. . ._. _.. . _,.. _.. _"O.~'" H(l.~ .~2:.IOI .. JAN 1HZ "._~''''.1'''''''''''.'''j..,...,-.--..." ... ~. (t7) ~ 134 -T - .. b A -/I SUBPROJECT 35- PROJECT MKULTRA . For the purpos e of utablishing a c~ver organization for highly' s~nsiUve projects In the field of covert Biological, Chemical and Radiological Warfare I. Background of Project MKULTRA. In 1953 the DCI approved Project MKULTRA which established procedures and controla under ~hich research" projecu In certain highly sensitive fields could be carded out by TSS without the necessity of signing the usual contracts. The approved proced\!res apply""" over-all Research &Zld Development budget, and no additional £ ~ are required. Contrah cltablbhed in the Project Review Committee approval of the: RCllClU'ch and Devclopm",nt frogrOlm (other thlln the slgnHl-i al ... e.ontract) remain unchanged, and special provisions for " al;,~';t~re Included. All filu ,are retained by TSS. " i -"'Ii Thele proc"duru and controll were approved since it is highly undClirable fnlm a polic:y and sec:urity point of vi~w tba.t CO:l.tracta be signed Indicating Atenc:y or"c.~vcrnment interest In this field of endeavor. In a areat many in~tances the worK must be conducted by individuala whQ are not a.nd .hould not be a":l,lare of Agency intereat. In othu ca.les the indlviduh involved are unwilling to have -their name' on a contract whicb remains out o£ their control in our files. Experience has .ho·...n that quaWied, competent individuab in the field of physiological, psychiatric' and o~r biological .ciences are very reluctant to enter 'Into .igned agreements of any .ort which would connect them ..with thl. activity &in~e such connection might .eriously jeopardize their profeSliional reputation•• When Project MKULTRA was approved, it Wo1' not contemplated that it would be u,ed for the e.tablishment of cover. Over forty Individual research and development projects have been established under this framework and have been carried out extremely succes sfully, both lr"m technical and administrative points of view. The experience gained in ha.ndllng the.e project. hal emphasized that establishment of better cove.r "both for the projects and for "&lociated Agency sc:ientisu is of utmost importance. Subproject 35 would establish .uch cover • • r."'y:I=:G~ oJ.,: ~;:rm!:l!.'! i n •. :.::t~orit7 .,:: 137475 l{.'", . ~ ~: :~C ~ 9i1 . :'::f'-=--~ .' i / (... "'" '.>].'.> " ':.:~~ .~ _.. _--~ 135 ......... . '.' :. ... p. Background The & JtftP I ot the • I:'c -' . - r.l '7 f .lf1@ZL!!2W I L & r . W&II incorporated in I! 'R. . It hal a Board of Directo~. oC .ix a 11 members, one of whom is I £ . who act. a' Executive C. Director of the Fund. . I it' lolicited £=d. {rom V:ldoUI - f1 inc!ividuall to £inallcc a program o! ba.ic re.e-arch in the chemotherapy .,C cancer, asthma, hyperten.ion, psycho.om&tic disorders and other '. chrbnic disea.eI. Since 19'51' lo~pllZ'-at~.w.iUl..the._,.. -. Chemical Divilion 1'SS and acted unoothly and efficiently, both al z. cut-out tor dealing with contractors in the {ields c>£ cO~'ert chemical •. and biologic&1 wa.r!are, and 1.1 a prime contractor Cor certain area.. e! biological relearch. Project. prcsently being handled for the Aiency by the FlUId are administered under the coct:ol. and procedures pHviously approved £:)1: MKULTRA. na. B,.... ot m. 'Backgroundo!W'-'_ s, J In the lield o! 1 F • F 7. - e- l~ internationally \u1o",n as a ,pa~t Sas a a I res*rc~ and ill ~;. t •• _. F 77. C • d In the been alloc:iated in a reaureb capacity with-both t h e . Ie . B 1 D\;.~ing the war 9 Hrved u " . , . . 11 Co in the Bureau o! Medicine U1d Surgery ill the :-fl.":'. Since then he· hI.' maintained a con.ultin! relationship to the Navy medical research program. J ia TOP SECRET cleared. and witting oC Agency - Co .pon.or.hip o!.the progr&rns carried out by the Fund I., are two other member5 o! the Fund's Boardo! Directors. m , 7' ; r £,' .:..8 1 en actiyeiy ensal:ed in a calnpalgn 'to rai.e {unds or tne purpo'lIe of erecting a new clinical resea.rch wing on the existing I 7 • The rueArch wing will cmsist o{ a building llix Itories high, 3Z0 teet luna And 50 Ceet wide. Two~tl1irds of lhe space will be rue:trch 1&boratoriu anll oUlcet while 100 research bedll'will occupy the remainder. • particl~ pUiol! in th.e !und-rai,ing campaign ou.tlinc:d belqw will reault In his haVing control o! one.si"rt!\ of the tot~l 'pace in addition to the bas!l~ r. "''''':".-:.!:d to: C ..Ttl!!!!.'.!"' • t· ::':l:o:-lty or: In;~'IS '\, { '.': !:;::c 1!'~7 ._~~., Copy o{ a copies MIl n I" EUTa :... *..L. • -l.- __ -"-~."' ... I] C. I~ "J 136 ment and general out-patient facilith:s. In this effort, has scc,ured thE. enthusia~tic support of the medical fa.:ulty and the o!!icers of the University who have carried the preliminary arrangl!men:s for .....ard to the maximum extent of their re!ourcc •• ... V. C '-1 j Financial Situation• The University will require about ~3, 000, 1)00 for the . s t o r y addition~ This surr. is exclusive of the cost of land and the heating and power supply i whicb are already available n the .ite: At the present tioe under Public Law 221, funds are available to match funds raised by the Univer=lit)". The, Uni\'ersi~y has allocated $1,000,000 to thi! project and will anume upkeep and staUing obligations. 7 lras-a;rreed that if CIA - C will provide ':Il!Il!Ir.!l!l\ a grant of $125,000, qr U• • will - 13 ~ match this amount .. nQ rr.a ... iP,'5tal donation of $250, 000 to the University Building Fund. Thi~ Agency's contribution will be ma~e under the con\. dition that it will be re!\,,,ded if construction does IIOt take. place. e C.. III $1,000,000 250,000 , I, Z50, 000 500,000 $3,000, 000 . .J •• J! TSS hAS discu&Sed this situation with" SF /1 CU;W...... and has encou::-aged.. 7'to dO%late ~ $500,000 to tho: building project Oil the buh that ..... Ii I t ~ ~ will be conduct:d'in tho: Xl:W ".<"i:lS" .<it • • II' thougH a"".are <:If our '- I:) ~nterest in the building, is u,Qwitting of our specific 'fields of reseaz:ch ", ,-and individual projects •. 1:0 s';;'mmary, tbe iinanci,ll situ:ltion would be a. f,,11oW5: ' . <!WS "1 -.!._.~ - D,onation fr0rTl ~ . ($125,000 supplied by ClA) - h1atche:' !~~s .~;-om Public l"Ci.W ZZI - ai- '5 . •• - IJ. . ' " - TOTAL \. -' ~ Although it is recogni:ted that 'the Feder..l contribution of $1,250, 000 u:\der ~ ~ :~ti~~ Z~~hi:t:~e.~1%cJ1mes~f,;.as::t::l~~e~~c~~~~~~t:!t~~ec~1Ai:ontri: IJ .~ " $250,000 and not just $125, 000, ,the am~unt of CIA's contributi0!1; fu~ther- If more the inclusion of the ClA contribution in that of • 3 - I.) , - i s t!,c best metbod of maintaining security•. an", , .:~ }, .: j j1 ~l ". ~J eopy , -,_ of :1. copie s .~ 11 -3- ~ ~ j ] j ~,. J ;l .j ~ ~ J :;" I i cJ 137 -----_._-VI. - Dif!iculties Faced t>y TSS. It ha.s been generally recosnlzed for .ome time that the external releareb activities of the Chemica! Division of TSS in the field of covert biological, cbemical and radiological warfare are sorely in need of proper cover. Although Project MKULTRA provide. excellc.nt admini. IHrative and financial cover f..,r project., it does nnt aUord cover for scientifie or technical personnel. Ml~ULTRA has been used EoI' dealing through 1l2:. a, a cut-out and for working directly with individuah op-private Gompalliu. The use of'" ~1l the future will be h:l.I::rea.ingly lirrrited'due to ' . T? IPst-1. L. - (ar The increa.sing number of people who, albeit properly cleared, are aware of the Agency connection with il r • (b) a The feeling by • that the Agency - C employee. contacting him (Dr •• Gottlieb, etc.) ha.ve no cover of any sort and - C consequently expose him to unnece.sary and highly undesirable personal risk; and c:a:.. (c) :rhe widesprc'ad intr:l-Agency av'arenesa of the nature of the relatien.hip between the Fund and the Agency. Another aerious problem faced by TSS/CO as a result of lack of suitable cover is the difficulty in planning career. for technical and scientific personnel in the biological field. A loni-range career concept oi activities in this field inevitably includes proper cover for the individual concerned. T!)e availability of resear·ch 'facilities at. £ zpe... m oUer an e;:::e11ent opportunity' -13 to .olve many of the above problems, ane." "=uti is willing - C and able to make 3.ny r";lsonable arrangemenu to .uit our needs. Up to three Chemical Divi.ion employees can be integrated i n t o . - c: 7 _ program for work in the new hospital wing on the Agency'. re.earch projects. Although career plannin, w:u not a consideration when plar.ning the procedures and controls est;lbli.hed by Project MKULTRA. nevertheless this particula.r .ubproject, in adcJition to its primary objective. will be o~ very great ~econ~ary help n • t"r.::/::-:\(\od • : n to: C'I!!!"" .......[ib t·.. ~utt:orlt;" ot: lS7"5 c· .t:: ;t.:i:1~ 1!:11 6 "._, \ .Copy 'L of l copies • \ \, \ \ ., ....... \ " \ \ \ \ \ \ ;~l· 138 , , in dmplitying and elirniDAting rn&ny G! the very .....l<ward and dangerous co..ditions racing certai.. Chemical Div1sio .. employee •• vu.• Advantafu and Bene!!u ....ccruing to TSS. The co..templated arrangemen~. wiq.;result in many adva..tage ...nd be..efits. including the !ol1owi1\g: (a) I. O.. e •• i.xth of the total .pace In the new research & ·.······.1 .. '.',~ 1 <:. wing is to 1:rc availa\71e to ' and in turn. will be anilable to the Chemical Divhion o! TSS. This ....ill provide laboratory and oUlce .pace, technical .... istants. equipJ:-ent and experimental a.nirn.al. lor 'I.e o! Chemical Divi.io.. per.olUlc1,in cOJ:nection with .pecific future project•• (b) The co.t o! Chemical Division projects .·"ieh are to be carried out UDder this cover will be covered by !UDd. made available through Project MKULTRA. And projects will be .ubject to the procedure. :...~d ee:.t:elc el:~bUshcd I"r }..(I{ULTRA. The !Wlds will be pas.ed through _ l i EII' ... _ P. Clf.::~.u has been done in the put. • ,j in hlrn will either pay expen.es directly or ,uansler the money to the Univer.ity !or this purpo"e. Each project will be individually funded based on ita particular budget. and there will be ftC other continuing or recurrinl cbal:'ge. for ituns .uch a. apace, !acilitie., cte. (c) The .... gency' ••ponsor.hip o! .en.itive l"c.carch projects would be, completely <leniable since no connection ....ould exi.t between the Univer.ity and the Agency. (dl rc"':':.~r:\~~4 Excellent professional cover would be provided lor up to three bio-chemical employee. o! the Chemical Divi.ion oC TSS. This would aUow open attendancc at .cientific mecting••. the advancement o! pet'.onal standing in the scientific wot'ld, and. a. '.uch. would con.titute a major efficiency an<l to: .;.;;;:.... _ ...6.60 ... • 1,;-. ~::thorl tj· er: 1:;';-:'75 '" -_._-----..,....:.! (.~~: :~~C 1~77 Z:; : :="t':~Z; CL :rl 1:.-/-:r5 Copy -5- ~L oC Z copies ,.·.·.l"I "J 139 rnor ..le boouer. (el Human pa..ients .. nd votunte~r. fot' experimental use will be avail&ble under excelle"t clinical ~on<1ition. with ~b.e full supervision or "'ClllP ... - IlIWP i'tI:~ is D (t) There would be i1LvailaMe the equi.va.lent of a. bospiu..l sdehou"e. (il It is expecnci that tl:r'e output of useful l:'uults of the Chemical Division in the hio-chemical field will be gre&~ly improved throurh the more efficient use of teclu1ical persoc.nel ....bo .... ollid be able to sElena more of their dme or. actual laboratory worl>:. (h) - /J ., .--1 Vill. (i) ExceUent bciHties would hi: provided lor recruiting new scientiIic persolUld sine e members of the Chemical Division working under W. cover will be in daily .::oatact with members of the Cra<:'.uUe Scbad of thl.' University" (Jl The usul.1l.1" Univeulty llbr:Al'''\' <l.od l"l!:print servke will be available a, a source of ~echnica.l iniormatict'.• Fundinj. !t it proposed that $lZ~, 000 be ;:unt~d to ~ _ . II approvd il grAnted. ToSS win .I,;range for p;s.ymenl tt) be In&clc: under the procedures and controb of MJ<ULTRA. Thu~ .fund. ,",culd come cut of the pruently approved TSS RClearch and Development budget for FY 1?5S and no new fund~ a.u invDl"~d. T!\e fuM$ wCluld be trllnllfernd AI .. gnout In t u r n . if . - will m~tch thellc funds with aD equAl amount and dOnAte a toul of $250,000 to the Univ<l:uity outlined in paragraph V. The Ilum of _ $125,000 would be entirely i.n the na.ture of a grant a.nd would in due to..... a. t.·~::::-:l~~d to: -_._. ' ... i ::..: J':':~'::J:; eL !:if lSi .J'S --_ .._--- • rr' £itii'9tlW!f!f t..• ~ .. ~!::)~1ty o!: 187":15 , .: :~:" 1!l?7 ---.,. rIP" ..... Copy ,_/_ of Z copies 1$ - J . ! ·1····. \ ] •...•... '.' . -~:- ' 140 IL.. eoul'se be merged ..ith the entire $3.000.000 rai,ed fol' the eonltructi~!l of the, wing. TJ2e A&ency would retain no 1'elidual' interelt in the building or title to any e-quipment 01' facilitiel purchaled with thil money. I .' ] This single grant will constitute the Aiency's entire participation in the new hospital wing, and there will be no I'ecurring obligations in the for:n 01 alU1ual'llupport of the hOlpital or additional granta. Transmission of Agency fl:ndl to • will be mad>! . lJ thro,ugh previoully utab1i~ed covez:..eha•.;:' ~!: set up by t h e ' " I 1 ' . f o r similar transmittals in the past.': .." ~::-=tio"n. .o.n."' • •-.rl .... ~ books will be Ibown .. s having been received from. _LIS- J In the future "'hCll TSS 'pOUIO!'! len.itiv" research projecu whicb are to be c:arried out 10. I • ~ach pro;~ct _ ~ill be individually fina01ced thr.,)ugh , ' as'it h .. s been in the paH in accordance with previously establilhecfproco:dures and controll using allotted portions of the Ulnu.&l RCllearc:h and Development t.udget. The University will be totally unwitting of Agency spollso~::hip. and the projects to eve:l'y outward appearance will be spon.ored by is as -c r . r-, will c:onti%lue in In the event of I, death, • being and any activities under thio project will be continued t."'rough" f.IIIIIIiwnd. will be unaUeeted by his death. lX. ,if ,] Memorandum of Ag1'eement. IF P _ A memorandum of agreement will be signed "nth Co outlining to the greateH extent poa.ible: the arrangements under which the hospital space under his control will be made avallable to Chemic.d Division peraonne1 And the m ..nne:r in which cover wll1 be pro\'ided and other benefits ol:-t&lned. No contract wi~l be siped alnce I lUI would be unable to reflect any'of the Agency's cDntractual term.s in his arnng"ment. with the University when n'Aku the d onation in questiol\, The memorandum c! agreement will be retained in TSS. 2 X. ., ' R B bSsrt lJ, Sccurity. All security ma~ters and details are being cO"ordinll.ted witl'i the TSS/ Liai'Qn and S .. curitv OCfice•. :'.:,~:,,:·~...~,~c..l to: ~=C~"""'I'" t :,;,;':.~~w;·:ty 0:: 1",174":'5 \. •. ~t·.·: J:';:~l:) 1~7"':' Copy of l cr,pies n '-!.:... -7. . ;J' ~. " "] j ,j 141 ib& XI. ..... Resultar-t Fir-and,.1 Savitll.:.. The $125.000 to be eontributed by CIA plu" the $145. ceo in mat<:hins funds provided under P. L. 27.1 to the Building Fund ",HI be more than o£iset In a few ye".~s by the savings ",hich wiil result {rom use of this non-pront fund. If a. r"sez.r<:h prclject at or other edu<:aIJ tional non-profit izutltution Is sponsored by the U. S. Government, it is c:.lstoma::.-y for the Government t; pay for salari~s. equipment. . supplies, etc. a:~d f<:>r overhead as well. In th~ C&,;o: of ~ fJ, th~ o~·erh ... ad am\Ull'1h to B9.~ of sala:-!e,. Ho..... cver. if a non- I profit fouz:.dation such iU~' _""4JIIM'.1lponsor s research at a - B no~.proCit ir.stitution. the (ul:lds srilMed for the WOX'K are customarily used to pay Cor n.1aries, eq'~i?rr1'l~nt and :iupplies but not for overhead. The Government dollal:' thus 'buys considc:rably more re~ear<:h through ~ t h a l : lw:,"ld be the case it no cut-out were used. - g .' W XII. Legal Matte~.:.. This r:-..atter has 'be"" di~<:\lSStd With.~~ofthe OC!ice of General CounHI. and h~ is fully aware oC all duai;5 s;J.rrour.ding this 6'" ....... :~=:~::.:l~Q~ tc): ~~.... ... ; ~·.:t~i)=-:t~p 0:': la74i:i "~~e: J~~~ 1~:·7 Copy ... ~ ..L. of Z copies -.4 1 ~ " 142 ] '] I' ';:-1p Rep~rt, VhLtto~ SU::JJ:::c;r - 7 April 19;)3 1. Tho ~urpo.e of tbI. trilJ ~. to m~e arrlLD-;;e:ncnfl £01' do.lllS OIU t~~" ?:'oj.:c:. "',i~ci been blvol1 a.::::p10 ;ll'eviou. Dotiea \h:.t IlU::'1 ~'l~' ~ely tc bo th.: ~eo1& of ~~o vi.lt, =:.! be pro. ?,ueu 1Um. eU a.ccorcili1,I1y. & 2. It ...u u:?!&L\ed to I _ tb:.t it wou.ld nut b. po'llibio tel carry oYer fW\cl. be1Ol1d tno end of tho c:urro011 !isc:~ y~r. Tuoreioro;111 ...-01'1- wou.ld h:woiI to bo c:o:%lpletcd a.ad all payment. :n~e prior to 30 J,:ce. T:-.i:l ci:::WUl1. 3;p:l:lr~ llc:c:o."tabll3 to ' l:W:1. a::.:! U waa ;qree<1 t,"~t I 'I7Ou1<l I:1UO =y ~ visit there to rec:eivo report:l ~ a.ttend to !L:ul c;::ulb Oil 16 Jw:o. ,,-..lld not have & C:lOZrec: u=c:.iolJ report, but ho e.t!=ato::l Uu.: f=as c:urr=t1y CA ~d weul:! co iLhout sl:!ucl=: for re:r.:U.-uog =p=c!lt\:ro~. Ull &:1r~cx1 to IOdd tl:lo Socie~y vr.~ t~e ncx~ 10 rJ::.ya ~ 11:101'11I e.x:Ict .a:csm.wt oI c:uroc!1t b ..lIJ..nco =d •• ti.:n0l.Cc::l re:ntici>:.s =pan<li~r::s. I tried to 1m.preu ~ 1Y.!:::l. Gtrong1y tho.t trlLD-de:, oi a,c;d!.tio=l iucde Ultll or re!'J:'D of =O::X?~lld~ !l:nd!l C!ust ~': <:~rl:te1 ....:1! ::.:!=:-c :!:e e::::l ot the theAl you. -- ---, ] " f ] (, J ' ~' ''!! ' ~ .J - ~ ~ -, _.J 3. Of t)'lll 30 cau. c::a.lle<l £0:: i.n Cle o:'igi:ul dOI1;':ll 13 baye bOe:! =plcUJ (~l:t only" have t,C~:1 t~&llo.c:ribed from the tail"")' la &dr.11tioll ttlezoe are 8 c:z.¥e. 10 pro..'Tc:u (oI Yhlea two :lore ;t1::e:1uy 111 U:.tcrylowa.nd 6 era -orr.~ Ui' to tho poLot o! h~v1l1S tho lilts ol quo.tion. prepared). It r.u a;Jr:o!<! ttut to meet ~o cea.dliAe we woWu ~vo to 1.Lt:Jit th. dc.lgrl ~ thc5!l Z6 ca•••• .,~ ~ ,j 4. It ill a?paz~t t l a : " i. 80 ia...· ol.... ~d i:l. the BdcinI.tr~t1vo pl'ob1c=. of the proj.~ ttu.t bll i. lOot FAyiAg &ny at1entl~u to) t!\o r.~u1U.· S1.Il.co to UOlto o;11y " ca.e. !lAve b.oeQ t .. ~zucribed ~crlf i. nQ way ot tclliL.J w~t la C=~8 oul: of 1t. 1 a •• ttlere wero DO d:::u:t:lUc: re:lC:~o:U, baQu.a the ~;:ryiewer. ~0111d bay. let h.im bo..., eb:>ut tt1t·~ u... d tboy cr.\~r~c:::. It 1. poc.lblo, bo........ er. t~t ou~ Oo;"'!1 &o&ly:l15 n:! d::.U may drcd.e \1" 8Qa:lat.b.!CS of V::llU. &1tl~l;~ 1 -.:n tll1bioue 011 t4l. poUlt. :§ j wn. to". be had ' ] .,11M S. . . save mo bio Il.~l 1Cl:l~ lavolvoQ ulk 011 tho ~lli1cultiee :lo,:couot ;01' tl1e delay.. l'h aho b1:'ed Q& .cme ell.~t~rcd w!Ucb rJ .. '1 ~::J , '~ ~ .J .' '~ u J I iJ .,J 143 18:>~tb about lUll "ex;:>erLment", .. with !>Y?"IClalll. ·IOU=,<I "'.p"cts of ... h.let. &rll mill1y ~:--r~ll'l:", ;-~\y lAO ~ltl q~t. 0. pi-lea ,;O~ co"'tl..=...d.~" soroo 'Clcb projeC\ Dol Ul.la noltt "(l:U', "'l::7l~ rwh;ic, ';lDci!!c c1ellcUloA ...... 1 told t.i.=l 'Oil wt.l\l.ll;\ rihc;usl ~os~.\lI~UUo....LtC? t.bo PfCWc<lt i'r~j .. ct =?lctcd UlY we baLl .a.. el-~co HI clQ'<lly clQ,,":J:!u.e ttl. t~, YIL. 21& Dilt7ibutloo; __1"" • • • • : -.1 I J 144 ;] July 16, ,1956 Wt ] .. rl ,:J The'exper1ment des1gned to test the effect1veness or certain ;n~1cat1on in causing 1ndivi.dwtis to release gua:ded 10fo.:-:nation has been C01:Ipleted in accordance Ilith tae orig1nal exper~enta1 des1gn, Yi~~ ~~e exception that 25 instead of 30 cases waTa used. This catteT was discussed in ~or( detail L~ my letter ~ J~y 15. Abstracts on all 25 cases, transcr1ptions of the interviews, _echsler~Bellevue Intellige~:e :ests given at the hospital and ~reviously given at this cl1r~c, post-experimental rauk~ngs and evaluation sheets, and a schedule covering t~e drug a~n1stration have all been submitted to you ~der separate cover. Enclosed is a financial state::ient ..m1cn repr"sents the f1nal acco~~t1ng of the f~ds allocated by you for use in this project. If, for your purpose, you require a more detailed sucmary of vhat specific professional services were performed or more detail ~th reference to travel expenses or aL7 other item, kindly let me k:cOIi. " :", You \rill note, 1n this co~e~iOnl' that Dr . . . . vas compensated in an amount exceeding tQat'pa~d to Dr. ~ This vas occasioned by the fact that Dr.~ sent much t~ng the files ar.d records at the g and ~\11. ...... Pr~son selecting cases that m1gAt e stab e for our purpose. It vas fro~ the cases selected by him that the $UbJects used in the ezper1gent vere tinally chosen. I have been instructed to vrite & cbeck to the Soc1etT for the balance, in the acco\mt as 01" todar. I would like to "]' '.' .. :.:. .' \ .. ':."J'.' 1.-._ ." .: .d . ' "j LJ :j' " 145 .- "-r :. ~. .. "II ~ • .e. delAy this matter for a few days. Several checKs have been vr1tten dur1n~ recent ~ays, and 1 .~ould like to be sure. they cleared the bank 1r b efore cio-sins out the account. 'Xou ~1l1 rece1ve a cheek 1n the aco~~t of $1356.26 early next Yeek. It there is any additional lnform3tlon required, I will be happy to cooperate. Ene • .. ' . :J 146 ~1 ~,,~.;,~,,~y--:;-:.:. ~14';:5 -':;.tt.·: .:~~:.: 1~i7 .110 rc::e:.rC.'l :':,oject v'..ll 1:0 c:..-:-ice C".lt s~ t~_e . . . .I1• • • •!llI~ ,a • .II21,.• •II,,'• •llfIIl_. lcx:"totl-;:p_t . . . . Ilbll. 'jr.ich 1;) lc~Lcd ar ;:=:-·t:.'~otiC:l I." clt;ssu"ie-d. SO.'" Ul j& d t-:l eri:;:\'~.al-:;:';:'J.:.l p~c::op.s.~i:s. • • •. ':':10 :';,0:-0 c:O fc~ :u:.l-~~.rc P;;ic~;1ctr1:r.J a::ei Y;>I7'_"l.;: n~;rD or =::.i;~ ir.te~:;i t'.:o ,.. .... .".JJ c.. ::."]',. ,.,'. . Ii·' t"::'I,::r:'l1.cll to: =_·····-U . 1"~' :I:.o:!:~1"l W ~n 1117'11G ,. - C::ll~: J~~:I'" 1~':'7 " ,-J., to..:' •• 147 .........- -Co .~"~il!I!JIJMC_-=""""" .km2Zn'1iS~t r:~;'chclo:::ist tlho h~!1 bd e::tcms111J :l ,.' c. 'I ::.i...:.t~:l til:' c::.ly 1m;~i~u~iC:1 .".,.,.. .;itv p::-actice. .e.. ".to D. dB 73 . £0:: p~·c.!Ii;;.~r1:lt ,,~o the im:::C.,t t,1r.;3 ho i:: tho ~~ l:.:l:l a 1=;;0 ~-:l.v~t" ~~"'CI:U:.torh t ,f C. -c.. i:\ t.!IO !1cB ct O!lr:.tc..oon el:ltl:.rC3, Or1entcl. trair.".:.!!l!lin[:, otc. - ~cll:sivclJ'ec-:o:;1:.'l:; c:>.:tcl:Isive c.vcricncc in 72 C ilo MO 81::0 dol'':: ~ l.-.tGr- ] ' .. " •... ... 148 • .: ;::/::!;1:;tri:;;; 1:"'0 i, 'en tho-C. r;;~:.!i' of 8$aS'·.ees,& IIlO'll!tCif 0 ' .... IIP-• • :;..-:d :--.:.i.-:;rit.i,Il::J pri\":1t,~ !:ract,1ec 1D C',e Ilela ~lfif ~. ', _ 1 /) to c .,. ] Uosll.:-.;; InUl r.r'~"':!J!:l13 i,;01:;~ bac? !:::.,":'.o t.";~lltj-i'1vo ~UU. -!_S [) c-q Tlt<I \ 14 r c. .Ut*iW~·c;:.r:;, hi:ls t./)~ . .'t.e~'i$i~- .JIlt Al t'l:..:.= h:l:i ex:.cnGh~ c~:p(!:-i- 13 c. (, .~ , Jj" ~..ici:l.C. ·c co Ft but r.d.c!lt l:c.ll l1tt<:;II~ ba to i.:c:l~ r:~;,·c:'clO.:1:r ..ll ~. 'lid • p:c::cnt. xe:::t=j" uI~o cr ~,!.1CI; :';;'3 &eCNt3rj' ncrot \till [3 - c.. lIil1 do .u.J. tllC r..:!ceG- ~.-.l. J ...13 ..~ '" nt.r~.c:tlt ~ c: ....' ....' .... ............ I _.•. ~ ..-........., '" • • }1 J ;". • :'1 ft ~~j • 149 ~etr~'::d:c-c:.::...-.o.'u~--:':'l :..cC't:l~Q i;:'O"~? c: ::-~b;cc~ v.:..ll O:l o t..'w L'~:.ttJ~al·.tC:.:Ji ~:orid:-= en ~... ot::Qr - :;-:':-...1.;1".t. :!:ltC::TO:;:ltion, U:, ;;it..'1 i."lte:-ro,:~t1cl:l .- c.r.:.! FJ.l ot VI::I r-l~7"~oloi:1ccl. C:l~ t:::~clll ~~C'\I le~"'C ·Co.ir.o:1 GO it;;' in the I.:.S<l of th~:;o ~~s. to: .... i'.ilHl ~ •• ~'~":~~~IL": or: 1:;'1';75 ~-:ao;,'::,";\.!\.~ - .. _------.. ~.: .... ..• \:.UI .:ro,;;:; to be uzed 4) t . (:C:.. ~v~ti ...n. ••. ~,: '1!\17 ·.:':~:":;1 l4~':'·~";'5 ~'c.':,;.:!t r~cor~,,:1 :.:::1 1,~ ~to~ 11m 1:.0 ;:-..,.do or t.."Io L ..~;~ct.io:i rc-:-or:;" \.lill b.: ol:t.::.i;:ed 1.D o;.l:~r e:::C::J. 150 --; .;. -~:.:.~::c :-':'J..Y. .. ~:.:. lU",ol70 ~~'.~: .h'::~ ln7 CL III 1~H7:; ~) :~;) C'.:..-::: 1.··.·. ·,illl ~:) c:-:c.::·c:"ceJ ~ J . c-:.:,\:..:."Li:'"",: r'::'W;XiG o! f,')I 'jg~' :•.....:•.. J _~of"""""_ t" ... "' ..... "'~. 'to ] .. •.......• .. ;.: '" '1 J 151 D~/_;g..... '/1-_ 30 Janus.ry 1561 Y.Ell,ORAliDUH FOR T5E: R:;CORD- SUAJECT: ·1. Project YAULTRA, Subproject 42 Subproject 42 is to be~ontinued'fcr the same· purposes a~ .~; . 'Ilhen orlr.1Da1lY-estabtished: to support cover-t . and.realistic field trinls or certain research nod ot interest to TSD, ~nd to calntain ~he physical develo~nt ,., ..;:::... iteca faciliti~s re~u1red I tor these trials. 2. In the past yenr a n~er of covert &Cd realistic field # t:-ie.ls b;::.ye e~r1ceots been successrully carried out. c~.ert results of: these h::Lve provided factual data essen;;ial to estabtisloiog protocols for a or The and D~ber of ~3tistic conte~plated operations. A contiouation field tri31s are necessitated by the produc~ion of new caten313 in TSD programs, particularly -in areas requirtog deta;le~ kn~Jledge ot the effectiveness ~nd efficiency of del~verJ systems. 'Additiocal trials are also cecessitated by the need tor 'better controlled "field-type" expericeota.----·· - .-.'- '--" .-' -.-- 3. .The esti&ated cost ot the project is $5.000:CO for ~ pe~iod f ot six l:Iocths. Charges should. be made Qg3.inst Allotment 11.25-1390-3902. 4. Accountina tor funds aod equipment under this SUbproject bs been established on a. detailed basis With the auditor nnd '\(ill continue , as in the past. (' :1 ':1 j 152 : 1 ~ ~ ;.~ 18 approved for TOP SECRET ~y ,. 1~ the Agency and. operntes under cover tor purposes of this subproject. .,t ~3, '1 ...~ '] TSn/Researcn Br~~ch APPROVED FOR OBUGATIOIi Ot' FUlIDS: "1 ~ ~ J p l~.~'(:' 6 Date : \..' _ , .~ -s ~ ,- j ~ .~ Distribution: Original only. f; ~: 3 ~ ~ -j ; j J 1~ :J .. .... 1 J '1 ,] "j :J ~ , oJ : j ;:,' .. , 153 ,". - ,,',;., : ' ......: " ... ., . I I l-:E!·:DWJJUM FOR THE P.Ero:m SUBJECT: Project ~TRA, Subproject 42 1. Subproject 42 is being • . tao~shed to provide fcr the continued support of the 'facilities, ane as such, is a con~1nuation ot Subo~o;ect 1~ Under SUbprcject 42, it L) ~s intended that.· tt'.~lacili~iesbe moved trem _ _ .0 .~; U• • .t!=l ~nmt 'l')1ese facilities, in the new 10caticn, ~~ continue to provide a means tor the realistie testin~_or certcin R and D items ot interest to r::n/TSS and APDI'!SS. . C It_I- 2. Subproject 42 rlll be concucted' by Hr. ~. . a seaman. Cerlilin suppor.. activities w.Ul. be prcvic.e;:y CD/rSS and ~D/TSS. 3. The estimated cost tor a period ot one year is $-'3~3CO.CO, starting 1 l{arch 1955 • . ~:&:: . "0 . / /A' ~/ v).~~~ !Dl:EY G<.TTLI3B . • . Chief T3S/Ch~cal Division .j ; i , 1 jI ] 154 ~~ ~ ] :u. Tm: P.!:CCl'Jl SUBJECT ProJeet.-K':UL1RJ., ~~roJect 45, r, ,-..... HU'oh ~ . _ ~'illtlX Fat: =.., direction of" TSS, Che.=ical DivisIon. ~ese activities vill . take the tOn:l. or t.hree lines ot bIocbec.1cal 1nves~16ation; ~a17, the curare-like affect ot certain.thiols, the pre,aration of b]drogecated quinol1nes L"1d ~le alkaloids, &.Cd. the continued stuc!.T ot diphenollc co::pounds. In &ddition te t.he above i.cYestigatiolls; the preaent biologic.U testing and CLSsaying techniques"Will be elaborated cd bro&dened to 1."1clude cardiovascular and an ticarcinogenic eftects of cODljlOunds' resulting fro:ll the above progn=. . {(i:J , ,-_: <'1 :J {.. ~ .~ ~ .~ ,Jl C',~ total cost or this project. f"or a period of C:le 7"lU' vill not exceed $100,000.00. At the present ti=, .the SU:lI of $40,000.00 1s be1.ng co=1tted, the balance _ot the total to .be C~ted at. a later date. . _ ' ' -' , .:JI q 'U,!E~dice.tes C! f1 ..~ .. 2. The' attached proposal fr:=<JGl= the extent. of Ule investigations tl'.a.t his f"acilities vill allo.... ~ to cerry out. O:l ~e lIl&~rIals deYeloPed hl the three lines of research referred to in parsgra.,h 1, as well as certain ot.'le®, , _~ria.ls of interest to TSS/CD • .t4 I 5&#£ iii also serves !') e. ~ a general consU1tant to this DIvision and provides 'cover ~~d ~ c:ut-out facUi Ues to the ~er.r:]'. ~e 'J =-. : 1. ~e scope or this project is intended to encoc;lus /G') all those actiT1ties nov engaged in b7 the &-:a =~ ~ "'t!!'!3:iJa;S!5I'?iR . . ill its ova tacilities under the 3. "1 0• • '£ ; .... ." :~ , :~ of the GoVernl:lellt's interest in this ::atter. , ,.~ : ~~ j" jJ: FOR OBLIGATIOll . OF rmlDS: ~t, I. , 4. ~f#i5lOO:basbeen ~ted a TOP S::CiL~ clea:a.::.ce b7 the AgencT, and is !'ullT capable of protectL~ the :!eeU:1t,. 'IJ'PR.QVEI) ~ ~- ~l ~ ;i ,,] [~ Attach:1entsl . Propos~ "1 ,f . 1 ..•. ~:' . •-__ •• ·4 J U '] ~.' G :' d ".- -~ 1 J 165 r ) :' '".oJ 3. Tl::" t.otAJ. eo,t: of this PT'OJect tor & per1cKl of one reAr vU~ tlDt er:eed $100,000. Charge, ,hou.ld be ~e &gU!lBt illot:uent 6-2502-10-001. '" other tba:o lts &ctivities aa a eut-ol.lt "...·1. J 156 ...... - ~ _~ ~} ~~ ) "- 6, It...,u =:tl.:&J.l1 agreed that dO=e:ltaUol1 Il.l1d I.CCOl:."1t1.cg for t.-avel ex;:1l.l1'U vb.1c:.h &.."'e no~ re~,a.ble bT tbe" 4 ;. ~'ha.ll oontor:a vj,~.i&ceepte<1 pnet1C:8lI of the i _ . ".':r @). . 7," ri E_ ~e~ the Ke.:loralX1a:a of 4:eel:8Zl t. u: eo::pl1' ] v:l,;h ;!3e :equ1rt=Il.l1t.;:of .i ( - 'J '. U?P::NFD FCR 03UCJ.1ION CF iir.;DS: ittaCbnellt: "- Propo~. DllIt.r1but1o:H Cr1g1na.l ~ '.'.': ..' ~ ,~ .. ~ ~" • " ..:.- ·~·i·:.· ; ...._ .. ".;1 J ~.]'. ~ ~ .:' ....... ;;-<.,,; . ". J.:1 :j ~. l;_1 157 -- "•... . - pertod lor~tch lt~r~~l support ts re¥~.t4~ ~~ll-Se de:ote~ to ~ conetll..ec:= cr.cl¥,tI'. of tr~ • .~--- :l4cr.ents,~ 1\4lJr::.l er.G er..doertM .'.:.1 01 stress ~~ ~e er~.tecl cger.t~. ~~t t~f~:er.4e ~t. ~~. ser~~.~r.g .~- stress cr.G t~ tr~~luer~BS of thts pr.~stolc~te ber.e~'cr ee~~le~ upon both bod~ cn4 s~'n te~per::.:ures cs ~e~tled tr. ~e ccec~.:ar.ytn~ report. S:.l;:en~s~cr. O!~-'r ur4er er~ su;er~~ston ..... sutt-able torlctt~ r::.r-.,"I:z:'"tl1 ..!ie s:.lbJecte-! to clr..r.tc(;l screer.tr.," on cppropr1.c te pc tt e,..ts~ project rr..J.1 be ti"~ sCree,..e'!~ ~,..t t ':;1 screer-.tr.," 1;e tr.; ca rrt.ec out en parttc~larl~ etVler rc:tstng or lor.:ertn.g Z;odll _. __ ._--.....- those er.c;t ere ccttVI: te::~en:ture 'n. • .... _.~.- - - ,•• ".~,. .. ';.,,:':h ... -.... .... _- .. - -. ~ __ - tra1tSZllant "'1\ .. J 158 :.':: J'i<~" 2·~"7,''''~ '.:.: . ., ~. . 9 I . ;; '. . :::J ,..,.~..~··~?-~->J1¥!FY:P¥;;;:Z0= . .. -_. . .... ... Q71t.mal .tun:ors aM on OC7\cer patt.ents. " • Tht. ... _ ] . . ' ...... .LSU PAl C07\O-.,. ;'h4.. ·o/, ~~' ._t •. ::.i1. _ o 1 • • project zctil be ·c~t.·i,red·~ bV.pr'oduct 01 tM maJ~" ObJ!oth7.I·_~- _... . ~t.ch ~ll ~. - b.·dt.reeted to t~ problem 01 stress. a ( (: :] ~'j' ... 1 I '1 .J 'J~ ;;.: .J ] J 159 ... SUBJECT 1. -: ~ontiQu.ation o! MKULTR~. ( ;'.~:;:.~~ SubproJect ~;.' .~"~__ The ~cope of tllis 8ubPreec~ i:1cludes all those activities now enga.ged ie b y ~ · g ~ ~ n l ~ , 1"$.) .,/< ,1 und.er the direction of i'SSte'f). with the exceptioD of those cutout !u"ction~ !ped!ic2.l1y mentioned i" connection '.vito other MK!..!LTRA 8ubprojecf5:' In general, tbe research eUort under this subproject will contin,ue alor..g the lines Iud down i:l previous years. ievolve: the syotbe sis and ",;; ot compound., of tbo~e pb~r:Tlacologie...l clinic~l evaluation chemical families known to have applJcation in the p5·,.~b<5,:ber.:'li,a1 and "K" fields. p,os,.e~s. has aQd Thesll During the p~st year import~Qt been made ir. the area related to stre~sor co,npo'~nds and tae rel ...tionship of these materials to the .,by,iological pathwa:y, througb whi.c!'. beth ,tress and, the reactioo. to it are mediated io human beil'lgs.[ (.'\5 is ind,icatec in the ~~tached proposal, the ;:ork ..- 'of t~e po1.,t year has progressed to the poiet where more deficitive experiments 00 the slr es B reaction cal> be carriea out. ?ril':'larily tbl' was brought abo'ut by the characteri:atiol> of several new materials wbicb pr"duce strells reaction in hwnans a.nd the appUcatiO" of SCU1\e new clinical l1)etbods of measuring the extent of the n .r' ~ ... .. '~ ~ UI .--j disturbance proclJced. During th'e next year proportionally more effort will be expended ~n the ?roble::> of the developoent of oew , ..•.... j 160 :-~h"' • • ak-::cu..&U &yp • • • 1 . . . . .- G, •• inc_ p .. oC • • • • h ... b • • Q .~ .lo_er "h ... ~ ·ts desirable b.t.bie .direction and becaun a new Approach to the problem bas . 2." bee~' ~orked .?ut./( .C -or _. . . t «~ also nrvell as a general c:onsulta~t to . the Agency, provides eervice. o( a sensitive nature on ao ad hoc: bA.h, and serve. aa a. cut~out • . ,.c ] 10 procurement problem •• 3. The total cost o( this ('roject (or a period o( one year '1~,~ .a~ will aot exc:eea $71,500.00. Allotmeat 0525.1009-4902. - C. Chargee .hould be mAde against _ 4. ~ ~ bu been requested to sub:-r.it A .=::.ary acc:ouaticg or a copy o( tbe Fucd I a aCDual audit report {or the spoasor' ~ inspectioa: Aho, it bas been. reqc.uted that any unexpeoded !uada .bal.l be returned to tbe Agency. 5. Title to a.ay perma.neot equlpoeot ~ purc!:1a:~ ld ~y !~r.c:!a £3 graoted ~ sball be retained b~"'i'%d"!Il : .= j!r( /oZl;;;-~ •• ,p;Q::, 10 lieu o( highe:- $lve:-b.ead ratet". , 6. !or t:-avel .. ¥ It waa mutually agreed taat docwneoutloll and f's.countiag . e,,&,e~se. wb.i~b are oormally reimbur.able 8 by~ '~8hall con!orm with the lLccepted ;ra.cticu o! the c ].. :i'-: I:~"::IS:-;::!~d to: 'CC,tfDUlTl},l ~j ~·.::t~:o:"1 t7 0:: 101475 ~;:1.:: :~e 1971 E:2 I~~!T; CL J!I 187415 . i· ', .. ;!'.) ~,.J . . l.·.· J J ~. ,.J 161 ~'''''.' ". .. ". - -'U'~'~ .. ~.•,:.:.~;i"f . Ccmt:.mo&t1OQ at ~ , S~.1ect !lo', 10:; - .. _. ... . ~ ,cOp. 01' th1.a IIll1:llro.1ect 1zl.cl\ld.ea all those activities '. 1. <"oj ., ....... - Mw!~~b)''''''''''~.lt7" .•" . l!:>"; u:l4.er tbe· c11recticm O! '!S!J/pa y1th ~.~pt1.c.n o~·tho.~ ~teut- ..- tlmet10lll .pec1t1.~ I:lenUoned 1r. COC%lAlct1on V1 th other IGU'llA ) ~roJecta. .i ! In ge=ral, the ruea:ch d:ort under thu _\1b1lroJect Yl.ll calt1nue &long tbe 1.1=_ la1c1 40w 1n pnT1ou. ,-ears. '%he_e 1Jl.T01Te the. ':ruthe51_ a::d pbL-mactllogica.l &Zl4 cl1n1ca.l evalYAUOl1 c~ or those clleCl1ea.l 1'lSlll1Uu kl10vn W haTe ..pplication 1zl. During the cClCl1ng )"eu 1t is p1aml~ to concent.rate care e;t.rectl:1 the =1"8 practica.l aapecu o.t the Y1 th t..'U.s chaz1e;e 1 ~ ahO\lld be • ~ ,! 1zl.~..,bu1•.vo.rtiM:l1.J.4, 1l0ted , ~ .!A&t certain f1.Ild.ir.gs made 1.u - be neeU8lS.t7' to &_ in tbe tu~, lor lI~aent ~ t~ t1J:le to tlme dur1.:;.g. the }"lIu dus to 1z1crea.u_ 2, In c=ect1on proJect ..t " vt11ch eamlot.be turther explo11;ec1 .. t that tacil1t,. Y1ll be pursued. ..t reuc= 1t . a1 Enoush!leV potent .ubstances ha70 'beCOClll ..~le latel:1 to IlIlSke Rc:h .. cha:Iga c.. ~e JlsyclloclleCl1ea.l and "r' t1e.lda. "knoclteut" preblelll. C ;B a: 11 E '" &lao serves ... 4 'reccral th1.a o.t this lIUbproJeet ot scope, consulta.D.t U) tbe ] ] 162 Tb_ ~at.&J.. GO.eo ~ 1:J:ls.. p.ro",.c,," 3... n~ ezceed fJIO,OOO.OO, !to "'SI3• • •81f-IIlIi'~•• hu .... ~cCW1t1ns .po~or·. or & ~ copy the .! been~quelted. 'to .ubm1t lUnd'. I & 0Q4 ~] ~&Z" V1..U Al.lotmllnt .. '] 1I1.l1:llll1lo.r, I.ll.llual a.u41 t report tor the '] Also, it bAa been requelted. that a:rJ.Y Wlexpended 1.napectiou. . 5. period. ~ 1 . Cb&rgu Ibould be -.1e apimt . 2l2'' ::'1' 390-3902. t:::, . ror._ ., ,~ " ''1'1 tle to eony po'r:e.neut equipment purc:b&ae4 by tw:ds granted .] C, "?*2E~sbAll be ret&1IJe4 by - "1 =id*?&ii!iGtt='p':' ~ 13 ..MiiJ.... 111 lieu ~ h1~er overhead rate•• 6. It YU lIlUtu&lly agreed tha~ doc:umeatat1ou e.nd a.CCO\l::ltiug tor . " travel ~ales vllich &re aona.lly re1.:bursable by ahall coo.fOl"lll, v1 th the acc:el'ted practices c4 e * etsi!J: : ( ~] ;.::. 1. ~ ~. ] " Ch1et 'rSD IRe search !ra.t1c:h 1 " 'c C I. Distribution: "I d _ D&t4~ Att=bmeat: j '] l'ropoa&.1 ~ Budget 0r1(;1Jal "I ~ '1 ,j J .] ~, .~ \ d :] ;.1 :J .J ~ ;1 163 , -:../r- ! :? / DRAFT 24 January. 1;64 J TIU: REeD an SUBJECT 1:'(GL-.r?.A, Subproject 1. ::; . I~ that certain very f ,/ t/!~I- deve10Pt:le~~;''i~ is sOI:leti:nes necessary eAperi~ents or tests are During the course ot , ,., 14~9" .'1t" I - - ;fQ 7. ,{ .',..,A ,'',.)'.I~" !".'·t.-f, V cPT''''' /1 /:" II:' established f.or the purpose ,,: '; .I ,- delivery syste:lS of interest, to 'rsD/sB. !cu~d j /",:~i" .~ . Lv .' \ / . \ l,~t/·b.LV/ of supportiol .~::.Sti:.-::..sts of ce!..}~~elOPlr.entlit~7. ,an~ 2. (;.y. ~~'I -, Ii "tJ/1./1;,P:"':~ .r.J.A'l" Thi.s sUbproj ect is be ing .1/\'" L; /..tzLi .,(. // . vt..JIP:. t0;At /,yp.'. r'" ':, L Ja:l:ORANDtnI FOP. ~ I , SUited to ordinary laboratory tacilities. / '/,L . not ~ I ".., / ,'~-::: At the same tir.le it would be difficult if not impcissible to conduct such tests as operatiQoal field tests. !bis project is designed to prQ- vide a capability aDd !acilltie~ to iiI 1 this inter~ediate ' req,ulrel:lent. 3, The activities un~er ducted bj' Mr. ~._. ,this SUbprOject will be con- IH' .:tn'dividual in tbe i::tport and export business, it:l . . . . .~ Mr', ~ holds 'a TOP SECRET Treasuz'¥ Dep:l.rtment clell.ranc~ and ~ SECRET Agency He is cOQpletely witting of the aims and goals of approval. c.... - his activities. C 4. A I r . " ' " possessE:S: uniClue facilities and personal I1bilit:l~s which ~:lkeS him invaiuablc in this kind of testini; oper:\t1on. ,1 . ;;. 1ft'. 1II~ because of -his peculin.'_..t:l.uui:.S, Dnd <:!-. ------= 'lJ . '.... .. 164 - z cap~bllities as w~l~ ] as his excellent connections with all'of the local law enforcement .agencies, wi1l.provide a unique and essential c~pabi1ity. ..... sident 'Of Because Hr. dE_11lr·~s no longer re-~' ~~'.' .,.•.J th~~. area: it is necessary that .~ ..';.,J suitable replacement be provided in order that a capability for continuance of our activities be maintained. 5. a p~riod The estimated cost of the project is $10,000.00 for of one year. Number 4125-1390-3902. Charges should be made again~t Allotment Reimbursement will be madq for services ( . rendered. 6. Accounting for funds advanced and any e~uipment under this-subproject will be in accordance with accounting proce ures ~stabl1Shed by ·the::::;.~.:~#-:"":"CL::fc.vfb((tn 7. A memorandum of agreement ~long lines est~b . ".~' I"'u shed-by previous audit recommendations in like situations will be executed_ ~A ~ ~J J TSD/Bio1ogical Branch. Distribution: Ori~inalonly (.:.].... f: , IS.:' .. aj,' 165 SU9JEC'r: 1. This is a request tor tinancial sup~rt tor research on the mechanism or brain concussion tor the period 1 Feb 19056 to 1 Feb 1957. 2. The resonance-cavitation theo:"'J upon which this research is to be based . has been presented in the proposal sub.'litted to t h ~ ~ dated 27 l'.arch 1954. " ,. The prog4alll as originally sub....ltted estiMa'.ed the duntion o! the progrm to be trom three to five years requesting a total of $72,109 tor the initial ;year. f3 -' Request for SU;>poM. or Researc:h on the 1'.!Ic:hani5:l\ or Brain Concussion ~ 6. '!be progrus I".ade to date under the above contract can tollows: be su."'r..arized as '. A. RESEARCH FACn.nIES ( The following research facilities have been established tor the investigation ot the very diver:;e aspects or the problems being studied: !3 a. P93e• Atotal ot 250 square feet of laborator,r and office space . equipped With ""uch of the diversUied r.l!1c:hi.nery and "p~ratU!l necessary tor research in this field. b. Blast P.ange . • A bhst range h25 been estnblished at , ~ located approx1r.lately ~ r the /!lOI'J.n labOr.. clj'. 'I'h.1s area is owned bY-t~and is closed to the j:Ublic. '!bros blast test.-series have been run to dAte. C.~I1~ '.- " ArrM(;,"ents hQve been '":Ide with t.he ~S 1lI'ln~ ~liQ :snX@tef,,'\WtQO L UM-tor use ot their hU.1loUl c:ldavcrs. A. te:;t ar~a h::s been .2:::ois:nccl tor this WARI~ING 1\:"'-' 'oj ( j ,,<""- :. r(LLlC:;~:CE ;:401-5/,(.0 :.iETIIODS INVCLVE"D , I .. _..... - - . . "J " ,- t" -- 1:_l.J 166 ..l ;-e-~~ ...~ :0.:'" .•. "" . ~ . . Both full-t~e tecr~ical personnel and part-time preCessional research personnel have been acquired and indoctrinated relative to their spec1tic function. I c. TECHNICAL PROORESS : ~~] ... ' .•.. : ! I Following is the tech.:u.cal progress lIIade IUlder the current .JISMilI. c o n t r a c t : . : ' . ~. I. . If·· a. Speciall~ed instnl/l\entation and nUlllerous testing techniques have been developed to obtai{l.the desired ~aJIlic data. b. Censiderable data has now been obbined suPPOr:t1ng the resonance-cavitation theor,y of brain concussion. c. Prelir.~ar.r acceleration thr~shold data has been obtained tor a fluid-tilled glass simulated skull. d. Data 1'-as been obtained on the nature and the lIIagn1tu.:le' pressure fluctuations within a glass s1MUlated skull to either 1mpact or /Sound waves propagated 1n lUre e. Ir~tial u·.'· '. : ':l: ot s~ject studies have been made on th6 s1mulated glass skull atte~pt1ng to est~blish the cavitation patterns for v;rious type.'5 7. l or ~ct. The propo.'5ed method an<! pregra:n plan re;!:ain the s8llle as stated in the original proposal, except for the tempora~·deletion or the ~ersion blast·study. . 8. The C".Irrent level of activity on this ps'Oject can be indicated IIIOst recent billing to the~~ for the :nonth of to $4,0)4.61. . -"~ ~ , Nov~.ber, by the which arno~~ted 9. In the interest of efficiency and econa,y it is requested that at least this level or activity be lIIa1ntained for the corning year. WA.RNING Nr1 T ,.. ... :.'..j n. ~ 167 -- . ' ._--" .. . .".....;.:~~=-. 10 •• . _~,,. .. ... 1I"T"S..I&.&.a'l"J ....... CI" .~... 1"!&::I&.A.I'\c.:u rUt.&II'••UII ".•• 1~.1 'I"~Ot.tc~~· ~~ ~o~1:~e·~· br.:a·l·n~ ;;~~u:t-s·1~~··~;·s----a~-e",~';nt1~1.1y ... - _. " tran51~nt state ~ue to head 1njur,y Yh1eh is or instantan10us unset. ~~n1re5t5 videspread 5~?ton5 or purely paralytic kind. does not as such co~prise ~ny evidence of structural cerebral injury. and is alyays follo~ed by a~~es~a for the actual ",o",ent of the accident." 1. ·1 10.2 The ~plication of the underlined portion of the above statc~ent is that if , technique vere devised to induce brain concussion vithout ~~v1ng either advance vaming or c~using external physical tra~~a. the person upon recover; would be unable to r~call vhat had happened t~ h~. Under these conditions the s~~e technique of producing the concussion cc-..ld be re-used ",any times without disclosure of its nature. 10.) First, I the possibilities of direct i::lpact to the it should ~.possible rre~ the findings of this research program to dete~ine the follOWing: a. Opt1Jl'.U/lI design of 1r:1p;1cting devices. b. Optir.:~"11 point.s of Unpact en skull or body for the specUic e.rrects desired. c. Intensity of the blow for the effect desired. consider1~g head_£r_bod~. I ... j I 10.4 In re~3rd to the potential 1r:Ipactin~ devices, there are design requsites.t~At are appare~~ at this tilTle: a. The 1Jnr act should 'be delivered" without advance warning. b. certaL~ ~: :~~: ~! ~~~::t ;~~ ~c~:c ~i:t~bwticn shouli be such that surface trauna does not OC(.;IlI". c. The intensit7 o£ the ~pacting :orce and its duration should be such as to obtain the desired effect. d. The device should be as s~all·and as silent as possible. 10.5 The ·specific impacting devices mignl tate tne ior.n oi any of the .rollowing: a. A panc~ke type black-jack giving a high peak i~pact .rorce with a low ur.it surface pressure. b. Concealed or camouflaged spring-loaded i~pacting devices that trige£r upon contact With the head. (Oric1nal ~nd sole copy t I I I :11:;::;) ,1 168 ."'4'" •• _'" o. It. proje.ot.I.1.. t)"p. ~pa4w.er .\or _un ue1nc & am&11~hot t~11ed •• ~k CO~ & proJOQt.~1•• 10.6 d. An explosive pad detonated 1n contact wi~h the head or the body. i Let us naw consider the pos:ibilities ot exciting the resonance cavitation directly ~itho~t ~~?act. There is co~siderable eVidence that re~onance cavitation can be induced directly in the following ~ays: ~".,J.' " j a. A blast ~ave propagated in air. (Blast Concussion) b. Physical excitation With a mechanical driver or horn, 1:.~.ed to the resonant frequency ot the head. l) - ] 10.7 A single blast pressure wave propagated in air ~ust have considerable intensity in order to produce br3in concussion, h~Jever, there is considerable eVidence (Carver & Dinsley) that ~od1tication of the pressure wave can produce profound effects • .10.8 Excitation of tne resonance cavitation by using a tuned driver at this tiMe a~pcars to be well within the relm of pcssibility. 1~e neurotic-like Man1t~statlons no~.ally associated With blast c,ncussion ~ould possibly be induced by this method. Use of this met~od,Qowev:r, would require actual physical contact with the drivers. r 10.9 Excitaticn of the resonance caVitation by tuned sound waves also a~r.ears tG be 'a reasonable possibility. Concentration of the sou~~ tield at s~me re~ote point could be effected With accoustical lenses -and ronectors. The blast duration would be in the order of a tenth of a second. Y.sking of a noise ot this duration should not be too d1ticult. 11.0 It would possibly be advantageous to establish the etfectivness of both ,of. the above methods as' a tool in brain-~ash therapy. A tull knoWledge ot the ~ethod and the r,s~lting sequela should be of aid to any person rorced to su~it to such treatment. 12.0 Possibly the ~ost significant potential aspect of this.stu~y would be in the develOp"_ent of practical means of giVing a person ~unitj, even thou;h tempo~ary. to brain concussion. One technique that appears to have potentialities involves the introd~ction of a s~all quantity ot Gas, approxi~ately 1 cc, into the spinal cord. This gas bubble would then no~ally migrate to the ventricles located at the cent~~ ot the,brain•. The ability ot this bubble to expand under dynamic loading would be most effective in preverit~ng resonance cavitation frOlll occurlng. (Orlgin3l a~d sole eopy S6-4cB :ag~) 196", . - -. -- .• -,=""0:=:-'--=--.,---- 1 ,J ' MATERIAL FOR THE RECORD :,)iKSEARCH: OFTES/CI-IIClnYIT )IKSEAllCH was the Hame given to the continuation of tht.' '-'IRTLTH.-\. program, Fundinl! commenced in FY 19C>6, find end~d ill FY W7:.!. Its lJUrpoi>'e was to d9velol', test, finll evaluate capabilities in tll(:, ('overt u:<e of hiologlenl, chemical, and radioacti \"(~ lIl11terial s,Ystl'llIS und techniques for llrodllciug llredietuble human heha "ioralllnd/or php:iologieu 1 dJD.lJges in gupport of highl)" Hensitjy(' opera tional requirements, OFTEX/CHICKWIT In 1901 the Otfic:e of Resenrdl llml De\'elopment (OUD) and the Edgewood Ar:-;enal Re~nrcll Laboratories undertook Ii llfogrlllll for doing r<.'~eurch on the identification Hud cllnl'ncteri7.ntioll of drugs that could influence human behavior. Edgewood had tIll' flltilities for the full mn~\' nf lulJorntor,;: Ilnd ('!inlenl tl'!sting. A IlllfiSe.i vrogrnm wus t.'llrisio::ed that would cOllsL-:t of acquisitfon of drugs and chemical cOlllpounds believed to !lilye effeeti-: 011 the lx--lwvlor of lJuwans. and testing and enlluating these materials through lalio'lJ.tol'Y fll'o,:€:{lures fino toxicological studie;;. Compound!' oplienxl liwl1lising ns II result of tests 011 animals were then to be e\'a!unted clinically with human subjectl-: at Edgewood. Substances or potential use would then tJe anul,r:c;ed i;trtlctllrnll;~ as a basis for identifyiul{ and synthel-iizillg possible Xlew derivatives of ,(;reater utilit~". 'The program \vas divided into two projeet~. l'roj(>ct OFTEX was to deal with testing the toxicological, trunsmisi ..itS find IJel1avio.ul effects of drugs In animals and, ultimf1tel~', humans, Proj£>ct CHICKWIT Will': ('onN'!'n>'d-with acquiring information 011 uew drug de\"eJ.ovmellts in Enrolle and the Orient, and with acquiring S!lmilles. ' There is n discrepancy between the testimoll~' of DOD and CIA regnruillj{ the te~"tillg at Edgewood Ars€'nal 'in June 1973. While tllere is agreement that human tei"tillg occurred at that place llnd time, tIlere is (li~a~reelllent us to who wa~ responsible for flullncinJr and ::;ponsorship. (See hearings before the Subcommittee on Het\lth and ScIentific Research of the Senate Hmnnn Resources Committee, Septe:nuer 21, 1977.) (169) , " ,i ! t . , , : 170 THE DIRECTOR OF CENTRAL INTELLIGENCE WASHINCTON. O. C. ~505 Office of legiilati'fe Couniel 23 December 1977 Honorable Daniel K. Inouye, Chairman Select Committee on Intelligence United States Senate Washi~gton, D.C. 20510 T Dear Mr. Chairman: During Admiral Turner's 3 August 1977 testimony before your Committee and the Senate Human Resources Subcommittee on Health and Scientific Research, you asked whether any Agency employees had been terminated because of their participation inMKULTRA Subproject 3. Admiral Turner indicated he did not believe any employee had been terminated, but would have Agency records searched on this question. Our records have been searched and the results confirm the Director's testimony that no such actions were taken. Sincerely, ~~~.~ ] J.. i ~~ .' ,,-.; J'. .. c' '171 QKHILLTOP DEFIXITIOX QKHILLTOP "as n cryptonym assigned in 1954 to a project to study Chinese Communist brain"ashing teclmiques and' to de.elop interrogation techniquE's. ~ost of the early studies nre helieYed to haye been conducted b~' the ComeU Universlty ~redical School HUijlan Ecology Study Programs. The effort "8S absorbed into the ~!K'CLTR.-\. program and the QKHILLTOP ('rypton~·lll became obsolete. The Society for the in>estigatioll of Human Ecology, later the Human Ecology Fund, "as an outgro~th of the QKHILLTOP. .. ' 'I :'[ .J ..,; I 1 J ] ] 9.·.'.··. ~-j "'J , :, . . "1 . ~j ~j q. ;.,J ~.'.q .. w '"J. '.' ~', ..: :.• . J '. ~ '"1 Ii:.l '" 1 U I 1 I .1 1 1 . . ,I J I I '. ". ···.1 . r i~J [] n lJ '~ ' j . ..:." J ] "] q ::,.~ >~ ::iI .