Justice Ctr Council State Recidivism Reduction Sept 2012
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September 2012 States Report Reductions in Recidivism I n many jurisdictions, state and local government recidivism. As policymakers are under tremendous - Reductions in Statewide Recidivism Rates for 2005 and 2007 Prison Releases among people released from prison would save money someone released from prison or jail will reoffend. - to reduce recidivism: focusing resources on individuals Percentage change in recidivism rate* for 2005 and 2007 releases community supervision policies and practices; and cate declines in statewide recidivism rates for adults improvements. report, nor is it an evaluation of any state’s recidivism Kansas -15% 289 Michigan -18% 862 -9% 235 -11% 1,278 -8% 138 -11% 1,212 -6% 141 Mississippi Ohio Oregon Texas Vermont or practice. 1. Marshall Clement, Matthew Schwarzfeld, and Michael Thompson, The National Summit on Justice Reinvestment and Public Safety: Addressing Recidivism, Crime, and Corrections Spending (New York: Council of State Governments Justice Center, 2011). number fewer returned to Prison for the 2007 release grouP ** *Percentage change in recidivism rate is calculated by dividing the percentage-point change by the initial recidivism rate, which yields the percentage by which the recidivism rate changed. - nearest tenth of a percent, see Figure 1 in the Appendix. - individuals who returned to prison in the latest data-year from the number that would have returned had the state not reduced its recidivism rate. The number is calculated based on a single release cohort, but if the number of people released and recidivism rates were to remain constant, the number would also represent an annualized average. See Figure 2 in the Appendix for further illustration. 2. Results from a national survey on recidivism may be found in the 2011 report State of Recidivism: The Revolving Door of America’s Prisons, in which the Pew Center on the States compares the three-year recidivism rates for 1999 and 2004 prison releases. The report shows that, in addition to the states highlighted in this brief, many other states have also achieved recidivism reductions. prison would have been even higher reduced its recidivism rate. Reductions and Strategies Kansas3 - Three-year recidivism rate for 2005 prison releases Three-year recidivism rate for 2007 prison releases Decline in recidivism rate 39 percent 33 percent 15 percent ing and workforce development services. cies to design local strategies to reduce revocations; it cessful completion of educational, vocational, and treatment programs. - - - “ One of my wardens constantly asks his staff, right down to the line staff, ‘What can we do to reduce recidivism?’ This gets them thinking that reentry is an important part of what they do…that they can do something to improve the likelihood that the people who leave their custody are successful when they return home.” Ray Roberts, Secretary of Kansas Department of Corrections 3. The Kansas Department of Corrections (KDOC), through the recidivism as “the number of inmates released from the DOC during a given calendar year who returned to a Kansas prison within 36 months after release, divided by the number of inmates released during that calendar year.” Neither the KDOC nor ASCA includes rearrests in recidivism calculations. Recidivism-related information is gathered 2 States Report Reductions in Recidivism by analyzing data that is tracked for each released individual. Kansas measures recidivism based at three junctures after release—at 12 months, 24 months, and 36 months. Separate rates are calculated for those persons returning to KDOC with new sentences and those returning with no new sentences. Kansas calculates its recidivism rate based on the total number of releases. Michigan4 Mississippi7 Three-year recidivism rate for 2005 prison releases Three-year recidivism rate for 2007 prison releases 40 percent 33 percent Decline in recidivism rate Three-year recidivism rate for 2005 prison releases Three-year recidivism rate for 2007 prison releases Decline in recidivism rate 18 percent 31 percent 28 percent 9 percent - - ate system overcrowding, reserving critical resources - - services. ments in recidivism rates, in part due to legislation - facilities and minimum-security camps. improve its recidivism rate. “ We know that the majority of those incarcerated will be rejoining society and their successful reentry is as critical to public safety as a sentence served.… Effective prisoner reentry is an important component of smart justice. Michigan’s prisoner reentry program has been a major contributor to lower recidivism rates for the state.” Governor Rick Snyder (R, MI) 4. return to prison within three years of release for either a new prison sentence or for a technical violation of parole conditions. Recidivism analysis is based on follow-up data for three years after each individual’s release, determining whether the offender returned to prison as a Parole Violator Technical (PVT), Parole Violator New Sentence during the parole term (PVNS), or with a new prison sentence after the expiration of the parole term. Michigan calculates its recidivism rate based on the total number of releases on parole to Michigan counties (i.e., excluding paroles to other states or paroles to other jurisdictions’ custody). 5. agency conducted an analysis of multiple release-year cohorts that participated in the in-reach phase of the program. This internal analysis examined outcomes against baseline expectations for the 1998 release-year cohort, which was the year before the Michigan Prisoner Reentry program began. 6. See Figure 1 of the Appendix. 7. state calculates recidivism by tracking the return to inmate status for individuals who are placed on parole, Earned Release Supervision, house arrest, or probation, or who are released unconditionally from inmate status every calendar year. The rate does not distinguish between individuals on community supervision who are returned to inmate status for technical violations of the terms of their release or those who return to inmate status for committing a new offense. Mississippi calculates its recidivism rates based on the total number of releases. States Report Reductions in Recidivism 3 Ohio8 Oregon10 Three-year recidivism rate for 2005 prison releases Three-year recidivism rate for 2007 prison releases 38 percent 34 percent Decline in recidivism rate Three-year recidivism rate for 2005 prison releases Three-year recidivism rate for 2007 prison releases Decline in recidivism rate 11 percent 30 percent 27 percent 8 percent prevention, treatment, and intervention programs drawing on evaluation outcomes from a series of stud- ing assessments and effective interventions, planning case supervision, and improving communication skills. provide incentive funding for community corrections criminogenic risk assessments. - and resources. Over a longer period, Oregon’s recidivism rate fell from strategies for reducing crime and recidivism, includplaced under supervision upon release from prison, and improving reentry services for individuals returning from incarceration. 8. in the recidivism rate. Recidivism for individuals on probation is based on returns to incarceration for a new crime, prison sanction, or technical violation of the conditions of parole supervision. Although an recidivism rate by tracking release and admission cohorts within a cohorts include those who were released to parole supervision or year. Ohio calculates its recidivism rates based on the total number of releases. 9. See Figure 1 of the Appendix. 10. follow-up period, including individuals who are convicted of a new felony but are not reincarcerated. Technical violations are not counted 4 States Report Reductions in Recidivism cohorts exclude individuals released following a return to incarceration for a revocation. Although an individual may be sentenced more than once to probation supervision, each new probation sentence is counted separately. Oregon calculates its recidivism rates based on the total number of releases. 11. See Figure 1 of the Appendix. Texas12 tem of graduated sanctions for parolees, allowing for - Three-year recidivism rate for 2005 prison releases Three-year recidivism rate for 2007 prison releases Decline in recidivism rate 27 percent 24 percent 11 percent to prison. programs and alternatives to incarceration, including Comparing Recidivism Rates This brief focuses on comparing the change in an individual state’s recidivism rate from one period to another, as opposed to comparing that rate to another state’s recidivism rate, or to the rate of recidivism nationally.14 methodology for calculating recidivism. For example, some state measurements of recidivism account only for reincarceration, while others include reconvictions that do not result in a prison or jail sentence. In Texas, for instance, parolees who are temporarily placed in an Intermediate Sanction Facility as an alternative to rate. In addition, the composition of each state’s prison population is distinct. Incarcerated populations can vary by risk level. For example, a state that sentences to prison large numbers of people who are at low risk of reoffending will logically have a lower recidivism rate than a state that uses its prison facilities for people responsible for prison and jail operations and there is no county jail system. Because of these and other factors, comparing recidivism rates from state to state or comparing a state recidivism rate with the national average is discouraged. In addition, national recidivism data should be used improvement or investment. 12. previous criminal involvement. The state calculates separate recidivism rates based on rearrest and reincarceration for its state prison, state jail, treatment facility, and sanction facility populations. Individuals who violate the conditions of their parole and are sanctioned to an Intermediate Sanction Facility are not counted as recidivists; they revocation to prison. The recidivism rate included in this report is for reincarceration of releases from state prisons only, and it is calculated by tracking reincarceration within a three-year period after release. Texas calculates the recidivism rate for state prison reincarcerations based on the total number of releases. 13. See Figure 1 of the Appendix. 14. The statistics provided in this report are focused on prison releases only. States Report Reductions in Recidivism 5 Vermont15 gramming, including increased capacity of commu- Three-year recidivism rate for 2005 prison releases Three-year recidivism rate for 2007 prison releases Decline in recidivism rate 44 percent 41 percent 6 percent treatment option. - viding intensive community supervision. States Everywhere Committed to Reducing Recidivism In December 2011, the Council of State Governments Justice Center co-organized a national forum on reentry and recidivism that was attended by leaders from all 50 states, in partnership with the Association of State Correctional Administrators, the U.S. Department of Justice’s Bureau of Justice Assistance, the Public Welfare Foundation, and the Pew Center on the States. Corrections directors, reentry coordinators, legislators, and judges worked together at this historic event to develop concrete strategies to reduce recidivism in their states. In the weeks after the event, leaders of the state departments of corrections in 43 of 50 states completed a continued assistance in this area. Nearly all of these states currently measure recidivism, with 80 percent producing annual recidivism reports that show year-to-year trends. More than 80 percent of the 43 states have developed or are currently developing a plan to reduce recidivism. Leaders in 29 states have either already set a recidivism-reduction target or anticipate setting a target in the near future. reduction targets and connect with other states to share information about their successes and challenges in reducing recidivism. 15. incarceration and who return to prison within three years of release for a conviction of a new offense or a violation of supervision resulting in an incarceration sentence of at least 90 days. Although individuals recidivism as a conviction for an offense committed after release from incarceration. The state calculates its recidivism rate by tracking individuals who are released after a sentence of more than one year of 6 States Report Reductions in Recidivism 16. See Figure 1 of the Appendix. APPENDIX Figure 1: Statewide Recidivism Rates for 2000 – 2008 Releases17 To provide a broader view, below is recidivism data gathered for 2000 to 2008 release cohorts. 2000 2001 2002 2003 2004 2005 2006 2007 2008 n/a n/a n/a n/a n/a 38.6% 34.2% 32.9% 33.7% Michigan 43.5% 41.9% 39.3% 39.1% 40.8% 40.5% 36.4% 33.2% 31.5% Mississippi 28.6% 29.7% 28.6% 30.3% n/a 30.6% 29.4% 27.9% 27.7% Ohio 39.0% 39.0% 38.8% 39.5% 38.9% 38.4% 36.4% 34.0% 31.2% Oregon 30.9% 30.6% 29.0% 31.1% 31.5% 29.8% 28.2% 27.5% 27.7% Texas 31.2% 28.2% 28.5% 28.2% 28.0% 27.2% 26.0% 24.3% n/a Vermont 45.5% 43.9% 46.2% 42.4% 43.2% 43.7% 45.0% 40.9% n/a Kansas Figures in bold are used elsewhere in this document. Figure 2: Reductions in Recidivism and Numbers Returned to Prison Percentage-Point change between 2005 and 2007 releases Percentage change in recidivism rate for 2005 and 2007 releases* Kansas -5.7% -14.8% Michigan -7.3% -18% Mississippi -2.7% -8.8% Ohio -4.4% Oregon number released in 2007 number fewer returned to Prison for the 2007 release grouP** 5,063 289 11,805 862 8,608 235 -11.5% 29,042 1,278 -2.3% -7.7% 5,987 138 Texas -2.9% -10.7% 41,808 1,212 Vermont -2.8% -6.4% 5,025 141 Figures in bold are used elsewhere in this document. *Percentage change in recidivism rate is calculated by dividing the percentage-point change by the initial recidivism rate, which yields the percentage by which the recidivism rate changed. that would have returned had the state not reduced its recidivism rate. The number is calculated based on a single release cohort, but if the number of people released and recidivism rates were to remain constant, the number would also represent an annualized average. 17. The states discussed in the following tables use a tracking period of three years after release from incarceration. For example, the recidivism rate for 2000 releases was calculated using data from 2000 through 2003 and the rate for 2008 releases was calculated using data from 2008 through 2011. States Report Reductions in Recidivism 7 Sources Much of the data on statewide recidivism included in this report was provided by state departments of corrections. Additional data came from State of Recidivism: The Revolving Door of America’s Prisons (Washington, DC: The Pew Center on the States, 2011) and “Reforming a System: An Inside Perspective on How Ohio Achieved a Record-Low Recidivism Rate” by Gary Mohr, Director of the Ohio Department of Rehabilitation and Correction (National Reentry Resource Center Newsletter, March 12, 2012). The states featured in this report noted that they had received support in developing and implementing recidivism-reduction strategies from various organizations, including the Bureau of Justice Assistance, the Pew Center on the States, the Council of State Governments Justice Center, and the National Institute of Corrections. The Council of State Governments (CSG) Justice Center is at the local, state, and federal levels from all branches of government. The CSG Justice Center provides practical, nonpartisan advice and consensus-driven, evidence-based strategies to increase public safety and strengthen communities. The CSG Justice Center’s Justice Reinvestment Initiative to address corrections spending and public safety is a partnership with the Public Safety Performance Project of the Pew Center on the States and the U.S. Department of Justice’s Bureau of Justice Assistance. These efforts have provided data-driven analyses and policy options to state leaders in 16 states. For more information, visit www.justicecenter.csg.org. This project was supported by Grant No. 2010-MU-BX-K084 awarded by the Bureau of Justice Assistance. The Bureau of Justice Assistance is a component Bureau of Justice Assistance U.S. Department of Justice opinions in this document are those of the author and do not represent the Assistance, please visit www.bja.gov. The Pew Center on the States is a division of The Pew Charitable Trusts approach to improve public policy, inform the public and stimulate civic life. Launched in 2006, The Public Safety Performance Project helps states and corrections that protect public safety, hold offenders accountable, and control corrections costs. For more information, visit www.pewcenteronthestates.org. 8 States Report Reductions in Recidivism