Dept. of Justice - Bureau of Justice Statistics - Federal Deaths in Custody and During Arrest, 2016-2017 - Statistical Tables, 2020
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U.S. Department of Justice Office of Justice Programs Bureau of Justice Statistics December 2020, NCJ 252838 Connor Brooks and Kevin M. Scott, Ph.D., BJS Statisticians Anthony Whyde, former BJS Statistician F ederal law enforcement and detention agencies reported 92 arrest-related deaths and 897 deaths in custody in fiscal years (FY) 2016 and 2017 combined. Homicides made up about 47% of the arrest-related deaths in FY 2016 and FY 2017 (figure 1). Homicide is the willful killing of one person by another and includes justifiable homicide by a law enforcement officer. Eighty-six percent of deaths in custody (deaths of detained or incarcerated persons) were due to illness. Nearly 7% of deaths in custody over the 2-year period were determined to be suicides. Findings are based on the Federal Law Enforcement Agency Deaths in Custody Reporting Program (FDCRP), which the Bureau of Justice Statistics (BJS) developed in response to the Death in Custody Reporting Act (DICRA) of 2013 (P.L. 113-242). The law requires each federal law enforcement agency to report any person who dies while being detained, while under arrest, while being arrested, or while in the custody of federal law enforcement officers. Figure 1 Percent of deaths, by type and manner of death, FY 2016 and FY 2017 Percent 100 Homicide* Suicide Accident Illness 80 60 40 20 0 Arrest-related deaths Deaths in custody Note: See appendix table 1 for counts and percentages. *Homicide is the willful killing of one person by another and includes justifiable homicide by a law enforcement officer. Source: Bureau of Justice Statistics, Federal Law Enforcement Agency Deaths in Custody Reporting Program, fiscal years 2016 and 2017. Highlights Federal agencies reported 51 arrest-related deaths and 468 deaths in custody in fiscal year (FY) 2016 and 41 arrest-related deaths and 429 deaths in custody in FY 2017. Homicide (47%) and suicide (42%) accounted for nearly 90% of federal arrest-related deaths in FY 2016 and FY 2017 combined. During the 2-year period, almost all federal arrest-related decedents were male (97%), 66% were white, and 26% were black. Of federal arrest-related deaths in FY 2016 and FY 2017 combined, 55% occurred while law enforcement was serving an active warrant. In FY 2016 and FY 2017 combined, the decedent had or appeared to have a weapon in 78% of federal arrest-related deaths. Nearly 90% of federal deaths in custody in FY 2016 (86%) and FY 2017 (87%) were due to illness. In FY 2016 and FY 2017 combined, almost all persons who died in federal custody were male (96%), most were white (61%), and about a third were black (31%). Almost 3 in 10 persons who died in federal custody in FY 2016 and FY 2017 were ages 55 to 64. Bureau of Justice Statistics · Statistical Tables Federal Deaths in Custody and During Arrest, 2016-2017 – Statistical Tables List of tables Table 1. Number of deaths, by type of death and federal agency, FY 2016 and FY 2017 Table 2. Arrest-related deaths, by manner of death and weapon causing death, FY 2016 and FY 2017 Table 3. Arrest-related deaths, by decedent characteristics, FY 2016 and FY 2017 Table 4. Arrest-related deaths, by reason for law enforcement contact and alleged decedent offense, FY 2016 and FY 2017 Table 5. Arrest-related deaths, by decedent actions during the incident, FY 2016 and FY 2017 Table 6. Law enforcement actions during arrest-related deaths, FY 2016 and FY 2017 Table 7. Law enforcement use of weapons and response during arrest-related deaths, FY 2016 and 2017 Table 8. Deaths in custody, by manner and location of death, FY 2016 and FY 2017 Table 9. Deaths in custody, by decedent characteristics, FY 2016 and FY 2017 Table 10. Deaths in custody, by decedent offense and status, FY 2016 and FY 2017 Table 11. Responses to the Federal Law Enforcement Agency Deaths in Custody Reporting Program, FY 2016 and FY 2017 List of figures Figure 1. Percent of deaths, by type and manner of death, FY 2016 and FY 2017 List of appendix tables Appendix table 1. Counts and percentages for figure 1: Percent of deaths, by type and manner of death, FY 2016 and FY 2017 Federal Deaths in Custody and During Arrest, 2016-2017 – Statistical Tables | December 2020 2 Terms and definitions Cause of death—A description of the specific factors leading to the termination of the biological functions that sustain life. Decedent—A person who died. Federal arrest-related death—A death that occurs when the event causing the death (e.g., gunshot wound, self-inflicted injury, cardiac arrest, fall from a height, drowning) occurs while the decedent’s freedom to leave is restricted by federal law enforcement personnel acting in an official capacity. Arrest-related deaths include— any death attributed to any use of force by federal law enforcement personnel any death that occurred while the decedent’s freedom to leave was restricted by federal law enforcement prior to, during, or following an arrest— while detained for questioning or investigation (e.g., Terry stop) during the process of apprehension (e.g., pursuit of criminal suspect or standoff with law enforcement) while in the custody of, or shortly after restraint by, law enforcement (even if the decedent was not formally under arrest) during transport to or from law enforcement, detention, incarceration, or medical facilities any death while the decedent was confined in a temporary holding facility designed to hold detainees for no longer than 72 hours (e.g., booking center, holding area, or staging location) any death that occurred during an interaction with federal law enforcement personnel during response to medical or mental-health assistance (e.g., response to suicidal persons). Federal death in custody—A death that occurs while the decedent was detained or incarcerated for violating federal criminal or administrative law and was housed in any facility designed to detain or incarcerate such individuals for longer than 72 hours. This includes all detainee or inmate deaths that occurred in any federal corrections, pre-trial, or administrative detention facility or any facility under federal contract to criminally hold, detain, or imprison or administratively hold or detain individuals. Federal detention agency—An organizational unit or sub-unit of the federal government with the principal function of detention or incarceration of alleged or convicted offenders. Federal law enforcement agency—An organizational unit or sub-unit of the federal government with the principal functions of prevention, detection, and investigation of crime and the apprehension of alleged offenders. Federal Law Enforcement Agency Deaths in Custody Reporting Program—A data collection of all federal agencies with arrest or detention functions. Homicide—The willful killing of one person by another. This includes killing in performance of an official duty or in circumstances defined by law as legally justifed. Manner of death—An explanation of how a person died, typically illustrated by a one-word description of the intentions and circumstances that led to the stated medical cause of death (e.g., accident, homicide, illness, suicide, or undetermined). Federal Deaths in Custody and During Arrest, 2016-2017 – Statistical Tables | December 2020 3 Table 1 Number of deaths, by type of death and federal agency, FY 2016 and FY 2017 Total deaths Department of Homeland Security Coast Guard Customs and Border Protection Immigration and Customs Enforcement Department of the Interior Bureau of Indian Affairsa National Park Service Rangers Department of Justice Bureau of Alcohol, Tobacco, Firearms and Explosivesb Drug Enforcement Administration Federal Bureau of Investigationc Federal Bureau of Prisonsd U.S. Marshals Servicee Amtrak Police U.S. Capitol Police 2016 Arrest-related deaths Deaths in custody 51 468 2017 Arrest-related deaths Deaths in custody 41 429 1 10 0 0 0 10 0 4 0 0 3 12 4 0 1 0 4 1 1 0 1 1 9 ~ 25 0 0 0 0 0 412 45 0 0 2 5 7 ~ 16 1 1 0 0 0 391 22 0 0 ~Not applicable. Agency did not report having any arrest functions. aIncludes one arrest-related death in fiscal year (FY) 2016 also reported by the Federal Bureau of Prisons (BOP). This is counted only in the Bureau of Indian Affairs total. bIncludes one arrest-related death in FY 2016 also reported by the U.S. Marshals Service. This is counted only in the Bureau of Alcohol, Tobacco, Firearms and Explosives total. cIncludes one arrest-related death in FY 2016 also reported by the U.S. Marshals Service. This is counted only in the Federal Bureau of Investigation (FBI) total. dIncludes 13 deaths in custody in FY 2016 and 4 in FY 2017 also reported by the U.S. Marshals Service. These are counted only in the BOP totals. eIncludes one arrest-related death in FY 2016 also reported by the FBI and one death in custody in FY 2016 also reported by the U.S. Postal Inspection Service. These are counted only in the U.S. Marshals Service total. Source: Bureau of Justice Statistics, Federal Law Enforcement Agency Deaths in Custody Reporting Program, fiscal years 2016 and 2017. Table 2 Arrest-related deaths, by manner of death and weapon causing death, FY 2016 and FY 2017 Total arrest-related deaths Manner of death Homicideb Suicide Accident Illness Unknown/missingc Weapon causing death Total deaths caused by weapons Handgun Rifle/shotgun Unspecified firearm Vehicle-involved death Unknown/missingc Total Percenta 100% Number 51 41 37 4 6 4 46.6% 42.0 4.5 6.8 ~ 76 36 12 24 4 9 100% 47.4 15.8 31.6 5.3 ~ Number 92 2016 2017 Percenta 100% Number 41 Percenta 100% 23 15 4 5 4 48.9% 31.9 8.5 10.6 ~ 18 22 0 1 0 43.9% 53.7 0.0 2.4 ~ 40 11 5 21 3 5 100% 27.5 12.5 52.5 7.5 ~ 36 25 7 3 1 4 100% 69.4 19.4 8.3 2.8 ~ Note: No respondents reported an undetermined manner of death, and no respondents reported a baton, blunt instrument, conducted-energy weapon (e.g., a Taser or stun gun), knife, edged instrument, or other type of weapon as a weapon causing death. In 2017, one agency indicated that a weapon caused a death but did not report the type of weapon. This death was excluded from the percentage calculations. ~Excluded from percentage calculations. aPercentages are calculated using deaths with valid information. Percentages may not sum to 100% due to rounding. bHomicide is the willful killing of one person by another and includes justifiable homicide by a law enforcement officer. cIncludes deaths where the investigation was pending at the time of the data collection. Source: Bureau of Justice Statistics, Federal Law Enforcement Agency Deaths in Custody Reporting Program, fiscal years 2016 and 2017. Federal Deaths in Custody and During Arrest, 2016-2017 – Statistical Tables | December 2020 4 Table 3 Arrest-related deaths, by decedent characteristics, FY 2016 and FY 2017 Total arrest-related deaths Sex Male Female Race White Black American Indian/Alaska Native Otherb Unknown/missingc Ethnicity Hispanic Non-Hispanic Unknown/missingc Age 17 or younger 18-24 25-34 35-44 45-54 55-64 65 or older Total Percenta 100% Number 51 89 3 96.7% 3.3 57 22 3 4 6 2016 2017 Percenta 100% Number 41 48 3 94.1% 5.9 41 0 100% 0 66.3% 25.6 3.5 4.7 ~ 34 10 1 3 3 70.8% 20.8 2.1 6.3 ~ 23 12 2 1 3 60.5% 31.6 5.3 2.6 ~ 18 40 34 31.0% 69.0 ~ 13 10 28 56.5% 43.5 ~ 5 30 6 14.3% 85.7 ~ 1 14 28 26 11 11 1 1.1% 15.2 30.4 28.3 12.0 12.0 1.1 0 12 14 17 3 5 0 0.0% 23.5 27.5 33.3 5.9 9.8 0.0 1 2 14 9 8 6 1 2.4% 4.9 34.1 22.0 19.5 14.6 2.4 Number 92 Percenta 100% Note: No respondents reported arrest-related deaths of persons who were Asian, Native Hawaiian, or other Pacific Islander. ~Excluded from percentage calculations. aPercentages are calculated using deaths with valid information. Percentages may not sum to 100% due to rounding. bA race other than White, Black, American Indian, Alaska Native, Asian, Native Hawaiian, or other Pacific Islander. cIncludes deaths where the investigation was pending at the time of the data collection. Source: Bureau of Justice Statistics, Federal Law Enforcement Agency Deaths in Custody Reporting Program, fiscal years 2016 and 2017. Federal Deaths in Custody and During Arrest, 2016-2017 – Statistical Tables | December 2020 5 Table 4 Arrest-related deaths, by reason for law enforcement contact and alleged decedent offense, FY 2016 and FY 2017 Total arrest-related deaths Reason for initial officer contact with decedent Service of warrant General law enforcement response/patrol Criminal investigation Inspection Detention/transport to detention Other Unknown/missingb Decedent’s most serious alleged offensec Violent Propertyd Drugs Weapons Public order Immigration violation Unknown/missingb Total Percenta 100% Number 51 47 18 15 2 1 3 6 54.7% 20.9 17.4 2.3 1.2 3.5 ~ 24 1 8 7 7 8 1 43.6% 1.8 14.5 12.7 12.7 14.5 ~ Number 92 2016 2017 Percenta 100% Number 41 Percenta 100% 30 13 2 1 1 0 4 63.8% 27.7 4.3 2.1 2.1 0.0 ~ 17 5 13 1 0 3 2 43.6% 12.8 33.3 2.6 0.0 7.7 ~ 6 1 3 2 4 7 0 26.1% 4.3 13.0 8.7 17.4 30.4 ~ 18 0 5 5 3 1 1 56.3% 0.0 15.6 15.6 9.4 3.1 ~ Note: No respondents reported court operations or security and protection as a reason for initial officer contact with the decedent. ~Excluded from percentage calculations. aPercentages are calculated using deaths with valid information. Percentages may not sum to 100% due to rounding. bIncludes deaths where the investigation was pending at the time of the data collection. cPercentages are based on the number of decedents who allegedly committed an offense in the events leading up to their death. dIncludes burglary, larceny, fraud, and other property offenses. Source: Bureau of Justice Statistics, Federal Law Enforcement Agency Deaths in Custody Reporting Program, fiscal years 2016 and 2017. Federal Deaths in Custody and During Arrest, 2016-2017 – Statistical Tables | December 2020 6 Table 5 Arrest-related deaths, by decedent actions during the incident, FY 2016 and FY 2017 Total arrest-related deaths Actiona Attempted to escape or flee from custody Attempted to physically assault officer(s) Barricaded self or initiated standoff Resisted being arrested or handcuffed Verbally threatened other(s) Attempted to gain possession of officer’s weapon Escaped or fled from custody Gained possession of officer’s weapon None of the above Unknown/missingb Had or appeared to have a weaponb Yes No Unknown/missingb Attempted to injure officers or othersc Yes No Unknown or unavailable pending investigation Total Percenta 100% Number 51 20 16 14 10 7 30.8% 24.6 21.5 15.4 10.8 4 4 2 22 2016 2017 Percenta 100% Number 41 10 7 6 5 3 28.6% 20.0 17.1 14.3 8.6 10 9 8 5 4 33.3% 30.0 26.7 16.7 13.3 6.2 6.2 3.1 33.8 3 3 2 12 8.6 8.6 5.7 34.3 1 1 0 10 3.3 3.3 0.0 33.3 27 ~ 16 ~ 11 ~ 72 11 9 78.3% 12.0 ~ 34 10 7 66.7% 19.6 ~ 38 1 2 92.7% 2.4 ~ 35 36 38.0% 39.1 19 18 37.3% 35.3 16 18 39.0% 43.9 21 ~ 14 ~ 7 ~ Number 92 Percenta 100% Note: No respondents reported an exhibited mental-health problem or exhibited physical disability as an indication of mental or physical state. ~Excluded from percentage calculations. aPercentages are calculated using deaths with valid information. Details may not sum to totals because respondents were allowed to select more than one response for each incident. bIncludes deaths where the investigation was pending at the time of the data collection. Source: Bureau of Justice Statistics, Federal Law Enforcement Agency Deaths in Custody Reporting Program, fiscal years 2016 and 2017. Table 6 Law enforcement actions during arrest-related deaths, FY 2016 and FY 2017 Engaged in motor-vehicle pursuit Fought/struggled with decedent Arrested decedent Restrained decedent with equipment Engaged in foot pursuit Physically restrained decedent Placed decedent in prone position Total Yes No Number Percent Number Percent 2016 Yes No Number Percent Number Percent 2017 Yes No Number Percent Number Percent 16 21.1% 60 78.9% 8 21.6% 29 78.4% 8 20.5% 31 79.5% 12 10 15.6 12.8 65 68 84.4 87.2 8 6 21.1 15.8 30 32 78.9 84.2 4 4 10.3 10.0 35 36 89.7 90.0 8 7 10.4 9.3 69 68 89.6 90.7 6 3 15.4 8.1 33 34 84.6 91.9 2 4 5.3 10.5 36 34 94.7 89.5 5 6.6 71 93.4 5 12.8 34 87.2 0 0.0 37 100 2 2.7 71 97.3 2 5.4 35 94.6 0 0.0 36 100 Note: Percentages exclude instances where respondents answered “unknown” and where respondents did not answer. Source: Bureau of Justice Statistics, Federal Law Enforcement Agency Deaths in Custody Reporting Program, fiscal years 2016 and 2017. Federal Deaths in Custody and During Arrest, 2016-2017 – Statistical Tables | December 2020 7 Table 7 Law enforcement use of weapons and response during arrest-related deaths, FY 2016 and 2017 Total arrest-related deaths Officer used a weapon Yesb,c Firearmd Hands/feet/fists Baton/blunt instrument Explosive device Pepper/OC spray Other No Unknown/missinge Agencies that responded to incidentd 1 2 or more Unknown/unavailable pending investigation Total Percenta 100% Number 51 53 47 3 2 2 1 3 34 5 60.9% 88.7 5.7 3.8 3.8 1.9 5.7 39.1 ~ 9 68 15 11.7% 88.3 ~ Number 92 2016 2017 Percenta 100% Number 41 Percenta 100% 27 24 3 1 0 0 1 19 5 58.7% 88.9 11.1 3.7 0.0 0.0 3.7 41.3 ~ 26 23 0 1 2 1 2 15 0 63.4% 88.5 0.0 3.8 7.7 3.8 7.7 36.6 ~ 7 32 12 17.9% 82.1 ~ 2 36 3 5.3% 94.7 ~ ~Excluded from percentage calculations. aPercentages are calculated using deaths with valid information. Percentages may not sum to 100% due to rounding. bDetails may not sum to totals because respondents could select more than one response per incident. No respondents reported that officers used a conducted-energy weapon (e.g., a Taser or stun gun). cPercentages are based on the number of incidents in which law enforcement used any weapon. dCounts of officers who discharged a firearm in 2017 are adjusted for conflicting responses where an agency indicated that no officers discharged a firearm in question 15 but that at least one officer did in question 16. eIncludes deaths where the investigation was pending at the time of the data collection. Source: Bureau of Justice Statistics, Federal Law Enforcement Agency Deaths in Custody Reporting Program, fiscal years 2016 and 2017. Table 8 Deaths in custody, by manner and location of death, FY 2016 and FY 2017 Total deaths in custody Manner of death Illness Suicide Accidentb Homicidec Other Unknown/missingd Location of deathb Medical center outside of facility Special medical unit or infirmary within facility General housing unit Segregated/special housing unit Special mental-health services unit within facility During transit Elsewhere Unknown/missingd Total Percenta 100% Number 468 763 59 29 28 4 14 86.4% 6.7 3.3 3.2 0.5 ~ 497 2016 2017 Percenta 100% Number 429 397 26 20 17 1 7 86.1% 5.6 4.3 3.7 0.2 ~ 366 33 9 11 3 7 86.7% 7.8 2.1 2.6 0.7 ~ 58.0% 255 59.6% 242 60.8% 269 36 10 31.4 4.2 1.2 133 18 8 31.1 4.2 1.9 136 18 2 34.2 4.5 0.5 2 1 42 40 0.2 0.1 4.9 ~ 2 1 11 40 0.5 0.2 2.6 ~ 0 0 31 0 0.0 0.0 7.8 ~ Number 897 Percenta 100% ~Excluded from percentage calculations. aPercentages are calculated using deaths with valid information. Percentages may not sum to 100% due to rounding. bIncludes accidental alcohol or drug overdoses, injuries to self, and other accidental causes of death. cHomicide is the willful killing of one person by another and includes justifiable homicide by a law enforcement or corrections officer. dIncludes deaths where the investigation was pending at the time of the data collection. Source: Bureau of Justice Statistics, Federal Law Enforcement Agency Deaths in Custody Reporting Program, fiscal years 2016 and 2017. Federal Deaths in Custody and During Arrest, 2016-2017 – Statistical Tables | December 2020 8 Table 9 Deaths in custody, by decedent characteristics, FY 2016 and FY 2017 Total deaths in custody Sex Male Female Race White Black American Indian/Alaska Native Asian Otherb Unknown/missingc Ethnicity Hispanic Non-Hispanic Unknown/missingc Ageb 18-24 25-34 35-44 45-54 55-64 65 or older Unknown/missingc Total Percenta 100% Number 468 861 36 96.0% 4.0 530 274 25 12 33 23 2016 2017 Percenta 100% Number 429 451 17 96.4% 3.6 410 19 95.6% 4.4 60.6% 31.4 2.9 1.4 3.8 ~ 267 144 7 8 32 10 58.3% 31.4 1.5 1.7 7.0 ~ 263 130 18 4 1 13 63.2% 31.3 4.3 1.0 0.2 ~ 130 699 68 15.7% 84.3 ~ 61 352 55 14.8% 85.2 ~ 69 347 13 16.6% 83.4 ~ 10 63 130 200 259 234 1 1.1% 7.0 14.5 22.3 28.9 26.1 ~ 8 31 67 113 137 111 1 1.7% 6.6 14.3 24.2 29.3 23.8 ~ 2 32 63 87 122 123 0 0.5% 7.5 14.7 20.3 28.4 28.7 ~ Number 897 Percenta 100% Note: Percentages may not sum to 100% due to rounding. No respondents reported deaths in custody of persons who were Native Hawaiian or other Pacific Islander. ~Excluded from percentage calculations. aPercentages are calculated using deaths with valid information. Percentages may not sum to 100% due to rounding. bA race other than White, Black, American Indian, Alaska Native, Asian, Native Hawaiian, or other Pacific Islander. cIncludes deaths where the investigation was pending at the time of the data collection. Source: Bureau of Justice Statistics, Federal Law Enforcement Agency Deaths in Custody Reporting Program, fiscal years 2016 and 2017. Federal Deaths in Custody and During Arrest, 2016-2017 – Statistical Tables | December 2020 9 Table 10 Deaths in custody, by decedent offense and status, FY 2016 and FY 2017 Total deaths in custody Most serious offense Homicide or aggravated assault Robbery Sex offense Drugsb Weapons Propertyc Immigration Supervision violation Otherd Unknown/missinge Legal status at time of death Convicted, new commitment Convicted, returned probation/parole violator Unconvicted pending criminal case Unconvicted pending extradition Other Unknown/missinge Time served under current admissionf 1 day 2-5 days 6-10 days 11-30 days 31-180 days 181-365 days More than 365 days Unknown/missinge Total Percenta 100% Number 468 36 72 145 291 135 114 33 8 14 49 4.2% 8.5 17.1 34.3 15.9 13.4 3.9 0.9 1.7 ~ 781 2016 2017 Percenta 100% Number 429 18 42 65 161 75 62 19 7 7 12 3.9% 9.2 14.3 35.3 16.4 13.6 4.2 1.5 1.5 ~ 18 30 80 130 60 52 14 1 7 37 4.6% 7.7 20.4 33.2 15.3 13.3 3.6 0.3 1.8 ~ 92.1% 402 91.4% 379 92.9% 15 44 1 7 49 1.8 5.2 0.1 0.8 ~ 10 28 0 0 28 2.3 6.4 0.0 0.0 ~ 5 16 1 7 21 1.2 3.9 0.2 1.7 ~ 5 14 7 13 81 77 687 13 0.6% 1.6 0.8 1.5 9.2 8.7 77.7 ~ 1 7 3 9 40 45 357 6 0.2% 1.5 0.6 1.9 8.7 9.7 77.3 ~ 4 7 4 4 41 32 330 7 0.9% 1.7 0.9 0.9 9.7 7.6 78.2 ~ Number 897 Percenta 100% Note: Percentages may not sum to 100% due to rounding. ~Excluded from percentage calculations. aPercentages calculated using deaths with valid information. Percentages may not sum to 100% due to rounding. bOf all federal drug offenders, 99% are sentenced for trafficking, but the percentage of trafficking convictions among drug offenders who died in custody is unknown. cIncludes burglary, larceny, fraud, and other property offenses. dIncludes material-witness offenses and crimes classified as “miscellaneous” by the Federal Bureau of Prisons (BOP). eIncludes deaths where the investigation was pending at the time of the data collection. fFor BOP deaths, time served is typically post-conviction. For U.S. Marshals Service, Immigration and Customs Enforcement, and Bureau of Indian Affairs deaths, time served is typically pre-conviction. Source: Bureau of Justice Statistics, Federal Law Enforcement Agency Deaths in Custody Reporting Program, fiscal years 2016 and 2017. Federal Deaths in Custody and During Arrest, 2016-2017 – Statistical Tables | December 2020 10 Methodology Overview The Death in Custody Reporting Act (DICRA) requires the head of each federal law enforcement agency to submit to the U.S. attorney general, information about the death of any person who is— 1. detained, under arrest, or in the process of being arrested by a federal law enforcement officer (or by a state or local law enforcement officer while participating in a federal law enforcement operation, task force, or other capacity) 2. being transported to, incarcerated at, or detained at any— a. facility (including immigration or juvenile facilities) pursuant to a contract with a federal law enforcement agency b. state or local government facility used by a federal law enforcement agency c. federal correctional or pre-trial detention facility located within the United States.1 Determining eligibility for reporting to the Federal Law Enforcement Agency Deaths in Custody Reporting Program The act requires annual reporting by fiscal year (FY), which was October 1, 2015 to September 30, 2016 for the FY 2016 collection cycle and was October 1, 2016 to September 30, 2017 for the FY 2017 collection cycle. An initial list of 132 federal agencies was developed from the 2008 Census of Federal Law Enforcement Officers, agency contacts, and U.S. Department of Justice internal review.2 The U.S. Office of the Attorney General sent those agencies a memorandum on October 5, 2016, asking them to provide a point of contact (POC) and to confirm by October 20, 2016 that they had arrest or detention authority. The Federal Law Enforcement Agency Deaths in Custody Reporting Program (FDCRP) instruments were adapted from the Bureau of Justice Statistics’ previous Arrest-Related Deaths program and Deaths in Custody Reporting Program instruments.3 Each instrument was modified to align with DICRA. 1Death in Custody Reporting Act of 2013, 42 U.S.C. § 13727(a). Prior to fielding the FDCRP, four senior federal officials with direct experience and responsibility for investigations of law enforcement-related deaths reviewed the draft instruments. The Bureau of Justice Statistics (BJS) implemented their recommendations regarding items and response categories. Key areas of change included the function of protective details (e.g., U.S. Secret Service) and activities related to using multi-agency task-force operations. BJS then programmed the final instruments into a web-based-portal submission system. The FDCRP survey consists of three instruments: a screener (CJ-13), the Arrest-Related Death Incident Report (CJ-13A), and the Detention/Incarceration Incident Report (CJ-13B). On the screener, agency respondents indicated whether they had arrest or detention authority. If so, respondents indicated whether they had any deaths to report. If a responding agency did not have either type of death (occurring during arrest or occurring while in detention or custody) during the reporting period, the survey instructed respondents to report no deaths on the screener. For every arrest-related death, respondents completed a CJ-13A form. The CJ-13A instrument included questions about the incident, such as location, decedent characteristics (e.g., demographics and actions prior to and during the incident), and law enforcement characteristics (e.g., actions during the incident, interactions with the decedent, and weapon use). For every death in custody, respondents completed a CJ-13B form. Similar to the CJ-13A, the CJ-13B instrument included questions about the incident, such as facility information, decedent characteristics (e.g., demographics and incarceration details), and facility staff characteristics (e.g., actions during the incident). Due to unique functions and situations, the arrest and custody incident-forms requested different information. For example, because law enforcement use of force often accounted for arrest-related deaths, the incident form included questions about the type and extent of force applied during the incident. Additionally, because most deaths in custody were due to illness, the incident form included types of treatment provided for identified medical conditions. 2See Federal Law Enforcement Officers, 2008 (NCJ 238250, BJS, June 2012). 3For information on the Arrest-Related Deaths program and Deaths in Custody Reporting Program, see the BJS website. Federal Deaths in Custody and During Arrest, 2016-2017 – Statistical Tables | December 2020 11 Identifying and excluding duplicate records Determining custody may be complicated by dual law enforcement and detention functions and overlapping jurisdiction with state and local law enforcement authorities. Duplicate death records may occur due to overlapping correctional populations, jurisdictions, and functions (arrest and detention) within an agency. Agencies participating in the same task force may also submit duplicate information. To identify duplicate records, BJS matched records based on decedent name, date of birth, date of death, and agency or correctional facility. For this program, duplicate records were relatively rare (21 of 989 total deaths), and all were resolved by reviewing notes provided in the survey by responding agencies, by examining news reports of the incident, or by contacting both agencies. Data collection and response rate BJS emailed POCs during December 2016 and November 2017 and directed them to the FDCRP web-based survey-submission portal. Each POC received a login name, password, and instructions. The initial screener form required agencies to enter the number of arrest-related deaths and deaths in custody that occurred under their jurisdiction during FY 2016 and FY 2017 and the decedents’ names. Once each decedent was identified, POCs were instructed to provide incident information for each death. Data-collection staff offered respondents different reporting options to reduce respondent burden. For the FY 2016 collection, most (87%) respondents completed the survey via web, and for the 2017 data collection, 79% responded via web. Others submitted data via file-transfer. Data-collection staff uploaded these files into the database and matched file responses with instrument responses. Other agencies indicated via telephone that they had no deaths to report. For those respondents, project staff entered data into the web portal on the agency’s behalf. For FY 2016, BJS determined that 25 of the 132 contacted agencies were out-of-scope, and for FY 2017, BJS determined that 20 of the 137 potentially Table 11 Responses to the Federal Law Enforcement Agency Deaths in Custody Reporting Program, FY 2016 and FY 2017 Total agencies contacted to determine eligibility Determined to be out-of-scope Based on initial contact Based on survey response Did not respond or provide point of contact Eligible agencies surveyed Responded Reported law enforcement function Reported any arrest-related death Reported incarceration/detention function Reported any death in custody Did not respond 2016 2017 132 25 13 12 22 85 82 81 7 68 4 3 137 20 ~ ~ ~ 117 108 95 8 89 5 9 ~Not applicable. Source: Bureau of Justice Statistics, Federal Law Enforcement Agency Deaths in Custody Reporting Program, fiscal years 2016 and 2017. in-scope agencies were out-of-scope (table 11). In 2016, 85 eligible agencies provided a POC. In total, 82 agencies responded to the survey in 2016 and had a law enforcement, detention, or incarceration function during the study period, including 81 agencies with law enforcement functions and 68 agencies with detention or incarceration functions. Almost all agencies (67) that had detention or incarceration functions also had law enforcement functions (not shown in tables). Fourteen agencies had law enforcement functions only (not shown in tables). Overall, the 2016 FDCRP yielded a response rate of 96% from surveyed agencies and collected information on 51 arrest-related deaths and 468 deaths in custody. However, 22 potentially in-scope agencies did not respond to the attorney general’s initial request for a POC. If all these agencies were determined to be in scope, the response rate would be approximately 77%. Of the 117 eligible agencies in 2017, 108 responded to the survey, for an overall response rate of 92%. Ninety-five of these agencies reported having a law enforcement function, and 89 reported having a detention or incarceration function. Federal Deaths in Custody and During Arrest, 2016-2017 – Statistical Tables | December 2020 12 Appendix Table 1 Counts and percentages for figure 1: Percent of deaths, by type and manner of death, FY 2016 and FY 2017 Total Number Percenta Total deaths 92 100% Homicideb 41 46.6 Suicide 37 42.0 Accident 4 4.5 Illness 6 6.8 Other causes 0 0.0 Unknown/missingc 4 ~ Arrest-related deaths 2016 2017 Number Percenta Number Percenta 51 100% 41 100% 23 48.9 18 43.9 15 31.9 22 53.7 4 8.5 0 0.0 5 10.6 1 2.4 0 0.0 0 0.0 4 ~ 0 ~ Total Number Percenta 897 100% 28 3.2 59 6.7 29 3.3 763 86.4 4 0.5 14 ~ Deaths in custody 2016 Number Percenta 468 100% 17 3.7 26 5.6 20 4.3 397 86.1 1 0.2 7 ~ 2017 Number Percenta 429 100% 11 2.6 33 7.8 9 2.1 366 86.7 3 0.7 7 ~ ~Excluded from percentage calculations. aPercentages are calculated using deaths with valid information. Percentages may not sum to 100% due to rounding. bHomicide is the willful killing of one person by another and includes justifiable homicide by a law enforcement or corrections officer. cIncludes deaths where the investigation was pending at the time of the data collection. Source: Bureau of Justice Statistics, Federal Law Enforcement Agency Deaths in Custody Reporting Program, fiscal years 2016 and 2017. Federal Deaths in Custody and During Arrest, 2016-2017 – Statistical Tables | December 2020 13 The Bureau of Justice Statistics of the U.S. Department of Justice is the principal federal agency responsible for measuring crime, criminal victimization, criminal offenders, victims of crime, correlates of crime, and the operation of criminal and civil justice systems at the federal, state, tribal, and local levels. BJS collects, analyzes, and disseminates reliable statistics on crime and justice systems in the United States, supports improvements to state and local criminal justice information systems, and participates with national and international organizations to develop and recommend national standards for justice statistics. Jeffrey H. Anderson is the director. This report was written by Connor Brooks, Kevin M. Scott, and Anthony Whyde. Elizabeth Davis and Emily Buehler verified the report. Eric Hendrixson and Edrienne Su edited the report. Carrie Epps-Carey produced the report. December 2020, NCJ 252838 Office of Justice Programs Building Solutions • Supporting Communities • Advancing Justice www.ojp.gov